Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | President, AWE | February 14, 2018 | February 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 14, 2018 · Filed February 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,167 |
Reported balance
After 2018-02-14 transaction · row 1
1 source rowRow 1 · 2018-02-14 · Grant · Acquired 1,293 · Balance 5,167 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2018 Filed Feb 16, 2018 18:11 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000047 · wf-form4_151880469194682.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Unit · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · derivative · entry 5 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,136 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2015 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Unit · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · derivative · entry 4 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136 Underlying: Common Stock · 487 shares Expires 2017-12-31 F2 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 649 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each PSU represented a contingent right to receive one share of Company common stock, based in part on the Company's annual relative total stockholder return (TSR) over a three-year performance period, beginning on January 1, 2015 and ending December 31, 2017. F4 · derivative.expiration_date: Represents the end of the performance period to which the PSUs relate. This award vested on January 25, 2018. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2015, the Company granted 649 PSUs under the Plan, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 707 | $84.53 | $59,762.71 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · nonDerivative · entry 3 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,874 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · nonDerivative · entry 2 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,581 F1 · shares: Represents shares vested pursuant to an award of performance stock units (PSUs) granted in February 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan (the "Plan"). This award vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000027 · wf-form4_151726850240393.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:43 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 254 | $91.49 | $23,238.46 |
DisclosureSEC source: 0001629296-18-000001 · wf-form4_151500498736198.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583 Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 22:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 822 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-17-000021 · wf-form4_151026491413628.xml · derivative · entry 3 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 822 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. F2 · balance_after: A prior exercise of 1,642 shares underlying this option was previously reported. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 22:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 822 | $89.75 | $73,774.50 |
DisclosureSEC source: 0001410636-17-000021 · wf-form4_151026491413628.xml · nonDerivative · entry 2 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837 Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 22:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 822 | $44.06 | $36,217.32 |
DisclosureSEC source: 0001410636-17-000021 · wf-form4_151026491413628.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011702 · doc4.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · derivative · entry 5 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 741 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F4 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · derivative · entry 4 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741 Underlying: Common Stock · 318 shares Expires 2016-12-31 F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F2 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 423 performance stock units, equal to the number of shares to be received if target performance was achieved. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F2 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 423 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 527 | $71.72 | $37,796.44 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 3 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 2 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:49 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 159 | $72.36 | $11,505.24 |
DisclosureSEC source: 0001209191-17-001070 · doc4.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.