Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 13, 2017 22:16 UTC |
Vallett William L JrCEO, Lochinvar, LLC
|
Tax withholdingCommon Stock | 867 | $49.86 | $43,228.62 |
DisclosureSEC source: 0000091142-17-000020 · edgar.xml · nonDerivative · entry 2 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,305 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:16 UTC |
Vallett William L JrCEO, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 2,700 | $49.86 | $134,622.00 |
DisclosureSEC source: 0000091142-17-000020 · edgar.xml · nonDerivative · entry 1 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 25,236 additional shares of Common Stock. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:06 UTC |
Rajendra Ajita GChairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 36,900 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000018 · edgar.xml · derivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,340 Underlying: Common Stock · 36,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 36,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 36,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 36,900 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 36,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 36,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 36,900 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:06 UTC |
Rajendra Ajita GChairman, President & CEO
|
Tax withholdingCommon Stock | 15,565 | $49.86 | $776,070.90 |
DisclosureSEC source: 0000091142-17-000018 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,237 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:06 UTC |
Rajendra Ajita GChairman, President & CEO
|
Exercise / conversionCommon Stock | 36,900 | $49.86 | $1,839,834.00 |
DisclosureSEC source: 0000091142-17-000018 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 36,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 36,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 36,900 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionRestricted Stock Units · Derivative | 7,100 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,660 Underlying: Common Stock · 7,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Tax withholdingCommon Stock | 2,571 | $49.86 | $128,190.06 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,383 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionCommon Stock | 7,100 | $49.86 | $354,006.00 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:01 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Exercise / conversionRestricted Stock Units · Derivative | 5,900 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000017 · edgar.xml · derivative · entry 3 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,790 Underlying: Common Stock · 5,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 5,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 5,900 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 5,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 5,900 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:01 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Tax withholdingCommon Stock | 2,149 | $49.86 | $107,149.14 |
DisclosureSEC source: 0000091142-17-000017 · edgar.xml · nonDerivative · entry 2 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,649 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:01 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Exercise / conversionCommon Stock | 5,900 | $49.86 | $294,174.00 |
DisclosureSEC source: 0000091142-17-000017 · edgar.xml · nonDerivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 5,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 5,900 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC |
Martineau Peter RSenior Vice President - CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · derivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280 Underlying: Common · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,830 Restricted Stock Units were granted on February 10, 2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on February 10, 2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting Person. F1 · derivative.expiration_date: 1,830 Restricted Stock Units were granted on February 10, 2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on February 10, 2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting Person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,555 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC |
Martineau Peter RSenior Vice President - CIO
|
Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC |
Martineau Peter RSenior Vice President - CIO
|
Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,600 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,140 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
|
Tax withholdingCommon Stock | 1,013 | $49.86 | $50,508.18 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,567 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
|
Exercise / conversionCommon Stock | 2,600 | $49.86 | $129,636.00 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC |
KITA JOHN JExecutive Vice President & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,300 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · derivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,360 Underlying: Common Stock · 10,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. F1 · derivative.exercise_date: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC |
KITA JOHN JExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 3,683 | $49.86 | $183,634.38 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,846 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC |
KITA JOHN JExecutive Vice President & CFO
|
Exercise / conversionCommon Stock | 10,300 | $49.86 | $513,558.00 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:24 UTC |
Kempken Daniel LVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000013 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,690 Underlying: Common Stock · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,760 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:24 UTC |
Kempken Daniel LVice President and Controller
|
Tax withholdingCommon Stock | 738 | $49.86 | $36,796.68 |
DisclosureSEC source: 0000091142-17-000013 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,012 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:24 UTC |
Kempken Daniel LVice President and Controller
|
Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000013 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 1,460 additional shares of Common Stock. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,600 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,160 Underlying: Common Stock · 4,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC |
Heideman Robert JSenior VP, CTO
|
Tax withholdingCommon Stock | 1,717 | $49.86 | $85,609.62 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionCommon Stock | 4,600 | $49.86 | $229,356.00 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC |
Ding WeiPres.AOSCIC; Manager AOSCWHC
|
Exercise / conversionRestricted Stock Units · Derivative | 4,300 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,290 Underlying: Common Stock · 4,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,795 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC |
Ding WeiPres.AOSCIC; Manager AOSCWHC
|
Tax withholdingCommon Stock | 1,261 | $49.86 | $62,873.46 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC |
Ding WeiPres.AOSCIC; Manager AOSCWHC
|
Exercise / conversionCommon Stock | 4,300 | $49.86 | $214,398.00 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC |
Dana Paul RVP, Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Underlying: Common Stock · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,890 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC |
Dana Paul RVP, Global Operations
|
Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,760 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC |
Dana Paul RVP, Global Operations
|
Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 764 additional shares of Common Stock. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC |
BROUWER WILFRIDUS MPresident - AOSHBSRL
|
Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · derivative · entry 3 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,965 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC |
BROUWER WILFRIDUS MPresident - AOSHBSRL
|
Tax withholdingCommon Stock | 1,800 | $49.86 | $89,748.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · nonDerivative · entry 2 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,164 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC |
BROUWER WILFRIDUS MPresident - AOSHBSRL
|
Exercise / conversionCommon Stock | 4,000 | $49.86 | $199,440.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · nonDerivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,982 additional shares of Common Stock. Read SEC document |
| February 10, 2017 Filed Mar 6, 2017 20:37 UTC Amendment |
Martineau Peter RSenior Vice President - CIO
|
Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000042 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,628 Read SEC document |
| February 10, 2017 Filed Mar 6, 2017 20:37 UTC Amendment |
Martineau Peter RSenior Vice President - CIO
|
Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000042 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 9,698 additional shares of Common Stock. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 17:56 UTC |
GREUBEL WILLIAM PDirector
|
SaleCommon Stock | 17,621 | $49.00 | $863,429.00 |
DisclosureSEC source: 0000091142-17-000008 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,820 Underlying: Common Stock · 16,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 31,910 additional Employee Stock Options. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
SaleCommon Stock | 16,000 | $49.28 | $788,480.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,612 Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
Exercise / conversionCommon Stock | 16,000 | $17.46 | $279,392.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 11,806 additional shares of Common Stock. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 21:30 UTC |
JONES PAUL WDirector
|
SaleCommon Stock | 44,490 | $49.47 | $2,201,133.85 |
DisclosureSEC source: 0000091142-17-000002 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,233 Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:52 UTC |
GREUBEL WILLIAM PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,621 | $0.00 Strike: $47.92 | $0.00 |
DisclosureSEC source: 0000091142-17-000001 · edgar.xml · derivative · entry 2 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,652 Underlying: Common Stock · 17,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.underlying_shares: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F2 · balance_after: The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 178 Restricted Stock Units. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 23,577 additional Restricted Stock Units. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:52 UTC |
GREUBEL WILLIAM PDirector
|
GrantCommon Stock | 17,621 | $47.92 | $844,398.32 |
DisclosureSEC source: 0000091142-17-000001 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,621 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:39 UTC |
Kadri IlhamDirector
|
GrantCommon Stock | 791 | $50.63 | $40,048.33 |
DisclosureSEC source: 0000091142-16-000127 · edgar.xml · nonDerivative · entry 1 Kadri Ilham · CIK 0001566514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791 F1 · shares: Payment of portion of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on December 12, 2016. Read SEC document |
| December 09, 2016 Filed Feb 8, 2017 20:12 UTC |
Rajendra Ajita GChairman and CEO
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000005 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,902 F1 · price: Gift F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 144,951 additional shares of Common Stock. Read SEC document |
| December 08, 2016 Filed Feb 8, 2017 20:23 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000006 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,854 F1 · price: Gift Read SEC document |
| December 08, 2016 Filed Feb 8, 2017 17:48 UTC |
KITA JOHN JExecutive Vice President & CFO
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000004 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,869 F1 · price: Gift Read SEC document |
| December 08, 2016 Filed Feb 12, 2019 20:30 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000016 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,586 F1 · price: Gift F2 · balance_after: Mr. Stern was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") from May 2014 to February 2016 and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1,866 shares of Common Stock. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 1,866 additional shares of Common Stock. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 20:12 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
SaleCommon Stock | 10,000 | $49.73 | $497,339.00 |
DisclosureSEC source: 0000091142-16-000121 · edgar.xml · nonDerivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,898 F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 44,449 additional shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.