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Nasdaq · USD

ASTE

ASTEC INDUSTRIES INC

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Tapewire entity
425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Jan 31, 2018 16:21 UTC GrantCommon Stock 199 $63.04 $12,544.96
Disclosure

SEC source: 0001140361-18-004080 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 20:46 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 7.3451 $61.58 $452.30
Disclosure

SEC source: 0001140361-18-001899 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587.7028

Underlying: Common Stock · 7.3451 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 20:38 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 17.701 $61.58 $1,090.00
Disclosure

SEC source: 0001140361-18-001893 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494.9916

Underlying: Common Stock · 17.701 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 20:25 UTC
Merwe Jaco van derGroup Pres Energry
GrantPhantom Stock · Derivative 32.1443 $61.58 $1,979.40
Disclosure

SEC source: 0001140361-18-001886 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194.461

Underlying: Common Stock · 32.1443 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:57 UTC
Volner Jody DPresident-Peterson Pacific
GrantPhantom Stock · Derivative 30.2503 $60.33 $1,825.00
Disclosure

SEC source: 0001140361-18-001883 · doc1.xml · derivative · entry 3

Volner Jody D · CIK 0001721451 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30.2503

Underlying: Common Stock · 30.2503 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:40 UTC
Barker Joel ScottPresident-GEFCO
GrantPhantom Stock · Derivative 70.7608 $60.33 $4,269.00
Disclosure

SEC source: 0001140361-18-001877 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165.8623

Underlying: Common Stock · 70.7608 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:48 UTC
Anderson Michael GPresident-CEI
GrantPhantom Stock · Derivative 109.0171 $60.33 $6,577.00
Disclosure

SEC source: 0001140361-18-001881 · doc1.xml · derivative · entry 1

Anderson Michael G · CIK 0001709266 · President-CEI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183.9184

Underlying: Common Stock · 109.0171 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:33 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 69.2524 $60.33 $4,178.00
Disclosure

SEC source: 0001140361-18-001874 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771.0168

Underlying: Common Stock · 69.2524 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 17:15 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 147.0247 $60.33 $8,870.00
Disclosure

SEC source: 0001140361-18-001839 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,002.9008

Underlying: Common Stock · 147.0247 shares

Expires not disclosed

F2 · security: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 17:09 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 84.9992 $60.33 $5,128.00
Disclosure

SEC source: 0001140361-18-001837 · doc1.xml · derivative · entry 4

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929.694

Underlying: Common Stock · 84.9992 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:40 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 84.9992 $60.33 $5,128.00
Disclosure

SEC source: 0001140361-18-001835 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693.7102

Underlying: Common Stock · 84.9992 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:31 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 58.2463 $60.33 $3,514.00
Disclosure

SEC source: 0001140361-18-001833 · doc1.xml · derivative · entry 3

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627.2616

Underlying: Common Stock · 58.2463 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 15:49 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 69.6005 $60.33 $4,199.00
Disclosure

SEC source: 0001140361-18-001822 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163.9316

Underlying: Common Stock · 69.6005 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 16:06 UTC
Anderson Michael GPresident-CEI
GrantPhantom Stock · Derivative 0.1348 $55.48 $7.48
Disclosure

SEC source: 0001140361-17-044336 · doc1.xml · derivative · entry 1

Anderson Michael G · CIK 0001709266 · President-CEI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74.9014

Underlying: Common Stock · 0.1348 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:58 UTC
Barker Joel ScottPresident-GEFCO
GrantPhantom Stock · Derivative 0.1711 $55.48 $9.49
Disclosure

SEC source: 0001140361-17-044332 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95.1015

Underlying: Common Stock · 0.1711 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:52 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 3.0621 $55.48 $169.87
Disclosure

SEC source: 0001140361-17-044328 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701.7644

Underlying: Common Stock · 3.0621 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:46 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 3.3193 $55.48 $184.14
Disclosure

SEC source: 0001140361-17-044325 · doc1.xml · derivative · entry 4

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844.6949

Underlying: Common Stock · 3.3193 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:40 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 46.5235 $55.48 $2,580.93
Disclosure

SEC source: 0001140361-17-044320 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,855.8761

Underlying: Common Stock · 46.5235 shares

Expires not disclosed

F2 · security: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:21 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 0.8587 $55.48 $47.64
Disclosure

SEC source: 0001140361-17-044316 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477.2906

Underlying: Common Stock · 0.8587 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:16 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 21.9571 $55.48 $1,218.09
Disclosure

SEC source: 0001140361-17-044314 · doc1.xml · derivative · entry 3

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939.5446

Underlying: Common Stock · 21.9571 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:05 UTC
Merwe Jaco van derGroup Pres Energry
GrantPhantom Stock · Derivative 0.292 $55.48 $16.20
Disclosure

SEC source: 0001140361-17-044310 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162.3166

Underlying: Common Stock · 0.292 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:59 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 1.0952 $55.48 $60.76
Disclosure

SEC source: 0001140361-17-044308 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608.711

Underlying: Common Stock · 1.0952 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:51 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 1.0442 $55.48 $57.93
Disclosure

SEC source: 0001140361-17-044304 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580.3577

Underlying: Common Stock · 1.0442 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:40 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 11.8199 $55.48 $655.72
Disclosure

SEC source: 0001140361-17-044302 · doc1.xml · derivative · entry 3

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569.0153

Underlying: Common Stock · 11.8199 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:30 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 5.5678 $55.48 $308.88
Disclosure

SEC source: 0001140361-17-044300 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094.3311

Underlying: Common Stock · 5.5678 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 16:40 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
OtherPhantom Stock · Derivative 4,263.3164 $54.50 $232,367.37
Disclosure

SEC source: 0001140361-17-043823 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917.5875

Underlying: Common Stock · 4,263.3164 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · ownership.direct: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 16:40 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
OtherCommon Stock 988.9236 $54.50 $53,900.19
Disclosure

SEC source: 0001140361-17-043823 · doc1.xml · nonDerivative · entry 1

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: Shares held in the reporting person's 401k account are based upon a Plan statement dated November 27, 2017.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 14:37 UTC GrantCommon Stock 243 $51.57 $12,531.51
Disclosure

SEC source: 0001140361-17-040426 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,365

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 14:40 UTC GrantCommon Stock 243 $51.57 $12,531.51
Disclosure

SEC source: 0001140361-17-040430 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 14:31 UTC GrantCommon Stock 243 $51.57 $12,531.51
Disclosure

SEC source: 0001140361-17-040422 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,131

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
October 31, 2017 Filed Nov 30, 2017 15:33 UTC
SMITH W NORMANDirector · Vice Chairman
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044318 · doc1.xml · nonDerivative · entry 2

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · W. N. Smith Rev Living Trust

Disclosed balance after: 100,796

F2 · shares: Gift to college to set up scholarship fund

F2 · price: Gift to college to set up scholarship fund

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:39 UTC
Irvine John J. IIIPresident-Roadtec, Inc.
GrantPhantom Stock · Derivative 97.732 $52.47 $5,128.00
Disclosure

SEC source: 0001140361-17-038727 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607.6158

Underlying: Common Stock · 97.732 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:30 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 79.6265 $52.47 $4,178.00
Disclosure

SEC source: 0001140361-17-038725 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698.7023

Underlying: Common Stock · 79.6265 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:24 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 169.049 $52.47 $8,870.00
Disclosure

SEC source: 0001140361-17-038723 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809.3526

Underlying: Common Stock · 169.049 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:12 UTC
Anderson Michael GPresident-CEI
GrantPhantom Stock · Derivative 74.7665 $52.47 $3,923.00
Disclosure

SEC source: 0001140361-17-038718 · doc1.xml · derivative · entry 1

Anderson Michael G · CIK 0001709266 · President-CEI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74.7665

Underlying: Common Stock · 74.7665 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:01 UTC
Colwell Chris EPresident-Carlson Paving
GrantPhantom Stock · Derivative 68.5916 $52.47 $3,599.00
Disclosure

SEC source: 0001140361-17-038713 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088.7633

Underlying: Common Stock · 68.5916 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:05 UTC
GONIGAM TIMOTHY DPresident-Astec Mobile Screens
GrantPhantom Stock · Derivative 78.1208 $52.47 $4,099.00
Disclosure

SEC source: 0001140361-17-038715 · doc1.xml · derivative · entry 3

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,557.1954

Underlying: Common Stock · 78.1208 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 13:38 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 97.732 $52.47 $5,128.00
Disclosure

SEC source: 0001140361-17-038710 · doc1.xml · derivative · entry 4

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841.3756

Underlying: Common Stock · 97.732 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 13:29 UTC
Barker Joel ScottPresident-GEFCO
GrantPhantom Stock · Derivative 94.9304 $52.47 $4,981.00
Disclosure

SEC source: 0001140361-17-038705 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94.9304

Underlying: Common Stock · 94.9304 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 13:20 UTC
Cumming Lawrence RPresident-Peterson Pacific
GrantPhantom Stock · Derivative 90.6613 $52.47 $4,757.00
Disclosure

SEC source: 0001140361-17-038702 · doc1.xml · derivative · entry 2

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370.5912

Underlying: Common Stock · 90.6613 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 11, 2017 Filed Oct 11, 2017 19:15 UTC
Haven Matthew BPresident-Telsmith
GrantPhantom Shares · Derivative 10.0572 $52.47 $527.70
Disclosure

SEC source: 0001140361-17-038237 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579.3135

Underlying: Common Stock · 10.0572 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 19:37 UTC
Merwe Jaco van derGroup Pres Energry
GrantPhantom Stock · Derivative 37.7244 $52.47 $1,979.40
Disclosure

SEC source: 0001140361-17-038248 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162.0246

Underlying: Common Stock · 32.7244 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 19:30 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 39.1128 $52.47 $2,052.25
Disclosure

SEC source: 0001140361-17-038245 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180.9039

Underlying: Common Stock · 39.1128 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 19:23 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 24.2377 $52.47 $1,271.75
Disclosure

SEC source: 0001140361-17-038241 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476.4319

Underlying: Common Stock · 24.2377 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:57 UTC
Wilkey Thomas HPresident-Heatec, Inc.
GrantPhantom Stock · Derivative 3.4242 $47.18 $161.57
Disclosure

SEC source: 0001140361-17-033731 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619.0759

Underlying: Common Stock · 3.4242 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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August 29, 2017 Filed Aug 30, 2017 18:51 UTC
Swanson Malcolm LPresident-Astec, Inc.
GrantPhantom Stock · Derivative 3.6876 $47.18 $174.00
Disclosure

SEC source: 0001140361-17-033726 · doc1.xml · derivative · entry 4

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743.6436

Underlying: Common Stock · 3.6876 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:44 UTC
SMITH W NORMANDirector · Vice Chairman
GrantPhantom Stock · Derivative 54.2252 $47.18 $2,558.61
Disclosure

SEC source: 0001140361-17-033724 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,640.3037

Underlying: Common Stock · 54.2252 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:33 UTC
Schwarz Jeffrey M.President-JCI
GrantPhantom Stock · Derivative 0.9562 $47.18 $45.12
Disclosure

SEC source: 0001140361-17-033718 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452.1942

Underlying: Common Stock · 0.9562 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:27 UTC
PATEK RICHARD AGroup Pres Aggregate & Mining
GrantPhantom Stock · Derivative 25.6779 $47.18 $1,211.61
Disclosure

SEC source: 0001140361-17-033713 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141.7911

Underlying: Common Stock · 25.6779 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:19 UTC
Merwe Jaco van derGroup Pres Energry
GrantPhantom Stock · Derivative 0.2628 $47.18 $12.40
Disclosure

SEC source: 0001140361-17-033709 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124.3002

Underlying: Common Stock · 0.2628 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.