Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
American Water Works Company, Inc.
Report date January 01, 2021 · Filed January 06, 2021
Section 16 reporting ended · disclosed 2021-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,241 |
Reported balance
After 2021-01-01 transaction · row 1
1 source rowRow 1 · 2021-01-01 · Tax withholding · Disposed 1,035 · Balance 9,241 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2021 Filed Jan 6, 2021 00:26 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,035 | $153.47 | $158,841.45 |
DisclosureSEC source: 0001410636-21-000018 · wf-form4_160989280589998.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP,Chief Advisor-Reg.&ExtAffs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,241 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 15:11 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 6,200 | $137.74 | $853,988.00 |
DisclosureSEC source: 0001410636-20-000043 · wf-form4_158264348572366.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,345 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.57 to $137.88, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 21, 2020 Filed Jul 15, 2020 16:29 UTC Amendment | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 69.1723 | $137.94 | $9,541.63 |
DisclosureSEC source: 0001410636-20-000114 · wf-form4a_159483055869689.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP,Chief Advisor-Reg.&ExtAffs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,276 F1 · shares: This amended Form 4 is being filed to report this transaction, which had been inadvertently omitted from the original Form 4 filed by the reporting person on February 25, 2020 to report a separate transaction, and promptly after such omission was discovered. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 18:32 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000033 · wf-form4_158153235910910.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,545 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:27 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,288 | $134.05 | $172,656.40 |
DisclosureSEC source: 0001410636-20-000016 · wf-form4_157989405615130.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,492 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:27 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 5,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000016 · wf-form4_157989405615130.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780 F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 140 | $122.85 | $17,199.00 |
DisclosureSEC source: 0001410636-20-000008 · wf-form4_157808891286262.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557 Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:36 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 198 | $115.03 | $22,775.94 |
DisclosureSEC source: 0001410636-19-000150 · wf-form4_156519574912916.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,697 Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:36 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 3,825 | $117.07 | $447,792.75 |
DisclosureSEC source: 0001410636-19-000150 · wf-form4_156519574912916.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,895 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.06 to $117.11, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,833 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 9 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,833 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vested in three equal installments on January 1, 2017, 2018 and 2019. F7 · balance_after: Prior exercises of a total of 5,275 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,075 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 8 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,075 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F5 · balance_after: Prior exercises of a total of 8,360 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,594 | $0.00 Strike: $46.45 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 7 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,594 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on April 28, 2014, representing a right to purchase 12,273 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. F3 · balance_after: Prior exercises of a total of 9,679 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 4,833 | $111.04 | $536,656.32 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 6 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 4,833 | $65.15 | $314,869.95 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 2,075 | $111.04 | $230,408.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 2,075 | $52.75 | $109,456.25 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 2,594 | $111.04 | $288,037.76 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 2,594 | $46.45 | $120,491.30 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000056 · wf-form4_155061372211291.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:09 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 995 | $94.24 | $93,768.80 |
DisclosureSEC source: 0001410636-19-000031 · wf-form4_154837497802287.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,347 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:09 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 4,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000031 · wf-form4_154837497802287.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,342 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 22:37 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 242 | $90.77 | $21,966.34 |
DisclosureSEC source: 0001410636-19-000017 · wf-form4_154646865267029.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,493 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 8 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Underlying: Common Stock · 4,493 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vests in three equal installments on January 1, 2017, 2018 and 2019. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 4,493 | $87.63 | $393,721.59 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.50 to $87.875, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 4,493 | $65.15 | $292,718.95 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,245 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 7 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075 Underlying: Common Stock · 5,245 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F5 · balance_after: A prior exercise of 3,115 shares underlying this option was previously reported. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 782 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 6 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,326 Underlying: Common Stock · 782 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vests in three equal installments on January 1, 2017, 2018 and 2019. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 6,027 | $88.04 | $530,617.08 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.09, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 5,245 | $52.75 | $276,673.75 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 782 | $65.15 | $50,947.30 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,870 | $0.00 Strike: $46.45 | $0.00 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · derivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 Underlying: Common Stock · 2,870 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on April 28, 2014, representing a right to purchase 12,273 shares of common stock, vested in three equal installments on January 1, 2015, 2016 and 2017. F2 · balance_after: Prior exercises of 6,809 shares of common stock underlying this option were previously reported. Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 2,870 | $81.45 | $233,761.50 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Read SEC document |
| May 24, 2018 Filed May 25, 2018 22:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 2,870 | $46.45 | $133,311.50 |
DisclosureSEC source: 0001410636-18-000134 · wf-form4_152728566471199.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 19:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000067 · wf-form4_151880809700692.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,398 | $84.53 | $118,172.94 |
DisclosureSEC source: 0001410636-18-000039 · wf-form4_151727216639457.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000039 · wf-form4_151727216639457.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:35 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 451 | $91.49 | $41,261.99 |
DisclosureSEC source: 0001410636-18-000021 · wf-form4_151500814300391.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,411 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:30 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 193 | $90.47 | $17,461.25 |
DisclosureSEC source: 0001410636-17-000023 · wf-form4_151087142625758.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 Read SEC document |
| May 18, 2017 Filed May 20, 2017 01:45 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1,263 | $75.21 | $94,987.70 |
DisclosureSEC source: 0001209191-17-034084 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 Read SEC document |
| May 17, 2017 Filed May 18, 2017 19:59 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1,217 | $75.55 | $91,942.04 |
DisclosureSEC source: 0001209191-17-033565 · doc4.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,318 Read SEC document |
| May 17, 2017 Filed May 18, 2017 19:59 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GiftCommon Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033565 · doc4.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,535 Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:59 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1,019 | $75.95 | $77,397.13 |
DisclosureSEC source: 0001209191-17-033565 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,782 F1 · balance_after: Includes an aggregate of 36 shares purchased under the American Water Works Company, Inc. Nonqualified Employee Stock Purchase Plan. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:30 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011751 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,765 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · derivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,572 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 1,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · derivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Underlying: Common Stock · 1,531 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,986 | $71.72 | $142,435.92 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends on Company common stock paid to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:06 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,725 | $72.36 | $197,181.00 |
DisclosureSEC source: 0001209191-17-001145 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,047 F1 · balance_after: The total has been reduced by 26 shares, net, to reflect prior inadvertent over-reporting of shares purchased in November 2015 and February 2016 under the American Water Works Company, Inc. Employee Stock Purchase Plan, and is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.