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person · Reporting owner

Swaminathan Radhakrishnan

Disclosed activity across 1 company

Tapewire entity
152212
SEC CIK
0001721449

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Water Works Company, Inc.AWK · Entity 3169EVP,ChiefCust.,Strat.&TechOff.January 22, 2020January 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Water Works Company, Inc.

Report date January 22, 2020 · Filed January 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,849 Reported balance After 2020-01-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-01-22 · Grant · Acquired 2,484 · Balance 5,849

F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Common StockSEC Table I · non-derivativeDirect5,060 Reported balance After 2020-01-22 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-01-22 · Tax withholding · Disposed 789 · Balance 5,060

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2020 Filed Jan 24, 2020 14:27 UTC American Water Works Company, Inc. AWK · Entity 3169 Tax withholdingCommon Stock 789 $134.05 $105,765.45
Disclosure

SEC source: 0001410636-20-000015 · wf-form4_157989402862328.xml · nonDerivative · entry 2

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,060

Read SEC document
January 22, 2020 Filed Jan 24, 2020 14:27 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 2,484 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000015 · wf-form4_157989402862328.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:01 UTC American Water Works Company, Inc. AWK · Entity 3169 Tax withholdingCommon Stock 201 $122.85 $24,692.85
Disclosure

SEC source: 0001410636-20-000007 · wf-form4_157808889026102.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

Read SEC document
February 14, 2019 Filed Feb 19, 2019 16:59 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,735 $0.00 $0.00
Disclosure

SEC source: 0001410636-19-000054 · wf-form4_155061356732259.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566

Read SEC document
January 01, 2019 Filed Jan 2, 2019 17:19 UTC American Water Works Company, Inc. AWK · Entity 3169 Tax withholdingCommon Stock 201 $90.77 $18,244.77
Disclosure

SEC source: 0001410636-19-000015 · wf-form4_154646755919758.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831

Read SEC document
February 14, 2018 Filed Feb 16, 2018 14:01 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001410636-18-000063 · wf-form4_151880766567775.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · SVP,Chief Tech.&Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032

Read SEC document
January 01, 2018 Filed Jan 3, 2018 14:33 UTC American Water Works Company, Inc. AWK · Entity 3169 Tax withholdingCommon Stock 89 $91.49 $8,142.61
Disclosure

SEC source: 0001410636-18-000019 · wf-form4_151500799495933.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · SVP,Chief Tech.&Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.