Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2018 Filed Aug 16, 2018 17:39 UTC |
Kennedy Melanie MSVP, Human Resources
|
SaleCommon Stock | 1,114 | $88.78 | $98,900.92 |
DisclosureSEC source: 0001410636-18-000150 · wf-form4_153444116622107.xml · nonDerivative · entry 2 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,013 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:39 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionCommon Stock | 1,114 | $34.12 | $38,009.68 |
DisclosureSEC source: 0001410636-18-000150 · wf-form4_153444116622107.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 37 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,870 | $0.00 Strike: $46.45 | $0.00 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · derivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 Underlying: Common Stock · 2,870 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on April 28, 2014, representing a right to purchase 12,273 shares of common stock, vested in three equal installments on January 1, 2015, 2016 and 2017. F2 · balance_after: Prior exercises of 6,809 shares of common stock underlying this option were previously reported. Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 2,870 | $81.45 | $233,761.50 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 2,870 | $46.45 | $133,311.50 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,087 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Underlying: Common Stock · 7,087 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 16, 2016 and representing a right to purchase 11,836 shares, vests in three equal installments on January 1, 2017, January 1, 2018 and January 1, 2019. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,939 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · derivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Underlying: Common Stock · 8,939 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015 and representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, January 1, 2017 and January 1, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
SaleCommon Stock | 16,026 | $80.54 | $1,290,734.04 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,093 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 to $80.60, inclusive. The reporting person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 8,939 | $52.75 | $471,532.25 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 7,087 | $65.15 | $461,718.05 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 34 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:37 UTC |
MACKENZIE GEORGEDirector
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000128 · wf-form4_152640584190006.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:48 UTC |
STAVRIDIS JAMES G.Director
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000130 · wf-form4_152640642782159.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:09 UTC |
Kurz Karl FDirector
|
GrantCommon Stock | 2,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000126 · wf-form4_152640412097603.xml · nonDerivative · entry 1 Kurz Karl F · CIK 0001292794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,189 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:02 UTC |
JOHNSON JULIA LDirector
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000124 · wf-form4_152638933031858.xml · nonDerivative · entry 1 JOHNSON JULIA L · CIK 0001221442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,718 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 12:41 UTC |
HAGEN VERONICA MDirector
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000122 · wf-form4_152638798843915.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 12:34 UTC |
GOSS MARTHA CLARKDirector
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000120 · wf-form4_152638763698672.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 486 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 11, 2018 Filed May 15, 2018 12:22 UTC |
Edwards Jeffrey NDirector
|
GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000118 · wf-form4_152638689219318.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC |
STAVRIDIS JAMES G.Director
|
GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000085 · wf-form4_152027470736634.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F1 · shares: The shares indicated constitute stock units that settle in shares of common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted by the Company into common stock generally within 30 days following the earlier of August 14, 2018, a separation from service or a change of control of the Company. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC |
Edwards Jeffrey NDirector
|
GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000082 · wf-form4_152027381085087.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F1 · shares: The shares indicated constitute stock units that settle in shares of common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted by the Company into common stock generally within 30 days following the earlier of August 14, 2018, a separation from service or a change of control of the Company. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 19:12 UTC |
Witherspoon CharlesVice President and Treasurer
|
GrantCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000071 · wf-form4_151882634289184.xml · nonDerivative · entry 1 Witherspoon Charles · CIK 0001731739 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 14:01 UTC |
Swaminathan RadhakrishnanSVP,Chief Tech.&Innov. Officer
|
GrantCommon Stock | 962 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000063 · wf-form4_151880766567775.xml · nonDerivative · entry 1 Swaminathan Radhakrishnan · CIK 0001721449 · SVP,Chief Tech.&Innov. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 13:07 UTC |
Chin BrianSVP Planning&Strat Integration
|
GrantCommon Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000045 · wf-form4_151880442450502.xml · nonDerivative · entry 1 Chin Brian · CIK 0001710089 · SVP Planning&Strat Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 13:31 UTC |
Okoniewski Bradley AVP, Safety & Envtl. Leadership
|
GrantCommon Stock | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000055 · wf-form4_151880586414355.xml · nonDerivative · entry 1 Okoniewski Bradley A · CIK 0001705451 · VP, Safety & Envtl. Leadership 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 13:25 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000053 · wf-form4_151880551716561.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 19:08 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
GrantCommon Stock | 1,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000067 · wf-form4_151880809700692.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 19:07 UTC |
Wikle Melissa K.Vice President and Controller
|
GrantCommon Stock | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000066 · wf-form4_151880801892582.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:46 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 2,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000061 · wf-form4_151880679878508.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,779 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:41 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 10,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000059 · wf-form4_151880648658673.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,404 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:36 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 1,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000057 · wf-form4_151880617144619.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,059 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:21 UTC |
Kennedy Melanie MSVP, Human Resources
|
GrantCommon Stock | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000051 · wf-form4_151880524932515.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:17 UTC |
Gambol JenniferVice President and Treasurer
|
GrantCommon Stock | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000049 · wf-form4_151880501734840.xml · nonDerivative · entry 1 Gambol Jennifer · CIK 0001675929 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:11 UTC |
Degillio Deborah APresident, AWE
|
GrantCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000047 · wf-form4_151880469194682.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:45 UTC |
Lynch WalterEVP and COO
|
Tax withholdingCommon Stock | 4,640 | $84.53 | $392,219.20 |
DisclosureSEC source: 0001410636-18-000031 · wf-form4_151726949130531.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,760 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:45 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 11,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000031 · wf-form4_151726949130531.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,400 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:29 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Tax withholdingCommon Stock | 1,398 | $84.53 | $118,172.94 |
DisclosureSEC source: 0001410636-18-000039 · wf-form4_151727216639457.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:29 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
GrantCommon Stock | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000039 · wf-form4_151727216639457.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC |
Sullivan Linda GEVP and CFO
|
Exercise / conversionPerformance Stock Units · Derivative | 4,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · derivative · entry 5 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,947 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC |
Sullivan Linda GEVP and CFO
|
GrantPerformance Stock Units · Derivative | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · derivative · entry 4 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,947 Underlying: Common Stock · 2,121 shares Expires 2017-12-31 F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 2,826 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 2,826 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC |
Sullivan Linda GEVP and CFO
|
Tax withholdingCommon Stock | 2,979 | $84.53 | $251,814.87 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 3 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,196 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 3,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,175 F1 · shares: Represents shares vested pursuant to an award of performance stock units (PSUs) granted in February 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan (the "Plan"). This award vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC |
Sullivan Linda GEVP and CFO
|
Exercise / conversionCommon Stock | 4,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:54 UTC |
STORY SUSAN NDirector · President and CEO
|
Tax withholdingCommon Stock | 9,153 | $84.53 | $773,703.09 |
DisclosureSEC source: 0001410636-18-000035 · wf-form4_151727007228624.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,776 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:54 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 21,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000035 · wf-form4_151727007228624.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,929 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:49 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Tax withholdingCommon Stock | 1,451 | $84.53 | $122,653.03 |
DisclosureSEC source: 0001410636-18-000033 · wf-form4_151726976791022.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:49 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 5,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000033 · wf-form4_151726976791022.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,638 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:38 UTC |
Kennedy Melanie MSVP, Human Resources
|
Tax withholdingCommon Stock | 368 | $84.53 | $31,107.04 |
DisclosureSEC source: 0001410636-18-000029 · wf-form4_151726908081063.xml · nonDerivative · entry 2 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,086 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:38 UTC |
Kennedy Melanie MSVP, Human Resources
|
GrantCommon Stock | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000029 · wf-form4_151726908081063.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC |
Degillio Deborah APresident, AWE
|
Exercise / conversionPerformance Stock Unit · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · derivative · entry 5 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,136 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC |
Degillio Deborah APresident, AWE
|
GrantPerformance Stock Unit · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · derivative · entry 4 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136 Underlying: Common Stock · 487 shares Expires 2017-12-31 F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 649 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 649 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC |
Degillio Deborah APresident, AWE
|
Tax withholdingCommon Stock | 707 | $84.53 | $59,762.71 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · nonDerivative · entry 3 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,874 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.