Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Officer | August 12, 2022 | August 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date August 12, 2022 · Filed August 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 18,331.199 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Grant · Acquired 7.6514 · Balance 18,331.199 F1: DER Units credited on 06/01/2022 as dividend at FMV |
| Common SharesSEC Table I · non-derivative | Indirect401k | 243.7959 |
Reported balance
After 2022-08-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-08-12 · Sale · Disposed 13,559.02 · Balance 243.7959 |
Filing footnotes · ownership attribution and instrument terms
F1: DER Units credited on 06/01/2022 as dividend at FMV
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Feb 12, 2022 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.4833 | $94.10 | $515.98 |
DisclosureSEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,798.7605 F1 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 23:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 13,559.02 | $89.90 | $1,218,955.90 |
DisclosureSEC source: 0001209191-22-046098 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Former Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 243.7959 Read SEC document |
| June 01, 2022 Filed Aug 16, 2022 23:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.6514 | $79.39 | $607.44 |
DisclosureSEC source: 0001209191-22-046098 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,331.199 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| May 23, 2022 Filed May 25, 2022 23:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 267 | $79.04 | $21,103.68 |
DisclosureSEC source: 0001209191-22-031990 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,323.5477 Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 9.9005 | $83.89 | $830.55 |
DisclosureSEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056.5477 F3 · shares: 9.9005 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 206.7634 | $83.89 | $17,345.38 |
DisclosureSEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,066.4482 F2 · shares: 206.7634 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 504.547 | $83.89 | $42,326.45 |
DisclosureSEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,273.2116 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,768.6646 Read SEC document |
| March 02, 2022 Filed Mar 15, 2022 20:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.8493 | $83.51 | $571.99 |
DisclosureSEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,768.6646 F1 · shares: DER units credited on 03/02/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 52.4053 | $89.69 | $4,700.23 |
DisclosureSEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,640.8152 F5 · shares: 52.4053 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 40.1286 | $89.69 | $3,599.13 |
DisclosureSEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,693.2205 F4 · shares: 40.1286 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 61.2104 | $89.69 | $5,489.96 |
DisclosureSEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733.3491 F3 · shares: 61.2104 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 4.201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,794.5595 F2 · shares: Adjustment due to partial share Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006607 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793.2773 Read SEC document |
| October 25, 2021 Filed Oct 29, 2021 18:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 166 | $90.57 | $15,034.62 |
DisclosureSEC source: 0001209191-21-062042 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,168.2773 Read SEC document |
| September 02, 2021 Filed Sep 10, 2021 22:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055558 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,002.2773 Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 17:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 6.2798 | $91.48 | $574.48 |
DisclosureSEC source: 0001209191-21-050538 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,843.2773 F2 · shares: 6.2798 shares withheld to satisfy tax liability. Read SEC document |
| June 02, 2021 Filed Aug 10, 2021 17:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.6702 | $78.85 | $368.25 |
DisclosureSEC source: 0001209191-21-050538 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,849.5571 F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 9.7398 | $71.92 | $700.49 |
DisclosureSEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,844.8869 F4 · shares: 9.7398 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 30.6482 | $71.92 | $2,204.22 |
DisclosureSEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,854.6267 F3 · shares: 30.6482 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 289.0866 | $71.92 | $20,791.11 |
DisclosureSEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,885.2749 F2 · shares: 289.0866 shares withheld to satisfy tax liability. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 703.7163 | $72.16 | $50,780.17 |
DisclosureSEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,174.3615 Read SEC document |
| March 02, 2021 Filed Mar 13, 2021 01:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.6034 | $71.65 | $401.48 |
DisclosureSEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,470.6452 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 382.9433 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,621.5959 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 78.6175 | $79.80 | $6,273.68 |
DisclosureSEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,465.0419 F3 · shares: 78.6175 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 50.0238 | $79.80 | $3,991.90 |
DisclosureSEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,543.6594 F2 · shares: 50.0238 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 39.4657 | $79.80 | $3,149.36 |
DisclosureSEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,593.6832 F1 · shares: 39.4657 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007620 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,633.1489 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 298.9939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007620 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,238.6527 F4 · shares: Updated 401k Information Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007620 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067.1489 F3 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 02:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.9348 | $74.44 | $367.35 |
DisclosureSEC source: 0001209191-21-007620 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,069.6604 F2 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 02:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.8632 | $75.20 | $365.71 |
DisclosureSEC source: 0001209191-21-007620 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064.7256 F1 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 23:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043987 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,060.2006 Read SEC document |
| June 01, 2020 Filed Jul 29, 2020 23:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.8701 | $81.16 | $314.10 |
DisclosureSEC source: 0001209191-20-043987 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002.2006 F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 24.6092 | $71.88 | $1,768.91 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 6 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,998.3305 F3 · shares: 24.6092 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 605.929 | $71.88 | $43,554.18 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,022.9397 F2 · shares: 605.9290 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 153.0517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,537.6466 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,668.5342 | $79.80 | $133,149.03 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,628.8687 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 90 | $79.80 | $7,182.00 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,960.3345 Read SEC document |
| March 02, 2020 Filed Mar 13, 2020 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.8164 | $80.49 | $307.18 |
DisclosureSEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,870.3345 F1 · price: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 99.4764 | $88.47 | $8,800.68 |
DisclosureSEC source: 0001209191-20-007297 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,866.5181 F3 · shares: 99.4764 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 74.6936 | $88.47 | $6,608.14 |
DisclosureSEC source: 0001209191-20-007297 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,965.9945 F2 · shares: 74.6936 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 49.2067 | $88.47 | $4,353.32 |
DisclosureSEC source: 0001209191-20-007297 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,040.6881 F1 · shares: 49.2067 shares withheld to satisfy tax liability. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.8161 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,724.8948 F4 · shares: Adjustment due to partial share Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 6 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,089.8948 Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.9309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 5 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,384.5949 F5 · shares: Updated 401k Read SEC document |
| December 02, 2019 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.3852 | $84.61 | $371.03 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 3 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,727.7109 F3 · shares: DER units credited on 12/02/2019 as dividend at FMV Read SEC document |
| September 03, 2019 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.9437 | $93.78 | $369.84 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 2 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,723.3257 F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 30, 2019 Filed Jan 31, 2020 01:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.5217 | $73.47 | $332.21 |
DisclosureSEC source: 0001209191-20-005707 · doc4.xml · nonDerivative · entry 1 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,719.832 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 24.2583 | $71.44 | $1,733.01 |
DisclosureSEC source: 0001209191-19-019288 · doc4.xml · nonDerivative · entry 4 HODGES GRANVILLE R JR · CIK 0001389251 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,714.8603 F3 · shares: 24.2583 shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.