Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director · President and CEO | February 11, 2020 | February 12, 2020 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| DOMINION ENERGY, INCD · Entity 3007 | Director | May 05, 2026 | May 07, 2026 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | April 26, 2024 | April 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 11, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,222 |
Reported balance
After 2020-02-11 transaction · row 1
1 source rowRow 1 · 2020-02-11 · Grant · Acquired 7,758 · Balance 143,222 |
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 28,823.7367 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 5,807.0026 · Balance 28,823.7367 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
DOMINION ENERGY, INC
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,189.751 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 2,820 · Balance 35,189.751 F1: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Company Trust for Director | 24,965.3968 |
Reported balance
After 2026-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-05 · Grant · Acquired 2,661 · Balance 24,965.3968 F2: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.
F2: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.
NEWMONT Corp /DE/
Report date April 26, 2024 · Filed April 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 14,848 |
Reported balance
After 2024-04-26 transaction · row 1
1 source rowRow 1 · 2024-04-26 · Grant · Acquired 4,212 · Balance 14,848 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYMOND JAMES FINANCIAL INC
Report date February 23, 2023 · Filed February 27, 2023
Section 16 reporting ended · disclosed 2023-02-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,220.532 |
Reported balance
After 2023-02-23 transaction · row 1
1 source rowRow 1 · 2023-02-23 · Exercise / conversion · Acquired 1,683 · Balance 46,220.532 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-23 · Exercise / conversion · Disposed 1,683 · Balance 0 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2026 Filed May 7, 2026 22:21 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,661 | $62.95 | $167,509.95 |
DisclosureSEC source: 0001225208-26-005012 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Company Trust for Director Disclosed balance after: 24,965.3968 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 05, 2026 Filed May 7, 2026 22:21 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,820 | $62.95 | $177,519.00 |
DisclosureSEC source: 0001225208-26-005012 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,189.751 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:42 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 5,807.0026 | $58.55 | $340,000.00 |
DisclosureSEC source: 0001225208-26-004563 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,823.7367 Underlying: Common Stock · 5,807.0026 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 07, 2025 Filed May 8, 2025 20:50 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 3,063 | $54.68 | $167,484.84 |
DisclosureSEC source: 0001225208-25-004873 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Company Trust for Director Disclosed balance after: 21,314.7509 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 07, 2025 Filed May 8, 2025 20:50 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 3,246 | $54.68 | $177,491.28 |
DisclosureSEC source: 0001225208-25-004873 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,934.0671 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 21:08 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 5,496.133 | $60.77 | $334,000.00 |
DisclosureSEC source: 0001225208-25-004215 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,685.0343 Underlying: Common Stock · 5,496.133 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 07, 2024 Filed May 8, 2024 22:01 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 3,648 | $51.41 | $187,543.68 |
DisclosureSEC source: 0001225208-24-005844 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Company Trust for Director Disclosed balance after: 17,367.408 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 07, 2024 Filed May 8, 2024 22:01 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 3,258 | $51.41 | $167,493.78 |
DisclosureSEC source: 0001225208-24-005844 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,346.9164 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:21 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009080 · form4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,848 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 21:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 6,088.4226 | $53.38 | $325,000.00 |
DisclosureSEC source: 0001225208-24-005162 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,985.4255 Underlying: Common Stock · 6,088.4226 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| November 06, 2023 Filed Nov 9, 2023 00:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-020364 · form4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,636 F1 · shares: Ms. Story is the holder of a separately managed account in which 128 Newcrest Mining Limited ("Newcrest") shares were held. Ms. Story did not have the power to vote or dispose of, or to cause the voting or disposal of, such Newcrest shares or otherwise direct investments within such account. In connection with the implementation of Newmont Corporation's acquisition of Newcrest on November 6, 2023, such Newcrest shares were converted to 51 shares of Newmont common stock as reported above. Read SEC document |
| June 20, 2023 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 54 | $53.70 | $2,899.80 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 8 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,162.121 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. F2 · balance_after: Balance includes 272.0742 shares acquired from dividend reinvestment since reporting person's last Form 4 filing. Read SEC document |
| May 10, 2023 Filed May 11, 2023 23:57 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,434 | $56.50 | $137,521.00 |
DisclosureSEC source: 0001225208-23-005779 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Company Trust for Director Disclosed balance after: 13,001.0302 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 10, 2023 Filed May 11, 2023 23:57 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,965 | $56.50 | $167,522.50 |
DisclosureSEC source: 0001225208-23-005779 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,525.0468 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009971 · form4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,585 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 7,161.7453 | $45.38 | $325,000.00 |
DisclosureSEC source: 0001225208-23-004942 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,738.6768 Underlying: Common Stock · 7,161.7453 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 17:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002848 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F2 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 17:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002848 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,220.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 21:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 3,576.9315 | $45.43 | $162,500.00 |
DisclosureSEC source: 0001225208-23-000720 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576.9315 Underlying: Common Stock · 3,576.9315 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| August 16, 2022 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 42 | $85.56 | $3,593.52 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 7 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,836.0468 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| May 11, 2022 Filed May 12, 2022 20:55 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,434 | $81.96 | $117,530.64 |
DisclosureSEC source: 0001225208-22-006925 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 10,147.4909 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 11, 2022 Filed May 12, 2022 20:55 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,044 | $81.96 | $167,526.24 |
DisclosureSEC source: 0001225208-22-006925 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,823.3466 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010794 · form4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683 Underlying: Common Stock · 1,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F5 · balance_after: The RSU grant was previously reported as covering 1,283 shares awarded on February 18, 2021, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 Underlying: Common Stock · 1,683 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. F3 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,537.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| January 19, 2022 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 43 | $79.49 | $3,418.07 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 6 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,794.0468 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:05 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 1,500 | $74.42 | $111,630.00 |
DisclosureSEC source: 0001225208-21-014164 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,525.0669 Read SEC document |
| August 11, 2021 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 67 | $76.84 | $5,148.28 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 5 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,751.0488 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:32 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,354 | $79.41 | $107,521.14 |
DisclosureSEC source: 0001225208-21-007692 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 8,429.9215 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:32 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,109 | $79.41 | $167,475.69 |
DisclosureSEC source: 0001225208-21-007692 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,791.8516 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 21:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-21-000143 · edgar.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,373 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003253 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Stock · 1,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003253 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 1,283 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003253 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,408.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000208 · edgar.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:18 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,379 | $77.94 | $107,479.26 |
DisclosureSEC source: 0001225208-20-007279 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 6,795.4805 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:18 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,149 | $77.94 | $167,493.06 |
DisclosureSEC source: 0001225208-20-007279 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,220.9053 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:08 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003261 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:08 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003261 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270 Underlying: Common Stock · 1,481 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:08 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003261 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,927.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 18:32 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 7,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000032 · wf-form4_158153233618319.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,222 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 19:14 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,523 | $136.20 | $207,432.60 |
DisclosureSEC source: 0001410636-20-000024 · wf-form4_158084364056098.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,464 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:27 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 15,768 | $134.05 | $2,113,700.40 |
DisclosureSEC source: 0001410636-20-000014 · wf-form4_157989400422034.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,987 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 19:27 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 34,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000014 · wf-form4_157989400422034.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,755 F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:01 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,054 | $122.85 | $252,333.90 |
DisclosureSEC source: 0001410636-20-000006 · wf-form4_157808886677993.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,324 F1 · balance_after: Includes 1,231 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,457 | $0.00 Strike: $41.27 | $0.00 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,457 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on April 1, 2013, representing a right to purchase 28,457 shares, vested in three equal installments on January 1, 2014, 2015 and 2016. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 28,457 | $113.84 | $3,239,544.88 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,147 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.36 to $114.50, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 28,457 | $41.27 | $1,174,420.39 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 441 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:16 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,424 | $75.49 | $107,497.76 |
DisclosureSEC source: 0000899243-19-012848 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 5,161.6976 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.