Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 11, 2022 | May 12, 2022 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | May 02, 2018 | May 03, 2018 |
| TRACTOR SUPPLY CO /DE/TSCO · Entity 3294 | Director | August 03, 2020 | August 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 11, 2022 · Filed May 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,474 |
Reported balance
After 2022-05-11 transaction · row 1
1 source rowRow 1 · 2022-05-11 · Grant · Acquired 1,041 · Balance 28,474 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
SAFEGUARD SCIENTIFICS INC
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,675 |
Ending reported balance
After 2018-05-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-02 · Exercise / conversion · Acquired 5,000 · Balance 16,250 Row 2 · 2018-05-02 · Tax withholding · Disposed 4,575 · Balance 11,675 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.29 · Expires 2018-05-13 | Direct | 0 |
Reported balance
After 2018-05-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-02 · Exercise / conversion · Disposed 5,000 · Balance 0 |
TRACTOR SUPPLY CO /DE/
Report date August 03, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 11,048 |
Reported balance
After 2020-08-03 transaction · row 1
1 source rowRow 1 · 2020-08-03 · Sale · Disposed 10,581 · Balance 11,048 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 12, 2022 21:14 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-22-000105 · wf-form4_165240442143258.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000167 · wf-form4_162095038515614.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,433 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:22 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | SaleCommon stock | 10,581 | $147.64 | $1,562,178.84 |
DisclosureSEC source: 0000916365-20-000145 · wf-form4_159665894701812.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,048 Read SEC document |
| May 13, 2020 Filed May 15, 2020 16:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000095 · wf-form4_158957383631686.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,497 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:04 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantCommon stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000916365-20-000112 · wf-form4_158897186860267.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,629 F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:25 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 10,000 | $129.18 | $1,291,800.00 |
DisclosureSEC source: 0001410636-19-000154 · wf-form4_156762511875173.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,338 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.16 to $129.30, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 10, 2019 Filed May 13, 2019 12:56 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000089 · wf-form4_155776655346041.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:10 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantCommon stock | 1,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000916365-19-000099 · wf-form4_155752260373037.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,279 F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000128 · wf-form4_152640584190006.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:58 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantCommon stock | 1,916 | $0.00 | $0.00 |
DisclosureSEC source: 0000916365-18-000053 · wf-form4_152607229165490.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,869 F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. Read SEC document |
| May 02, 2018 Filed May 3, 2018 14:38 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $12.29 Strike: $12.29 | $61,469.00 |
DisclosureSEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · derivative · entry 3 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 14:38 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 4,575 | $13.44 | $61,476.56 |
DisclosureSEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · nonDerivative · entry 2 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,675 Read SEC document |
| May 02, 2018 Filed May 3, 2018 14:38 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionCommon Stock | 5,000 | $12.29 | $61,469.00 |
DisclosureSEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 12:39 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionStock Option (right to buy) · Derivative | 4,166 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · derivative · entry 3 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,166 shares Expires 2017-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 12:39 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 3,839 | $11.88 | $45,588.13 |
DisclosureSEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 2 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 12:39 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionCommon Stock | 4,166 | $10.94 | $45,577.29 |
DisclosureSEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:27 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantDeferred Stock Unit Award 2017 · Derivative | 7,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-17-000071 · wf-form4_149625163669202.xml · derivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,406 Underlying: Common Stock · 7,406 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:40 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032469 · doc4.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,594 F1 · security: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F1 · shares: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:09 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantCommon stock | 2,158 | $0.00 | $0.00 |
DisclosureSEC source: 0000916365-17-000066 · wf-form4_149445049224396.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,953 F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.