Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | President & CEO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 218,540.4468 |
Ending reported balance
After 2026-03-13 transaction · row 9
8 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 2.1341 · Balance 202,718.3097 F1: Adj for partial share Row 2 · 2026-03-05 · Grant · Acquired 74.2973 · Balance 202,792.607 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-06 · Grant · Acquired 1,121.1727 · Balance 203,913.7797 F3: Updated DRIP Row 4 · 2026-03-12 · Grant · Acquired 7,362 · Balance 211,275.7797 Row 6 · 2026-03-12 · Grant · Acquired 17,693.2752 · Balance 228,969.0549 Row 7 · 2026-03-13 · Tax withholding · Disposed 9,000.6863 · Balance 219,968.3686 F5: 9,000.6863 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 717.84 · Balance 219,250.5286 F6: 717.8400 shares withheld to satisfy tax liability Row 9 · 2026-03-13 · Tax withholding · Disposed 710.0818 · Balance 218,540.4468 F7: 710.0818 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 531.911 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 16.3102 · Balance 531.911 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 9,000.6863 shares withheld to satisfy tax liability
F6: 717.8400 shares withheld to satisfy tax liability
F7: 710.0818 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 710.0818 | $74.44 | $52,858.49 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,540.4468 F7 · shares: 710.0818 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 717.84 | $74.44 | $53,436.01 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,250.5286 F6 · shares: 717.8400 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 9,000.6863 | $74.44 | $670,011.09 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,968.3686 F5 · shares: 9,000.6863 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 17,693.2752 | $74.44 | $1,317,087.41 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,969.0549 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16.3102 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 531.911 F4 · shares: Updated 401k Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,275.7797 Read SEC document |
| March 06, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,121.1727 | $76.17 | $85,399.72 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,913.7797 F3 · shares: Updated DRIP Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 74.2973 | $75.46 | $5,606.47 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,792.607 F2 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.1341 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000044 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,718.3097 F1 · shares: Adj for partial share Read SEC document |
| February 18, 2026 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 510.6757 | $74.88 | $38,239.40 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,720.4438 F5 · shares: 510.6757 shares withheld to satisfy tax liability Read SEC document |
| December 03, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,148.1481 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,231.1195 F2 · shares: Updated DRIP Read SEC document |
| December 02, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 87.2693 | $72.89 | $6,361.06 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,082.9714 F4 · shares: Der units credited on 12/02/2025 at FMV Read SEC document |
| September 04, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,136.3994 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,995.7021 F2 · shares: Updated DRIP Read SEC document |
| September 03, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 85.9324 | $73.52 | $6,317.75 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,859.3027 F3 · shares: Der units credited on 09/03/2025 at FMV Read SEC document |
| June 04, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 975.2554 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,773.3703 F2 · shares: Updated DRIP Read SEC document |
| June 03, 2025 Filed Mar 3, 2026 22:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 73.9511 | $78.44 | $5,800.72 |
DisclosureSEC source: 0001056903-26-000036 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,798.1149 F1 · shares: Der units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 699.2 | $78.01 | $54,544.59 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,724.16 F4 · shares: 699.20 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8,620.83 | $78.01 | $672,510.95 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,423.37 F3 · shares: 8,620.83 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16,981.02 | $78.01 | $1,324,689.37 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,044.2 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,063.18 Read SEC document |
| March 04, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 929.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,560.18 F2 · shares: Updated DRIP Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 48.13 | $78.13 | $3,760.40 |
DisclosureSEC source: 0001567619-25-000223 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,630.5 F1 · shares: DER units credited on 03/03/2025 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 448.48 | $73.53 | $32,976.73 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 10 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,582.36 F8 · shares: 78.89 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 483.13 | $73.53 | $35,524.55 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,030.85 F7 · shares: 81.44 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 515.6 F6 · shares: Updated 401k Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,513.98 F5 · shares: Adjustment due to partial shares Read SEC document |
| December 03, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 826.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,516.2 F2 · shares: Updated DRIP Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 59.21 | $85.77 | $5,078.44 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,690.04 F4 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 04, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 862.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,630.83 F2 · shares: Updated DRIP Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 62.15 | $81.25 | $5,049.69 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,768.55 F3 · shares: Der units credited on 09/01/2024 at FMV Read SEC document |
| June 04, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 872.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,706.4 F2 · shares: Updated DRIP Read SEC document |
| June 03, 2024 Filed Feb 12, 2025 00:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 63.46 | $73.07 | $4,637.02 |
DisclosureSEC source: 0001567619-25-000113 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,834.27 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8,080.627 | $71.79 | $580,108.21 |
DisclosureSEC source: 0001056903-24-000028 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,785.6447 F3 · shares: 8080.6270 shares withheld to satisfy tax liability Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15,950.1494 | $71.79 | $1,145,061.23 |
DisclosureSEC source: 0001056903-24-000028 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,866.2717 Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000028 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,916.1223 Read SEC document |
| March 05, 2024 Filed Mar 16, 2024 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 856.4801 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000028 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,491.1223 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 26.0152 | $71.64 | $1,863.73 |
DisclosureSEC source: 0001056903-24-000028 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,634.6422 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocls | 491.4503 | $75.11 | $36,912.83 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 11 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,608.627 F9 · shares: 491.4503 units withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 425.4055 | $75.11 | $31,952.21 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 10 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,100.0773 F8 · shares: 425.4055 units withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocls | 472.1632 | $75.11 | $35,464.18 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,525.4828 F7 · shares: 472.1632 units withheld to satisfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 14.2416 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 168,997.646 F6 · shares: Updated 401(k) Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 2.6682 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,997.646 F5 · shares: adjustment for partial share Read SEC document |
| December 05, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 744.9947 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,000.3142 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 45.5001 | $81.26 | $3,697.34 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,255.3195 F4 · shares: DER units credited on 09/01/2023 at FMV Read SEC document |
| September 06, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 688.1305 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,209.8194 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 43.7555 | $84.07 | $3,678.52 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,521.6889 F3 · shares: DER Units credited on 09/01/2023 at FMV Read SEC document |
| June 05, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 612.2849 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,477.9334 F2 · shares: Updated DRIP Read SEC document |
| June 01, 2023 Filed Feb 13, 2024 19:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 38.1275 | $88.79 | $3,385.34 |
DisclosureSEC source: 0001056903-24-000003 · form4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,865.6485 F1 · shares: DER units credited on 06/01/2023 as dividend at FMV Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 4,188.8705 | $86.73 | $363,300.74 |
DisclosureSEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,827.521 F3 · shares: 4188.8705 shares withheld to satisfy tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8,454.5672 | $86.73 | $733,264.61 |
DisclosureSEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,016.3915 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.