Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | EVP and CFO | February 14, 2019 | February 19, 2019 |
| NORTHWESTERN CORPNWE · Entity 112257 | Director | January 06, 2023 | January 06, 2023 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | October 01, 2026 | October 05, 2026 |
| PPL CorpPPL · Entity 346 | Director | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 14, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,679 |
Reported balance
After 2019-02-14 transaction · row 1
1 source rowRow 1 · 2019-02-14 · Grant · Acquired 2,630 · Balance 35,679 |
NORTHWESTERN CORP
Report date January 06, 2023 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,660 |
Reported balance
After 2023-01-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-06 · Grant · Acquired 2,750 · Balance 21,660 F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.
F2: Includes shares acquired from dividend reinvestment.
NorthWestern Energy Group, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,563 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 804 · Balance 35,563 F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors.
F2: Includes shares acquired from dividend reinvestment.
PPL Corp
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Unit (DDCP)SEC Table II · derivative / convertible security | Direct | 22,559.966 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,335.47 · Balance 22,559.966 F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2: Total includes the reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.
F2: Total includes the reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:22 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,335.47 | $32.76 | $43,750.00 |
DisclosureSEC source: 0001193125-26-412350 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,559.966 Underlying: Common Stock · 1,335.47 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 20:28 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 804 | $68.38 | $54,977.52 |
DisclosureSEC source: 0001328106-26-000009 · wk-form4_1791232134.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,563 F1 · shares: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 15:22 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 768 | $71.62 | $55,004.16 |
DisclosureSEC source: 0001328106-26-000007 · wk-form4_1783956122.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,586 F1 · shares: Third quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:44 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,228.243 | $35.62 | $43,750.02 |
DisclosureSEC source: 0001193125-26-295023 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,041.443 Underlying: Common Stock · 1,228.243 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 07, 2026 Filed Apr 7, 2026 16:54 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 834 | $65.94 | $54,993.96 |
DisclosureSEC source: 0001328106-26-000004 · wk-form4_1775580868.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,650 F1 · shares: Second quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:16 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,140.214 | $38.37 | $43,750.01 |
DisclosureSEC source: 0001193125-26-140161 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,655.931 Underlying: Common Stock · 1,140.214 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:13 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,246.084 | $35.11 | $43,750.01 |
DisclosureSEC source: 0001193125-26-004443 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,379.202 Underlying: Common Stock · 1,246.084 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:33 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 852 | $64.54 | $54,988.08 |
DisclosureSEC source: 0001328106-26-000002 · wk-form4_1767735221.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,632 F1 · shares: First quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| October 06, 2025 Filed Oct 7, 2025 13:59 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 938 | $58.61 | $54,976.18 |
DisclosureSEC source: 0001328106-25-000005 · wk-form4_1759845579.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,600 F1 · shares: Fourth quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:35 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,161.52 | $36.59 | $42,500.02 |
DisclosureSEC source: 0001193125-25-228457 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,001.167 Underlying: Common Stock · 1,161.52 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:14 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,250.368 | $33.99 | $42,500.01 |
DisclosureSEC source: 0000950170-25-092969 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,722.555 Underlying: Common Stock · 1,250.368 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 22:22 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 1,072 | $51.30 | $54,993.60 |
DisclosureSEC source: 0001993004-25-000114 · wk-form4_1751926913.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,463 F1 · shares: Third quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 19:14 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 950 | $57.87 | $54,976.50 |
DisclosureSEC source: 0001993004-25-000071 · wk-form4_1744053250.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,168 F1 · shares: Second quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:17 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,178.591 | $36.06 | $42,499.99 |
DisclosureSEC source: 0000950170-25-050415 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,357.085 Underlying: Common Stock · 1,178.591 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 17:35 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 1,029 | $53.46 | $55,010.34 |
DisclosureSEC source: 0001993004-25-000010 · wk-form4_1736184904.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,023 F1 · shares: First quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2025 Filed Jan 4, 2025 00:55 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,320.696 | $32.18 | $42,500.00 |
DisclosureSEC source: 0000950170-25-001510 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,079.653 Underlying: Common Stock · 1,320.696 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:30 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,203.732 | $33.23 | $40,000.01 |
DisclosureSEC source: 0000950170-24-111509 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,665.611 Underlying: Common Stock · 1,203.732 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:21 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 938 | $57.22 | $53,672.36 |
DisclosureSEC source: 0001993004-24-000089 · wk-form4_1727904085.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,745 F1 · shares: Fourth quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 20:39 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 938 | $50.08 | $46,975.04 |
DisclosureSEC source: 0001993004-24-000058 · wk-form4_1719952736.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,576 F1 · shares: Third quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:38 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,461.988 | $27.36 | $39,999.99 |
DisclosureSEC source: 0000950170-24-081336 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,381.434 Underlying: Common Stock · 1,461.988 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 02, 2024 Filed Apr 2, 2024 20:11 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 854 | $50.93 | $43,494.22 |
DisclosureSEC source: 0000073088-24-000079 · wk-form4_1712088687.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,378 F1 · shares: Second quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:40 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,454.545 | $27.50 | $39,999.99 |
DisclosureSEC source: 0000950170-24-040264 · ownership.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,836.283 Underlying: Common Stock · 1,454.545 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 08, 2024 Filed Jan 8, 2024 18:16 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.89 | $34,961.43 |
DisclosureSEC source: 0000073088-24-000010 · wk-form4_1704737802.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,270 F1 · date: On October 2, 2023, NorthWestern Corporation ("NW Corp") implemented a holding company reorganization pursuant to which (a) NorthWestern Energy Group, Inc. ("NWE"), became the successor issuer to NW Corp pursuant to 12g-3(a) of the Securities Exchange Act of 1934, and (b) all shares of outstanding NW Corp common stock automatically converted to shares of NWE common stock. F2 · shares: First quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:04 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,454.017 | $27.51 | $40,000.01 |
DisclosureSEC source: 0001209191-24-000323 · doc4.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,313.259 Underlying: Common Stock · 1,454.017 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:08 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,718.404 | $22.55 | $38,750.01 |
DisclosureSEC source: 0001209191-23-051410 · doc4.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,808.568 Underlying: Common Stock · 1,718.404 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:24 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,452.943 | $26.67 | $38,749.99 |
DisclosureSEC source: 0001209191-23-041065 · doc4.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,047.091 Underlying: Common Stock · 1,452.943 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:07 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,405.004 | $27.58 | $38,750.01 |
DisclosureSEC source: 0001209191-23-023278 · doc4.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,571.012 Underlying: Common Stock · 1,405.004 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 00:16 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,155.9496 | $30.17 | $34,875.00 |
DisclosureSEC source: 0001209191-23-003195 · doc4.xml · derivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155.9496 Underlying: Common Stock · 1,155.9496 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 16:35 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $59.34 | $163,185.00 |
DisclosureSEC source: 0000073088-23-000008 · wf-form4_167304092846519.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 17:09 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $58.12 | $159,830.00 |
DisclosureSEC source: 0000073088-22-000015 · wf-form4_164383975500052.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,097 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 17:28 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $54.47 | $149,792.50 |
DisclosureSEC source: 0000073088-21-000016 · wf-form4_161230489343313.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,730 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 16:57 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $76.97 | $211,667.50 |
DisclosureSEC source: 0000073088-20-000018 · wf-form4_158085344846755.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,475 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:56 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000052 · wf-form4_155061334927011.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,679 Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 18:35 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $63.91 | $175,752.50 |
DisclosureSEC source: 0000073088-19-000016 · wf-form4_154932328950849.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,456 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,568 | $94.24 | $242,008.32 |
DisclosureSEC source: 0001410636-19-000029 · wf-form4_154837447334825.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,049 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000029 · wf-form4_154837447334825.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,617 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 22:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 847 | $90.77 | $76,882.19 |
DisclosureSEC source: 0001410636-19-000013 · wf-form4_154646741762140.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,427 F1 · balance_after: Includes 495 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 17:41 UTC Amendment | NORTHWESTERN CORP NWE · Entity 112257 | PurchaseCommon Stock | 74 | $58.96 | $4,363.04 |
DisclosureSEC source: 0000073088-18-000136 · wf-form4a_153255487756188.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,602 F1 · kind: The form previously filed inadvertently had the wrong transaction code. This amended filing corrects the transaction code. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 12:47 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 74 | $58.96 | $4,363.04 |
DisclosureSEC source: 0000073088-18-000134 · wf-form4_153253724598643.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,602 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000061 · wf-form4_151880679878508.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,779 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 14:01 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $54.34 | $149,435.00 |
DisclosureSEC source: 0000073088-18-000013 · wf-form4_151785726001208.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,420 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 4,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · derivative · entry 5 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,947 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · derivative · entry 4 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,947 Underlying: Common Stock · 2,121 shares Expires 2017-12-31 F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 2,826 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 2,826 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,979 | $84.53 | $251,814.87 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 3 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,196 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 3,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,175 F1 · shares: Represents shares vested pursuant to an award of performance stock units (PSUs) granted in February 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan (the "Plan"). This award vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:17 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 4,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000037 · wf-form4_151727141686207.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 876 | $91.49 | $80,145.24 |
DisclosureSEC source: 0001410636-18-000017 · wf-form4_151500777133164.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,481 F1 · balance_after: Includes 272 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 26, 2017 Filed May 30, 2017 11:29 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,600 | $61.41 | $159,666.00 |
DisclosureSEC source: 0000073088-17-000106 · wf-form4_149615816715348.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes 1,000 shares for the initial stock grant provided to each new board member and 1,600 shares for a pro-rata portion of the 2017 annual board retainer provided to each board member. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:26 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011742 · doc4.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,085 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 12,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · derivative · entry 5 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,770 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.