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MACKENZIE GEORGE

Disclosed activity across 3 companies

Tapewire entity
127378
SEC CIK
0001085657

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Water Works Company, Inc.AWK · Entity 3169DirectorMay 11, 2022May 12, 2022
SAFEGUARD SCIENTIFICS INCSFE · Entity 9612DirectorMay 02, 2018May 03, 2018
TRACTOR SUPPLY CO /DE/TSCO · Entity 3294DirectorAugust 03, 2020August 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Water Works Company, Inc.

Report date May 11, 2022 · Filed May 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,474 Reported balance After 2022-05-11 transaction · row 1
1 source row

Row 1 · 2022-05-11 · Grant · Acquired 1,041 · Balance 28,474

F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

SAFEGUARD SCIENTIFICS INC

Report date May 02, 2018 · Filed May 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,675 Ending reported balance After 2018-05-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-02 · Exercise / conversion · Acquired 5,000 · Balance 16,250

Row 2 · 2018-05-02 · Tax withholding · Disposed 4,575 · Balance 11,675

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.29 · Expires 2018-05-13Direct0 Reported balance After 2018-05-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-02 · Exercise / conversion · Disposed 5,000 · Balance 0

TRACTOR SUPPLY CO /DE/

Report date August 03, 2020 · Filed August 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect11,048 Reported balance After 2020-08-03 transaction · row 1
1 source row

Row 1 · 2020-08-03 · Sale · Disposed 10,581 · Balance 11,048

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 12, 2022 21:14 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000105 · wf-form4_165240442143258.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,474

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

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May 12, 2021 Filed May 13, 2021 20:00 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000167 · wf-form4_162095038515614.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,433

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

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August 03, 2020 Filed Aug 5, 2020 20:22 UTC TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 SaleCommon stock 10,581 $147.64 $1,562,178.84
Disclosure

SEC source: 0000916365-20-000145 · wf-form4_159665894701812.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,048

Read SEC document
May 13, 2020 Filed May 15, 2020 16:17 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000095 · wf-form4_158957383631686.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,497

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

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May 07, 2020 Filed May 8, 2020 21:04 UTC TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 GrantCommon stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0000916365-20-000112 · wf-form4_158897186860267.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,629

F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

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September 03, 2019 Filed Sep 4, 2019 15:25 UTC American Water Works Company, Inc. AWK · Entity 3169 SaleCommon Stock 10,000 $129.18 $1,291,800.00
Disclosure

SEC source: 0001410636-19-000154 · wf-form4_156762511875173.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,338

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.16 to $129.30, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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May 10, 2019 Filed May 13, 2019 12:56 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001410636-19-000089 · wf-form4_155776655346041.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,338

F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:10 UTC TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 GrantCommon stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0000916365-19-000099 · wf-form4_155752260373037.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279

F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

Read SEC document
May 11, 2018 Filed May 15, 2018 13:37 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,497 $0.00 $0.00
Disclosure

SEC source: 0001410636-18-000128 · wf-form4_152640584190006.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:58 UTC TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 GrantCommon stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0000916365-18-000053 · wf-form4_152607229165490.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,869

F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

Read SEC document
May 02, 2018 Filed May 3, 2018 14:38 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $12.29 Strike: $12.29 $61,469.00
Disclosure

SEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · derivative · entry 3

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 14:38 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 4,575 $13.44 $61,476.56
Disclosure

SEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · nonDerivative · entry 2

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,675

Read SEC document
May 02, 2018 Filed May 3, 2018 14:38 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionCommon Stock 5,000 $12.29 $61,469.00
Disclosure

SEC source: 0000086115-18-000052 · wf-form4_152535830238000.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionStock Option (right to buy) · Derivative 4,166 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · derivative · entry 3

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2017-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 3,839 $11.88 $45,588.13
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 2

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionCommon Stock 4,166 $10.94 $45,577.29
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed May 31, 2017 17:27 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000071 · wf-form4_149625163669202.xml · derivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:40 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 2,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032469 · doc4.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,594

F1 · security: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

F1 · shares: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:09 UTC TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 GrantCommon stock 2,158 $0.00 $0.00
Disclosure

SEC source: 0000916365-17-000066 · wf-form4_149445049224396.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,953

F1 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

F1 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest one year from the date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.