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Barker Joel Scott

Disclosed activity across 1 company

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151218
SEC CIK
0001703340

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CompanyLast reported asReport datePublished
ASTEC INDUSTRIES INCASTE · Entity 425Sr VP-InnovationFebruary 28, 2020March 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEC INDUSTRIES INC

Report date February 28, 2020 · Filed March 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,071 Reported balance After 2020-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-02-28 · Grant · Acquired 5,060 · Balance 5,071

F2: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Phantom StockSEC Table II · derivative / convertible securityDirect1,479.7023 Reported balance Holding disclosure · report date 2020-02-28 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,479.7023

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 2, 2020 22:10 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 5,060 $38.65 $195,569.00
Disclosure

SEC source: 0001567619-20-005343 · doc1.xml · nonDerivative · entry 1

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,071

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · balance_after: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:40 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 173.2898 $42.41 $7,350.00
Disclosure

SEC source: 0001567619-20-000971 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479.7023

Underlying: Common Stock · 173.2898 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:43 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 3.7413 $38.30 $143.29
Disclosure

SEC source: 0001567619-19-022484 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.4125

Underlying: Common Stock · 3.7413 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 18:48 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 245.8646 $29.89 $7,350.00
Disclosure

SEC source: 0001567619-19-019340 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.6712

Underlying: Common Stock · 245.8646 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 21:43 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 4.1307 $28.03 $115.79
Disclosure

SEC source: 0001567619-19-017811 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056.8066

Underlying: Common Stock · 4.1307 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 13:50 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 309.1944 $31.07 $9,608.00
Disclosure

SEC source: 0001567619-19-014690 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052.6759

Underlying: Common Stock · 309.1944 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:31 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.7142 $30.02 $81.48
Disclosure

SEC source: 0001567619-19-012638 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743.4815

Underlying: Common Stock · 2.7142 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 19:00 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 121.4982 $40.63 $4,936.00
Disclosure

SEC source: 0001567619-19-008590 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740.7673

Underlying: Common Stock · 121.4982 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 15:20 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.8181 $37.36 $67.92
Disclosure

SEC source: 0001567619-19-007890 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619.2691

Underlying: Common Stock · 1.8181 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:40 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 70.7608 $60.33 $4,269.00
Disclosure

SEC source: 0001140361-18-001877 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165.8623

Underlying: Common Stock · 70.7608 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 15:58 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 0.1711 $55.48 $9.49
Disclosure

SEC source: 0001140361-17-044332 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95.1015

Underlying: Common Stock · 0.1711 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 13:29 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 94.9304 $52.47 $4,981.00
Disclosure

SEC source: 0001140361-17-038705 · doc1.xml · derivative · entry 1

Barker Joel Scott · CIK 0001703340 · President-GEFCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94.9304

Underlying: Common Stock · 94.9304 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.