Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | September 03, 2024 | September 05, 2024 |
| Neuberger Next Generation Connectivity Fund Inc.NBXG · Entity 4837 | Director | March 21, 2022 | March 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date September 03, 2024 · Filed September 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,880 |
Reported balance
After 2024-09-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-09-03 · Sale · Disposed 710 · Balance 36,880 F1: Includes 25 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 25 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
Neuberger Next Generation Connectivity Fund Inc.
Report date March 21, 2022 · Filed March 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-21 transaction · row 1
1 source rowRow 1 · 2022-03-21 · Sale · Disposed 1,250 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2024 Filed Sep 5, 2024 01:41 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 710 | $142.85 | $101,423.50 |
DisclosureSEC source: 0001410636-24-000164 · wk-form4_1725499387.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,880 F1 · balance_after: Includes 25 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 15, 2024 Filed May 17, 2024 14:49 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-24-000104 · wk-form4_1715957383.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,565 F1 · balance_after: Includes 371 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 20:51 UTC | American Water Works Company, Inc. AWK · Entity 3169 | PurchaseCommon Stock | 56 | $141.07 | $7,899.92 |
DisclosureSEC source: 0001410636-23-000119 · wk-form4_1693342265.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,960 F1 · balance_after: Includes 159 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 10, 2023 Filed May 12, 2023 22:27 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-23-000094 · wf-form4_168393044417743.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,745 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 557 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 11, 2022 Filed May 13, 2022 01:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-22-000099 · wf-form4_165240408397432.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,153 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 437 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:04 UTC | Neuberger Next Generation Connectivity Fund Inc. NBXG · Entity 4837 | SaleCommon Stock | 1,250 | $13.48 | $16,850.00 |
DisclosureSEC source: 0000898432-22-000225 · form4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 25, 2021 Filed May 27, 2021 22:51 UTC | Neuberger Next Generation Connectivity Fund Inc. NBXG · Entity 4837 | PurchaseCommon Stock | 1,250 | $20.00 | $25,000.00 |
DisclosureSEC source: 0000898432-21-000442 · form4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:40 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000155 · wf-form4_162094562975944.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,675 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 63 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | PurchaseCommon Stock | 61 | $144.83 | $8,834.63 |
DisclosureSEC source: 0001410636-21-000109 · wf-form4_161472721998649.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,676 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.55 to $144.92, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc. (the "Company"), any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Includes 284 shares acquired pursuant to the automatic reinvestment in shares of common stock of the Company of cash dividends paid on such common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 13, 2020 Filed May 15, 2020 19:36 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000085 · wf-form4_158957137450626.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,331 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 424 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:03 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000091 · wf-form4_155776699840066.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,748 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 501 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 11, 2018 Filed May 15, 2018 12:34 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000120 · wf-form4_152638763698672.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 486 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:31 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032452 · doc4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,017 F1 · security: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F1 · shares: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 112 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of Company cash dividends paid to the reporting person. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1 | $76.25 | $76.25 |
DisclosureSEC source: 0001209191-17-031314 · doc4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,529 F1 · shares: This amount represents a fractional (0.6127) share which was sold by the reporting person on May 9, 2017 and has been rounded up to the nearest whole share consistent with the historical presentation of the reporting person's Form 4 beneficial ownership in whole shares. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1 | $76.22 | $76.22 |
DisclosureSEC source: 0001209191-17-015156 · doc4.xml · nonDerivative · entry 2 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 F2 · shares: This amount represents a fractional (0.5913) share which was sold by the reporting person on February 27, 2017 and has been rounded up to the nearest whole share consistent with the historical presentation of the reporting person's Form 4 beneficial ownership in whole shares. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 61 | $76.27 | $4,652.47 |
DisclosureSEC source: 0001209191-17-015156 · doc4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,531 F1 · balance_after: Includes 334 shares acquired since the reporting person's last Form 4 pursuant to the automatic reinvestment in shares of Company common stock of Company cash dividends paid to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.