person · Reporting owner

Vallett William L Jr

Disclosed activity across 1 company

Tapewire entity: 169513
SEC CIK: 0001566392

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
SMITH A O CORPAOS · Entity 3642	CEO, Lochinvar, LLC	February 09, 2018	February 13, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SMITH A O CORP

Report date February 09, 2018 · Filed February 13, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	55,568	Reported balance After 2018-02-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-02-09 · Exercise / conversion · Acquired 3,250 · Balance 55,568
Common StockSEC Table I · non-derivative	Direct	54,688	Reported balance After 2018-02-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2018-02-09 · Tax withholding · Disposed 880 · Balance 54,688 F2: Mr. Vallett is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 13 shares of Common Stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $60.11	Direct	4,125	Reported balance After 2018-02-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-02-09 · Exercise / conversion · Disposed 3,250 · Balance 4,125 F1: 3,250 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,250 Restricted Stock Units vested on 02/09/2018. As of result of vesting, the Company is obligated to deliver 3,250 shares of Common Stock to the reporting person.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $61.76	Direct	5,540	Reported balance After 2018-02-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-02-12 · Grant · Acquired 1,415 · Balance 5,540 F3: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.
Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.76 · Expires 2028-02-12	Direct	50,635	Reported balance After 2018-02-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-02-12 · Grant · Acquired 5,890 · Balance 50,635 F4: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.

Filing footnotes · ownership attribution and instrument terms

F1: 3,250 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,250 Restricted Stock Units vested on 02/09/2018. As of result of vesting, the Company is obligated to deliver 3,250 shares of Common Stock to the reporting person.

F2: Mr. Vallett is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 13 shares of Common Stock.

F3: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.

F4: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 12, 2018 Filed Feb 13, 2018 22:35 UTC	SMITH A O CORP AOS · Entity 3642	GrantEmployee Stock Options (Right to Buy) · Derivative	5,890	$0.00 Strike: $61.76	$0.00	Disclosure SEC source: 0000091142-18-000020 · edgar.xml · derivative · entry 5 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,635 Underlying: Common Stock · 5,890 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:35 UTC	SMITH A O CORP AOS · Entity 3642	GrantRestricted Stock Units · Derivative	1,415	$0.00 Strike: $61.76	$0.00	Disclosure SEC source: 0000091142-18-000020 · edgar.xml · derivative · entry 4 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Underlying: Common Stock · 1,415 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document
February 09, 2018 Filed Feb 13, 2018 22:35 UTC	SMITH A O CORP AOS · Entity 3642	Exercise / conversionRestricted Stock Units · Derivative	3,250	$0.00 Strike: $60.11	$0.00	Disclosure SEC source: 0000091142-18-000020 · edgar.xml · derivative · entry 3 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,250 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,250 Restricted Stock Units vested on 02/09/2018. As of result of vesting, the Company is obligated to deliver 3,250 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,250 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,250 Restricted Stock Units vested on 02/09/2018. As of result of vesting, the Company is obligated to deliver 3,250 shares of Common Stock to the reporting person. Read SEC document
February 09, 2018 Filed Feb 13, 2018 22:35 UTC	SMITH A O CORP AOS · Entity 3642	Tax withholdingCommon Stock	880	$60.11	$52,896.80	Disclosure SEC source: 0000091142-18-000020 · edgar.xml · nonDerivative · entry 2 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,688 F2 · balance_after: Mr. Vallett is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 13 shares of Common Stock. Read SEC document
February 09, 2018 Filed Feb 13, 2018 22:35 UTC	SMITH A O CORP AOS · Entity 3642	Exercise / conversionCommon Stock	3,250	$60.11	$195,357.50	Disclosure SEC source: 0000091142-18-000020 · edgar.xml · nonDerivative · entry 1 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:51 UTC	SMITH A O CORP AOS · Entity 3642	GrantRestricted Stock Units · Derivative	1,595	$0.00 Strike: $50.16	$0.00	Disclosure SEC source: 0000091142-17-000034 · edgar.xml · derivative · entry 2 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,375 Underlying: Common Stock · 1,595 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:51 UTC	SMITH A O CORP AOS · Entity 3642	GrantEmployee Stock Options (Right to Buy) · Derivative	6,135	$0.00 Strike: $50.16	$0.00	Disclosure SEC source: 0000091142-17-000034 · edgar.xml · derivative · entry 1 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,745 Underlying: Common Stock · 6,135 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:16 UTC	SMITH A O CORP AOS · Entity 3642	Exercise / conversionRestricted Stock Units · Derivative	2,700	$0.00 Strike: $49.86	$0.00	Disclosure SEC source: 0000091142-17-000020 · edgar.xml · derivative · entry 3 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,780 Underlying: Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,700 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,700 Restricted Stock Units vested on 02/10/2017. As of result of vesting, the Company is obligated to deliver 2,700 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,700 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,700 Restricted Stock Units vested on 02/10/2017. As of result of vesting, the Company is obligated to deliver 2,700 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,240 additional Restricted Stock Units. Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:16 UTC	SMITH A O CORP AOS · Entity 3642	Tax withholdingCommon Stock	867	$49.86	$43,228.62	Disclosure SEC source: 0000091142-17-000020 · edgar.xml · nonDerivative · entry 2 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,305 Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:16 UTC	SMITH A O CORP AOS · Entity 3642	Exercise / conversionCommon Stock	2,700	$49.86	$134,622.00	Disclosure SEC source: 0000091142-17-000020 · edgar.xml · nonDerivative · entry 1 Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 25,236 additional shares of Common Stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.