Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP - Fin., Treas., & Asst. Sec | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,942.1069 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.9756 · Balance 9,901.6072 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 8.213 · Balance 9,909.8202 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 770 · Balance 10,679.8202 Row 4 · 2026-03-12 · Grant · Acquired 715.4458 · Balance 11,395.266 Row 5 · 2026-03-13 · Tax withholding · Disposed 294.6205 · Balance 11,100.6455 F3: 294.6205 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 11,019.1972 F4: 81.4483 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 10,942.1069 F5: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: Der units credited on 03/05/2026 at FMV
F3: 294.6205 shares withheld to satisfy tax liability
F4: 81.4483 shares withheld to satisfy tax liability
F5: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 77.0903 | $74.44 | $5,738.60 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 7 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,942.1069 F5 · shares: 77.0903 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 81.4483 | $74.44 | $6,063.01 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 6 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,019.1972 F4 · shares: 81.4483 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 294.6205 | $74.44 | $21,931.55 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,100.6455 F3 · shares: 294.6205 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 715.4458 | $74.44 | $53,257.79 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,395.266 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,679.8202 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.213 | $75.46 | $619.75 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,909.8202 F2 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.9756 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000041 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,901.6072 F1 · shares: Adjustment due to partial shares Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 61.9286 | $74.88 | $4,637.21 |
DisclosureSEC source: 0001056903-26-000007 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,903.5828 F4 · shares: 61.9286 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7637 | $72.89 | $711.68 |
DisclosureSEC source: 0001056903-26-000007 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,965.5114 F3 · shares: Der units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6141 | $73.52 | $706.83 |
DisclosureSEC source: 0001056903-26-000007 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,955.7477 F2 · shares: Der units credited on 09/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.849 | $78.44 | $1,007.88 |
DisclosureSEC source: 0001056903-26-000007 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,946.1335 F1 · shares: Der units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 79.33 | $78.01 | $6,188.53 |
DisclosureSEC source: 0001567619-25-000224 · form4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,933.28 F3 · shares: 79.33 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 294.46 | $78.01 | $22,970.82 |
DisclosureSEC source: 0001567619-25-000224 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,012.61 F2 · shares: 294.46 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 716.8 | $78.01 | $55,917.57 |
DisclosureSEC source: 0001567619-25-000224 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,307.08 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000224 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,590.27 Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.53 | $78.13 | $432.06 |
DisclosureSEC source: 0001567619-25-000224 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,884.27 F1 · shares: Der units credited on 03/31/2025 at FMV Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 56.78 | $73.53 | $4,175.03 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 6 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,878.74 F6 · shares: 56.78 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 58.58 | $73.53 | $4,307.39 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,935.53 F5 · shares: 58.58 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,994.12 F4 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.94 | $85.77 | $595.24 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,995.56 F3 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.29 | $81.25 | $592.31 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,988.62 F2 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| June 03, 2024 Filed Feb 12, 2025 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.44 | $73.07 | $543.64 |
DisclosureSEC source: 0001567619-25-000112 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,981.33 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 403.7108 | $71.79 | $28,982.40 |
DisclosureSEC source: 0001056903-24-000032 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,973.8873 F2 · shares: 403.7108 shares withheld to satisfy tax liability. Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 985.1407 | $71.79 | $70,723.25 |
DisclosureSEC source: 0001056903-24-000032 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,377.5981 Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000032 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,392.4574 Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.1985 | $71.64 | $229.14 |
DisclosureSEC source: 0001056903-24-000032 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,663.4574 F1 · shares: DER units credited on 03/01/2024 as dividend at FMV Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 91.0049 | $75.11 | $6,835.38 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 7 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,660.2589 F7 · shares: 91.0049 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 53.8657 | $75.11 | $4,045.85 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 6 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,751.2638 F6 · shares: 53.8657 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 57.2583 | $75.11 | $4,300.67 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,805.1295 F5 · shares: 57.2583 shares withheld to satisfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 0.922 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,862.3878 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 6.1062 | $81.26 | $496.19 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,863.3098 F3 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.872 | $84.07 | $493.66 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,857.2037 F2 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| June 01, 2023 Filed Feb 13, 2024 23:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.1168 | $88.79 | $454.32 |
DisclosureSEC source: 0001056903-24-000007 · form4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · VP - Fin., Treas., & Asst. Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,851.3316 F1 · shares: Der units credited on 06/01/2023 at FMV Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 172.4101 | $86.73 | $14,953.13 |
DisclosureSEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,846.2149 F2 · shares: 172.4101 shares withheld to satisfy tax liability. Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 16:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 422.7812 | $86.73 | $36,667.81 |
DisclosureSEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018.625 Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 16:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.2036 | $86.91 | $452.24 |
DisclosureSEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,595.8438 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:06 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 52.8302 | $92.54 | $4,888.91 |
DisclosureSEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,590.6401 F3 · shares: 52.8302 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:06 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 86.6305 | $92.54 | $8,016.79 |
DisclosureSEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,643.4703 F2 · shares: 86.6305 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:06 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 60.0691 | $92.54 | $5,558.79 |
DisclosureSEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,730.1008 F1 · shares: 60.0691 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790.1699 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,262.1699 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.93 | $98.68 | $486.49 |
DisclosureSEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,264.6931 F3 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.7892 | $83.78 | $568.80 |
DisclosureSEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,259.7631 F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.5747 | $79.39 | $442.58 |
DisclosureSEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,252.9739 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 24.0304 | $83.89 | $2,015.91 |
DisclosureSEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,241.7279 F3 · shares: 24.0304 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 271.5119 | $83.89 | $22,777.13 |
DisclosureSEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,265.7583 F2 · shares: 271.5119 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 662.5471 | $83.89 | $55,581.08 |
DisclosureSEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,537.2702 Read SEC document |
| March 01, 2022 Filed Mar 16, 2022 19:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.2766 | $83.51 | $440.65 |
DisclosureSEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874.7231 F1 · shares: DER units credited on 03/01/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 74.9307 | $89.69 | $6,720.53 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 7 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,869.4466 F7 · shares: 74.9307 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 57.2794 | $89.69 | $5,137.39 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 6 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944.3773 F6 · shares: 57.2794 shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.