Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Director | August 09, 2019 | August 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date August 09, 2019 · Filed August 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 7,542.0338 |
Reported balance
After 2019-08-09 transaction · row 1
1 source rowRow 1 · 2019-08-09 · Sale · Disposed 2,500 · Balance 7,542.0338 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARC DOCUMENT SOLUTIONS, INC.
Report date April 26, 2018 · Filed January 15, 2019 · Amendment
Section 16 reporting ended · disclosed 2019-01-15. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,828 |
Reported balance
After 2018-04-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-04-26 · Grant · Acquired 27,522 · Balance 116,828 F1: On April 26, 2018, the reporting person was granted a restricted stock award of 27,522 shares ("Restricted Stock Award"), vesting 100% on the first anniversary of the grant date. On December 5, 2018, the board of directors accelerated the vesting of the shares subject to the Restricted Stock Award in connection with the reporting person's retirement from the Company's board of directors on December 5, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 26, 2018, the reporting person was granted a restricted stock award of 27,522 shares ("Restricted Stock Award"), vesting 100% on the first anniversary of the grant date. On December 5, 2018, the board of directors accelerated the vesting of the shares subject to the Restricted Stock Award in connection with the reporting person's retirement from the Company's board of directors on December 5, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2019 Filed Aug 9, 2019 18:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,500 | $84.15 | $210,375.00 |
DisclosureSEC source: 0001209191-19-045312 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,542.0338 Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 545.0334 | $73.39 | $40,000.00 |
DisclosureSEC source: 0001209191-19-032170 · doc4.xml · nonDerivative · entry 3 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042.0338 Read SEC document |
| January 09, 2019 Filed May 22, 2019 23:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.5973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032170 · doc4.xml · nonDerivative · entry 2 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,497.0004 F2 · shares: Adjustment due to partial share Read SEC document |
| August 31, 2018 Filed May 22, 2019 23:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-19-032170 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,497.5977 F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,851 | $60.84 | $112,614.84 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 7 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,752 | $60.83 | $167,404.16 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 6 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,342.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 836 | $60.80 | $50,828.80 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 5 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,094.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 838 | $60.79 | $50,942.02 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 4 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,930.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,510 | $60.78 | $91,777.80 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 3 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,768.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,000 | $60.77 | $60,770.00 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 2 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,278.3978 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 110 | $60.76 | $6,683.60 |
DisclosureSEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278.3978 Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033218 · doc4.xml · nonDerivative · entry 3 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,388.3978 Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 19:26 UTC | ARC DOCUMENT SOLUTIONS, INC. ARC · Entity 85725 | GrantCommon Stock | 27,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001305168-18-000041 · wf-form4_152487158621991.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,828 F1 · shares: Grant of restricted stock which vests 100% on the first anniversary of the grant date. Read SEC document |
| April 26, 2018 Filed Jan 15, 2019 16:36 UTC Amendment | ARC DOCUMENT SOLUTIONS, INC. ARC · Entity 85725 | GrantCommon Stock | 27,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001305168-19-000003 · wf-form4a_154758817953445.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,828 F1 · shares: On April 26, 2018, the reporting person was granted a restricted stock award of 27,522 shares ("Restricted Stock Award"), vesting 100% on the first anniversary of the grant date. On December 5, 2018, the board of directors accelerated the vesting of the shares subject to the Restricted Stock Award in connection with the reporting person's retirement from the Company's board of directors on December 5, 2018. Read SEC document |
| January 12, 2018 Filed May 24, 2018 23:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.4123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033218 · doc4.xml · nonDerivative · entry 2 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,026 F2 · shares: Adjustment due to partial share Read SEC document |
| September 01, 2017 Filed May 24, 2018 23:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6789 | $48.98 | $425.09 |
DisclosureSEC source: 0001209191-18-033218 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,027.4123 F1 · shares: DER units credited on 09/01/2017 Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,667.0371 | $44.99 | $75,000.00 |
DisclosureSEC source: 0001209191-17-035135 · doc4.xml · nonDerivative · entry 3 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,018.7334 Read SEC document |
| April 27, 2017 Filed May 1, 2017 18:14 UTC | ARC DOCUMENT SOLUTIONS, INC. ARC · Entity 85725 | GrantCommon Stock | 16,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011297 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,306 F1 · shares: Grant of restricted stock which vests 100% on the first anniversary of the grant date. Read SEC document |
| September 01, 2016 Filed May 24, 2017 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0126 | $38.85 | $311.29 |
DisclosureSEC source: 0001209191-17-035135 · doc4.xml · nonDerivative · entry 2 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,351.6963 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed May 24, 2017 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7717 | $39.83 | $309.55 |
DisclosureSEC source: 0001209191-17-035135 · doc4.xml · nonDerivative · entry 1 McNulty James F. · CIK 0001462433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343.6837 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.