Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | EVP and General Counsel | February 16, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,580 |
Reported balance
After 2021-02-16 transaction · row 1
1 source rowRow 1 · 2021-02-16 · Grant · Acquired 1,325 · Balance 16,580 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2021 Filed Feb 18, 2021 19:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000088 · wf-form4_161367716348019.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,580 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 02:58 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 452 | $159.02 | $71,877.04 |
DisclosureSEC source: 0001410636-21-000063 · wf-form4_161223466788446.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,255 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 02:55 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,492 | $160.91 | $400,987.72 |
DisclosureSEC source: 0001410636-21-000036 · wf-form4_161162974540961.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,707 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 02:55 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 7,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000036 · wf-form4_161162974540961.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,199 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 00:07 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 213 | $153.47 | $32,689.11 |
DisclosureSEC source: 0001410636-21-000016 · wf-form4_160989165582653.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,548 F1 · balance_after: Includes 149 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 15:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 9,502 | $137.69 | $1,308,330.38 |
DisclosureSEC source: 0001410636-20-000044 · wf-form4_158264356803241.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,612 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.49 to $137.93, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 18:32 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000031 · wf-form4_158153231391130.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,114 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 19:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 251 | $136.20 | $34,186.20 |
DisclosureSEC source: 0001410636-20-000023 · wf-form4_158084361856917.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,730 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:26 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,741 | $134.05 | $233,381.05 |
DisclosureSEC source: 0001410636-20-000013 · wf-form4_157989398369475.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,981 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:26 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 6,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000013 · wf-form4_157989398369475.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,722 F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 386 | $122.85 | $47,420.10 |
DisclosureSEC source: 0001410636-20-000005 · wf-form4_157808884489787.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,605 F1 · balance_after: Includes 139 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,749 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · derivative · entry 6 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,749 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019. F6 · balance_after: A prior exercise of 7,087 shares underlying this option was previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,931 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,931 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F4 · balance_after: A prior exercise of 8,939 shares underlying this option was previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 4,749 | $110.93 | $526,806.57 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 4,749 | $65.15 | $309,397.35 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1,931 | $110.93 | $214,205.83 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 1,931 | $52.75 | $101,860.25 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:44 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000048 · wf-form4_155061265582167.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:43 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,346 | $94.24 | $126,847.04 |
DisclosureSEC source: 0001410636-19-000025 · wf-form4_154837338682386.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,068 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:43 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000025 · wf-form4_154837338682386.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,414 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 20:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 515 | $90.77 | $46,746.55 |
DisclosureSEC source: 0001410636-19-000008 · wf-form4_154646245176984.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,679 F1 · balance_after: Includes 101 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,087 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Underlying: Common Stock · 7,087 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 16, 2016 and representing a right to purchase 11,836 shares, vests in three equal installments on January 1, 2017, January 1, 2018 and January 1, 2019. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,939 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · derivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Underlying: Common Stock · 8,939 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015 and representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, January 1, 2017 and January 1, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 16,026 | $80.54 | $1,290,734.04 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,093 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 to $80.60, inclusive. The reporting person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 8,939 | $52.75 | $471,532.25 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:23 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 7,087 | $65.15 | $461,718.05 |
DisclosureSEC source: 0001410636-18-000132 · wf-form4_152665693964912.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 34 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:36 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000057 · wf-form4_151880617144619.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,059 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:49 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,451 | $84.53 | $122,653.03 |
DisclosureSEC source: 0001410636-18-000033 · wf-form4_151726976791022.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:49 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 5,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000033 · wf-form4_151726976791022.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,638 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:05 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 506 | $91.49 | $46,293.94 |
DisclosureSEC source: 0001410636-18-000011 · wf-form4_151500629803649.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,534 F1 · balance_after: Includes 9 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 841 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-17-000019 · wf-form4_151026318801069.xml · derivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 841 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 2,522 shares, vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. F3 · balance_after: Prior exercises of 1,681 shares underlying this option were previously reported. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 841 | $90.03 | $75,715.23 |
DisclosureSEC source: 0001410636-17-000019 · wf-form4_151026318801069.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,031 Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 841 | $44.06 | $37,054.46 |
DisclosureSEC source: 0001410636-17-000019 · wf-form4_151026318801069.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 26 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 9 shares acquired by the reporting person under the Company's Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011720 · doc4.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,996 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 758 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · derivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock · 325 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 433 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 433 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 437 | $71.72 | $31,341.64 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 45 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to correct appropriately the reporting person's prior Form 4 reports. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:52 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 376 | $72.36 | $27,207.36 |
DisclosureSEC source: 0001209191-17-001087 · doc4.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 F1 · balance_after: Includes 63.5586 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.