Tapewire

Nasdaq · USD

ASTE

ASTEC INDUSTRIES INC

Export transactions ↓
Tapewire entity
425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 1, 2017 16:27 UTC
Merwe Jaco van derGroup Pres Energry
GrantCommon Stock 1,068 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009853 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:40 UTC
Leffew Robin ACorporate Controller
GrantCommon Stock 1,374 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009841 · doc1.xml · nonDerivative · entry 1

Leffew Robin A · CIK 0001526046 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:33 UTC
Kruger TommieManaging Director-Osborn
GrantCommon Stock 217 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009839 · doc1.xml · nonDerivative · entry 1

Kruger Tommie · CIK 0001318815 · Managing Director-Osborn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:31 UTC
Cumming Lawrence RPresident-Peterson Pacific
OtherPhantom Stock · Derivative 4,261.1507 $0.00 Strike: $65.28 $0.00
Disclosure

SEC source: 0001140361-17-009535 · doc1.xml · derivative · entry 1

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,261.1507 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

F1 · shares: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

F1 · derivative.exercise_date: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

F1 · derivative.expiration_date: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

F1 · derivative.underlying_shares: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

F1 · balance_after: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 15:23 UTC GrantCommon Stock 179 $70.02 $12,533.58
Disclosure

SEC source: 0001140361-17-003623 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 15:13 UTC GrantCommon Stock 179 $70.02 $12,533.58
Disclosure

SEC source: 0001140361-17-003620 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,657

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 15:07 UTC GrantCommon Stock 179 $70.02 $12,533.58
Disclosure

SEC source: 0001140361-17-003613 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 17:14 UTC
Merwe Jaco van derGroup Pres Energry
GrantPhantom Stock · Derivative 28.2706 $67.65 $1,912.50
Disclosure

SEC source: 0001140361-17-001483 · doc1.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28.2706

Underlying: Common Stock · 28.2706 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 17:21 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 25.122 $67.65 $1,699.50
Disclosure

SEC source: 0001140361-17-001485 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,941.7791

Underlying: Common Stock · 25.122 shares

Expires not disclosed

F1 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 17:07 UTC
Bremmer Michael APresident-CEI Enterprises
GrantPhantom Stock · Derivative 53.6735 $67.65 $3,631.00
Disclosure

SEC source: 0001140361-17-001481 · doc1.xml · derivative · entry 3

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285.4689

Underlying: Common Stock · 53.6735 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:54 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 15.5691 $67.65 $1,053.25
Disclosure

SEC source: 0001140361-17-001479 · doc1.xml · derivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373.4007

Underlying: Common Stock · 15.5691 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:29 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 73.2301 $67.65 $4,954.00
Disclosure

SEC source: 0001140361-17-001472 · doc1.xml · derivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223.7734

Underlying: Common Stock · 73.2301 shares

Expires not disclosed

F2 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:38 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 6.5233 $67.65 $441.30
Disclosure

SEC source: 0001140361-17-001474 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549.5176

Underlying: Common Stock · 6.5233 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:22 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 59.675 $67.65 $4,037.00
Disclosure

SEC source: 0001140361-17-001469 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371.7691

Underlying: Common Stock · 59.675 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:15 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 126.6818 $67.65 $8,570.00
Disclosure

SEC source: 0001140361-17-001463 · doc1.xml · derivative · entry 2

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,881.3482

Underlying: Common Stock · 126.6818 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:07 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 59.9706 $67.65 $4,057.00
Disclosure

SEC source: 0001140361-17-001461 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741.9613

Underlying: Common Stock · 59.9706 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 15:57 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 50.1849 $67.65 $3,395.00
Disclosure

SEC source: 0001140361-17-001458 · doc1.xml · derivative · entry 2

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,251.4392

Underlying: Common Stock · 50.1849 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 15:37 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 73.2301 $67.65 $4,954.00
Disclosure

SEC source: 0001140361-17-001448 · doc1.xml · derivative · entry 3

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417.5349

Underlying: Common Stock · 73.2301 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 15:27 UTC
Cumming Lawrence RPresident-Peterson Pacific
GrantPhantom Stock · Derivative 67.9381 $67.65 $4,596.00
Disclosure

SEC source: 0001140361-17-001441 · doc1.xml · derivative · entry 1

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261.1507

Underlying: Common Stock · 67.9381 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 20:01 UTC
Bremmer Michael APresident-CEI Enterprises
SaleCommon Stock 1,699 $66.93 $113,714.07
Disclosure

SEC source: 0001140361-16-088576 · doc1.xml · nonDerivative · entry 2

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:46 UTC
Bremmer Michael APresident-CEI Enterprises
GrantPhantom Stock · Derivative 6.3177 $66.88 $422.55
Disclosure

SEC source: 0001140361-16-088161 · doc1.xml · derivative · entry 3

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,231.7955

Underlying: Common Stock · 6.3177 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:53 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 17.7905 $66.88 $1,189.89
Disclosure

SEC source: 0001140361-16-088163 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,916.6571

Underlying: Common Stock · 17.7905 shares

Expires not disclosed

F1 · security: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:40 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 0.5342 $66.88 $35.73
Disclosure

SEC source: 0001140361-16-088159 · doc1.xml · derivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357.8316

Underlying: Common Stock · 0.5342 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:34 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 0.8107 $66.88 $54.22
Disclosure

SEC source: 0001140361-16-088157 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542.9943

Underlying: Common Stock · 0.8107 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:26 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 0.2247 $66.88 $15.03
Disclosure

SEC source: 0001140361-16-088155 · doc1.xml · derivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150.5433

Underlying: Common Stock · 0.2247 shares

Expires not disclosed

F2 · security: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:16 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 1.9588 $66.88 $131.01
Disclosure

SEC source: 0001140361-16-088151 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312.0941

Underlying: Common Stock · 1.9588 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:02 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 4.004 $66.88 $267.80
Disclosure

SEC source: 0001140361-16-088145 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681.9907

Underlying: Common Stock · 4.004 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:10 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 36.9566 $66.88 $2,471.78
Disclosure

SEC source: 0001140361-16-088149 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754.6664

Underlying: Common Stock · 36.9566 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 14:40 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 9.2579 $66.88 $619.20
Disclosure

SEC source: 0001140361-16-088136 · doc1.xml · derivative · entry 2

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,201.2543

Underlying: Common Stock · 9.2579 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 14:31 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 2.0069 $66.88 $134.23
Disclosure

SEC source: 0001140361-16-088133 · doc1.xml · derivative · entry 3

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344.3048

Underlying: Common Stock · 2.0069 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 14:23 UTC
Cumming Lawrence RPresident-Peterson Pacific
GrantPhantom Stock · Derivative 6.2602 $66.88 $418.70
Disclosure

SEC source: 0001140361-16-088131 · doc1.xml · derivative · entry 1

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193.2126

Underlying: Common Stock · 6.2602 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:49 UTC
Kruger TommieManaging Director-Osborn
SaleCommon Stock 1,945 $63.36 $123,235.20
Disclosure

SEC source: 0001140361-16-085980 · doc1.xml · nonDerivative · entry 1

Kruger Tommie · CIK 0001318815 · Managing Director-Osborn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 09, 2016 Filed Nov 10, 2016 14:18 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
SaleCommon Stock 3,221 $64.51 $207,773.18
Disclosure

SEC source: 0001140361-16-085688 · doc1.xml · nonDerivative · entry 1

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 01, 2016 Filed Nov 1, 2016 18:08 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084329 · doc1.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,768

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 18:05 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084326 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,478

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 17:58 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084322 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 16:06 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084302 · doc1.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

F1 · shares: The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the reporting person's termination of services as a director. The DSUs acquired were issued in payment of the reporting person's quarterly Board retainer.

F1 · balance_after: The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the reporting person's termination of services as a director. The DSUs acquired were issued in payment of the reporting person's quarterly Board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 16:02 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084300 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

F2 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F2 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 15:57 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084290 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,244

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 15:53 UTC GrantCommon Stock 231 $54.27 $12,536.37
Disclosure

SEC source: 0001140361-16-084287 · doc1.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,138

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 15:22 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 67.722 $58.49 $3,961.00
Disclosure

SEC source: 0001140361-16-082764 · doc1.xml · derivative · entry 2

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191.9964

Underlying: Common Stock · 67.722 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 15:15 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 91.2307 $58.49 $5,336.00
Disclosure

SEC source: 0001140361-16-082760 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150.3186

Underlying: Common Stock · 91.2307 shares

Expires not disclosed

F2 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:56 UTC
Cumming Lawrence RPresident-Peterson Pacific
GrantPhantom Stock · Derivative 78.5787 $58.49 $4,596.00
Disclosure

SEC source: 0001140361-16-082754 · doc1.xml · derivative · entry 1

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186.9524

Underlying: Common Stock · 78.5787 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 15:06 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 69.3633 $58.49 $4,057.00
Disclosure

SEC source: 0001140361-16-082758 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,677.9867

Underlying: Common Stock · 69.3633 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:34 UTC
Bremmer Michael APresident-CEI Enterprises
GrantPhantom Stock · Derivative 62.0799 $58.49 $3,631.00
Disclosure

SEC source: 0001140361-16-082748 · doc1.xml · derivative · entry 3

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225.4777

Underlying: Common Stock · 62.0799 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:49 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 146.523 $58.49 $8,570.00
Disclosure

SEC source: 0001140361-16-082752 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717.7098

Underlying: Common Stock · 146.523 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:23 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 33.8995 $58.49 $1,982.75
Disclosure

SEC source: 0001140361-16-082746 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898.8666

Underlying: Common Stock · 33.8995 shares

Expires not disclosed

F1 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:07 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 8.8016 $58.49 $514.80
Disclosure

SEC source: 0001140361-16-082740 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542.1836

Underlying: Common Stock · 8.8016 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 13:54 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 69.0214 $58.49 $4,037.00
Disclosure

SEC source: 0001140361-16-082737 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310.1353

Underlying: Common Stock · 69.0214 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:14 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 21.0082 $58.49 $1,228.75
Disclosure

SEC source: 0001140361-16-082744 · doc1.xml · derivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357.2974

Underlying: Common Stock · 21.0082 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.