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AOS

SMITH A O CORP

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3642
SEC CIK
0000091142
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591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2019 Filed Feb 12, 2019 20:17 UTC
Ding WeiPresident - A. O. Smith China
GrantRestricted Stock Units · Derivative 3,370 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 4

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,830

Underlying: Common Stock · 3,370 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:16 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 6,095 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000005 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Underlying: Common Stock · 6,095 shares

Expires 2029-02-11

F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:16 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantRestricted Stock Units · Derivative 1,335 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000005 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,570 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 10

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Underlying: Common stock · 2,570 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,266 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 9

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,320

Underlying: Common Stock · 2,266 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
GrantEmployee Stock Options (Right to Buy) · Derivative 9,145 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 8

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,586

Underlying: Common Stock · 9,145 shares

Expires 2029-02-11

F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
GrantRestricted Stock Units · Derivative 2,005 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 7

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
SaleCommon Stock 4,836 $49.50 $239,400.38
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 5

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.46 to $49.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Exercise / conversionCommon Stock 2,570 $23.24 $59,713.95
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 4

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Exercise / conversionCommon Stock 2,266 $17.46 $39,568.89
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 3

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
GrantEmployee Stock Options (Right to Buy) · Derivative 4,265 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · derivative · entry 6

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,545

Underlying: Common Stock · 4,265 shares

Expires 2029-02-11

F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
GrantRestricted Stock Units · Derivative 935 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · derivative · entry 5

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,366

Underlying: Common Stock · 935 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F2 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Resticted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to delivered 1,820 shares of Common Stock to the reporting person.

F4 · balance_after: The Restricted Stock Units that Ms. Ackerman has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 240 Restricted Stock Units.

Read SEC document
February 11, 2019 Filed Feb 12, 2020 20:00 UTC
Dana Paul RSenior VP Global Operations
GiftCommon Stock 1,225 $0.00 $0.00
Disclosure

SEC source: 0000091142-20-000004 · edgar.xml · nonDerivative · entry 1

Dana Paul R · CIK 0001639644 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: Gift

Read SEC document
February 09, 2019 Filed Feb 12, 2019 20:26 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Tax withholdingCommon Stock 2,109 $48.72 $102,750.48
Disclosure

SEC source: 0000091142-19-000014 · edgar.xml · nonDerivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,161

Read SEC document
February 08, 2019 Filed Feb 8, 2019 21:50 UTC
JONES PAUL WDirector
SaleCommon Stock 20,000 $49.00 $980,000.00
Disclosure

SEC source: 0000091142-19-000002 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,967

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 5,730 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,685

Underlying: Common Stock · 5,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person.

F2 · derivative.expiration_date: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC
STERN JAMES FExec VP, General Counsel & Sec
Tax withholdingCommon Stock 2,752 $48.72 $134,077.44
Disclosure

SEC source: 0000091142-19-000017 · edgar.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,048

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantCommon Stock 5,730 $48.72 $279,165.60
Disclosure

SEC source: 0000091142-19-000017 · edgar.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,800

F2 · shares: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person.

F1 · balance_after: Note: Form 5 Amendment filed 02/12/2019.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:35 UTC
Wheeler Kevin J.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,520 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000019 · edgar.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

Underlying: Common Stock · 5,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 5,520 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,520 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,520 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 5,520 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,520 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,520 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:35 UTC
Wheeler Kevin J.President and CEO
Tax withholdingCommon Stock 2,612 $48.72 $127,256.64
Disclosure

SEC source: 0000091142-19-000019 · edgar.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,613

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:35 UTC
Wheeler Kevin J.President and CEO
GrantCommon Stock 5,520 $48.72 $268,934.40
Disclosure

SEC source: 0000091142-19-000019 · edgar.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,225

F1 · shares: 5,520 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,520 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,520 shares of Common Stock to the reporting person.

F2 · balance_after: Mr. Wheeler is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 139 shares of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:34 UTC
Warren David RSenior VP & President and GM
Exercise / conversionRestricted Stock Units · Derivative 1,420 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 3

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 1,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:34 UTC
Warren David RSenior VP & President and GM
Tax withholdingCommon Stock 635 $48.72 $30,937.20
Disclosure

SEC source: 0000091142-19-000018 · edgar.xml · nonDerivative · entry 2

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,328

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:34 UTC
Warren David RSenior VP & President and GM
GrantCommon Stock 1,420 $48.72 $69,182.40
Disclosure

SEC source: 0000091142-19-000018 · edgar.xml · nonDerivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

F1 · shares: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person.

F2 · balance_after: Mr. Warren was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 2 shares of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:27 UTC
Rajendra Ajita GChairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,840 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 5

Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,425

Underlying: Common Stock · 30,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person.

F2 · derivative.expiration_date: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:27 UTC
Rajendra Ajita GChairman, President & CEO
Tax withholdingCommon Stock 14,284 $48.72 $695,916.48
Disclosure

SEC source: 0000091142-19-000015 · edgar.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,960

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:27 UTC
Rajendra Ajita GChairman, President & CEO
GrantCommon Stock 30,840 $48.72 $1,502,524.80
Disclosure

SEC source: 0000091142-19-000015 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,244

F2 · shares: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:25 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionRestricted Stock Units · Derivative 1,820 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 3

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Underlying: Common · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person.

F1 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:25 UTC
Martineau Peter RSenior Vice President - CIO
Tax withholdingCommon Stock 813 $48.72 $39,609.36
Disclosure

SEC source: 0000091142-19-000013 · edgar.xml · nonDerivative · entry 2

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,220

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:25 UTC
Martineau Peter RSenior Vice President - CIO
GrantCommon Stock 1,820 $48.72 $88,670.40
Disclosure

SEC source: 0000091142-19-000013 · edgar.xml · nonDerivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,033

F1 · shares: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:26 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionRestricted Stock Units · Derivative 4,320 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000014 · edgar.xml · derivative · entry 3

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

Underlying: Common Stock · 4,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 4,320 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,320 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,320 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 4,320 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,320 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,320 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:26 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantCommon Stock 4,320 $48.72 $210,470.40
Disclosure

SEC source: 0000091142-19-000014 · edgar.xml · nonDerivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,270

F1 · shares: 4,320 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,320 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,320 shares of Common Stock to the reporting person.

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February 08, 2019 Filed Feb 12, 2019 20:23 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 8,230 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 3

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,335

Underlying: Common Stock · 8,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person.

F1 · derivative.exercise_date: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person.

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February 08, 2019 Filed Feb 12, 2019 20:23 UTC
KITA JOHN JExecutive Vice President & CFO
Tax withholdingCommon Stock 3,900 $48.72 $190,008.00
Disclosure

SEC source: 0000091142-19-000011 · edgar.xml · nonDerivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,247

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:23 UTC
KITA JOHN JExecutive Vice President & CFO
GrantCommon Stock 8,230 $48.72 $400,965.60
Disclosure

SEC source: 0000091142-19-000011 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,147

F1 · shares: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:24 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionRestricted Stock Units · Derivative 2,190 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 3

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Underlying: Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:24 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Tax withholdingCommon Stock 1,136 $48.72 $55,345.92
Disclosure

SEC source: 0000091142-19-000012 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,032

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:24 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
GrantCommon Stock 2,190 $48.72 $106,696.80
Disclosure

SEC source: 0000091142-19-000012 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,168

F1 · shares: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:22 UTC
Kempken Daniel LVice President and Controller
Tax withholdingCommon Stock 679 $48.72 $33,080.88
Disclosure

SEC source: 0000091142-19-000010 · edgar.xml · nonDerivative · entry 2

Kempken Daniel L · CIK 0001522653 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,361

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:22 UTC
Kempken Daniel LVice President and Controller
GrantCommon Stock 1,820 $48.72 $88,670.40
Disclosure

SEC source: 0000091142-19-000010 · edgar.xml · nonDerivative · entry 1

Kempken Daniel L · CIK 0001522653 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

F1 · shares: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person.

F2 · balance_after: Mr. Kempken is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 24 shares of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:20 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionRestricted Stock Units · Derivative 4,530 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 5

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 4,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person.

F3 · derivative.expiration_date: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:20 UTC
Heideman Robert JSenior VP, CTO
Tax withholdingCommon Stock 2,213 $48.72 $107,817.36
Disclosure

SEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,912

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:20 UTC
Heideman Robert JSenior VP, CTO
GrantCommon Stock 4,530 $48.72 $220,701.60
Disclosure

SEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

F3 · shares: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person.

F2 · balance_after: Mr. Heideman is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:19 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
Exercise / conversionRestricted Stock Units · Derivative 2,190 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 3

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Underlying: Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:19 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
Tax withholdingCommon Stock 843 $48.72 $41,070.96
Disclosure

SEC source: 0000091142-19-000007 · edgar.xml · nonDerivative · entry 2

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,130

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:19 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
GrantCommon Stock 2,190 $48.72 $106,696.80
Disclosure

SEC source: 0000091142-19-000007 · edgar.xml · nonDerivative · entry 1

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973

F1 · shares: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:17 UTC
Ding WeiPresident - A. O. Smith China
Exercise / conversionRestricted Stock Units · Derivative 4,580 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 3

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,460

Underlying: Common Stock · 4,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:17 UTC
Ding WeiPresident - A. O. Smith China
Tax withholdingCommon Stock 1,882 $48.72 $91,691.04
Disclosure

SEC source: 0000091142-19-000006 · edgar.xml · nonDerivative · entry 2

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

F2 · balance_after: Mr. Ding is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 72 shares of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:17 UTC
Ding WeiPresident - A. O. Smith China
GrantCommon Stock 4,580 $48.72 $223,137.60
Disclosure

SEC source: 0000091142-19-000006 · edgar.xml · nonDerivative · entry 1

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,433

F1 · shares: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 2,080 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 6

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

Underlying: Common Stock · 2,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.