Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP of Strategic Business Dev. | August 06, 2020 | August 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date August 06, 2020 · Filed August 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,247.7597 |
Reported balance
After 2020-03-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-03-02 · Grant · Acquired 2.593 · Balance 1,247.7597 F1: DER unites credited on 03/02/2020 as dividend at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 1,250.3411 |
Reported balance
After 2020-06-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-06-01 · Grant · Acquired 2.5814 · Balance 1,250.3411 F2: DER Units credited on 06/01/2020 as dividend at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 1,221.0798 |
Reported balance
After 2020-08-06 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-08-06 · Tax withholding · Disposed 8.8077 · Balance 1,221.0798 F3: 8.8077 shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: DER unites credited on 03/02/2020 as dividend at FMV
F2: DER Units credited on 06/01/2020 as dividend at FMV
F3: 8.8077 shares withheld to satisfy tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Jan 31, 2020 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.6075 | $84.61 | $136.01 |
DisclosureSEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 4 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989.7754 F4 · shares: DER units credited on 12/02/2019 as dividend at FMV Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8.8077 | $76.64 | $675.02 |
DisclosureSEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 3 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221.0798 F3 · shares: 8.8077 shares withheld to satisfy tax liability. Read SEC document |
| June 01, 2020 Filed Aug 7, 2020 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.5814 | $81.16 | $209.51 |
DisclosureSEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250.3411 F2 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 02, 2020 Filed Aug 7, 2020 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.593 | $80.49 | $208.71 |
DisclosureSEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247.7597 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 30.0671 | $88.47 | $2,660.04 |
DisclosureSEC source: 0001209191-20-007295 · doc4.xml · nonDerivative · entry 3 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245.1667 F3 · shares: 30.0671 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 23.2899 | $88.47 | $2,060.46 |
DisclosureSEC source: 0001209191-20-007295 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275.2338 F2 · shares: 23.2899 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 45.3944 | $88.47 | $4,016.04 |
DisclosureSEC source: 0001209191-20-007295 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298.5237 F1 · shares: 45.3944 shares withheld to satisfy tax liability. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 5 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354.7754 Read SEC document |
| September 03, 2019 Filed Jan 31, 2020 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.4457 | $93.78 | $135.58 |
DisclosureSEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 3 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988.1679 F3 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 03, 2019 Filed Jan 31, 2020 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.7651 | $73.47 | $129.68 |
DisclosureSEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986.7222 F2 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| March 01, 2019 Filed Jan 31, 2020 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.8321 | $70.51 | $129.18 |
DisclosureSEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984.9571 F1 · shares: DER Units credited on 03/1/2019 as dividend at FMV Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 22.9552 | $67.21 | $1,542.82 |
DisclosureSEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 3 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983.125 F3 · shares: 22.9552 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 28.7634 | $67.21 | $1,933.19 |
DisclosureSEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006.0802 F2 · shares: 28.7634 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 31.5831 | $67.21 | $2,122.70 |
DisclosureSEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034.8436 F1 · shares: 31.5831 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006318 · doc4.xml · nonDerivative · entry 3 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066.4267 Read SEC document |
| December 03, 2018 Filed Feb 1, 2019 02:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.3493 | $68.02 | $23.76 |
DisclosureSEC source: 0001209191-19-006318 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683.4267 F2 · shares: DER unites credited on 12/03/2018 as dividend at FMV Read SEC document |
| August 31, 2018 Filed Feb 1, 2019 02:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.3914 | $60.43 | $23.65 |
DisclosureSEC source: 0001209191-19-006318 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683.0774 F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044625 · doc4.xml · nonDerivative · entry 2 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678.8378 F1 · shares: Updated DRIP from personal account Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044625 · doc4.xml · nonDerivative · entry 1 Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532.8378 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.