POTTS CHARLES F

SEC source: 0001562180-23-003732 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,033

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

SEC source: 0001562180-23-003265 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,569

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-23-003265 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,539

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

SEC source: 0001562180-23-000785 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,530

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

SEC source: 0001562180-22-008129 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-22-008129 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,066

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

SEC source: 0001562180-22-007400 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,058

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

SEC source: 0001562180-22-006388 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-22-006388 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

SEC source: 0001562180-22-005779 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,594

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

SEC source: 0001562180-22-004650 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-22-004650 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,192

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

SEC source: 0001562180-22-003710 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,185

F2 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

SEC source: 0001562180-22-003710 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,774

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

SEC source: 0001562180-22-003144 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,994

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-22-003144 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

SEC source: 0001562180-22-000954 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,972

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

SEC source: 0001562180-21-007492 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0001562180-21-007492 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,702

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

SEC source: 0001562180-21-006760 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,699

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

SEC source: 0000792987-21-000113 · wf-form4_163061613323175.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,394

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0000792987-21-000113 · wf-form4_163061613323175.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

SEC source: 0000792987-21-000075 · wf-form4_162802422025099.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F2 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to Astec stock held as deferred stock units and dividend equivalent rights earned on 2021 RSU award.

SEC source: 0000792987-21-000047 · wf-form4_161981629228480.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,105

F2 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to Astec stock held as deferred stock units.

SEC source: 0000792987-21-000047 · wf-form4_161981629228480.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,891

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

SEC source: 0001023575-21-000003 · wf-form4_161480747196390.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,628

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F2 · balance_after: Amount reflects a minor correction due to inadvertently crediting dividend equivalent rights on RSUs that have been deferred

SEC source: 0000792987-20-000127 · wf-form4_160687502593450.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,423

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

SEC source: 0000792987-20-000094 · wf-form4_160442708717779.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,406

F1 · shares: Reflects deferred stock units issued to the director in lieu of a quarterly board retainer.

SEC source: 0000792987-20-000081 · wf-form4_160010826250516.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

F2 · balance_after: Amount includes 60 deferred stock units previously acquired pursuant to reinvestment of dividend equivalent rights and a reduction in common stock by 1,170 shares to correctly reflect the number of shares beneficially owned.

SEC source: 0000792987-20-000044 · wf-form4_159648427294774.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

F1 · shares: Transaction represents deferred common stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred common stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 3

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,212

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F2 · balance_after: Shares held reflects the vesting of 1,968 RSUs that were converted to deferred stock unit on April 29, 2020.

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,541

F3 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F3 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · balance_after: Shares held reflects the vesting of 1,968 RSUs that were converted to deferred stock unit on April 29, 2020.

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · price: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-020171 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-015543 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-009238 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-009238 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-001924 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-18-004896 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-18-034446 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-18-020110 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date. Balance held includes 1,019 due to vesting of RSUs on April 26, 2018.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date. Balance held includes 1,019 due to vesting of RSUs on April 26, 2018.

SEC source: 0001140361-18-020110 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,047

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001140361-18-004085 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-17-040430 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-17-029285 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-17-017354 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001140361-17-017312 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-17-003623 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001140361-16-084322 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.