Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2020 Filed Apr 17, 2020 12:59 UTC |
Kadri IlhamDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000034 · edgar.xml · nonDerivative · entry 1 Kadri Ilham · CIK 0001566514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,873 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 12:59 UTC |
JONES PAUL WDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000033 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,570 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on July 8, 2019. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 12:58 UTC |
GREUBEL WILLIAM PDirector
|
GrantRestricted Stock Units · Derivative | 3,249 | $0.00 Strike: $40.02 | $0.00 |
DisclosureSEC source: 0000091142-20-000032 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 307 units of Restricted Stock Units. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 12:57 UTC |
BROWN RONALD DDirector
|
GrantRestricted Stock Units · Derivative | 3,249 | $0.00 Strike: $40.02 | $0.00 |
DisclosureSEC source: 0000091142-20-000031 · edgar.xml · derivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,241 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 844 units of Restricted Stock Units. Read SEC document |
| March 02, 2020 Filed Dec 1, 2020 18:16 UTC |
Heideman Robert JSenior VP CTO
|
GiftCommon Stock | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,761 F1 · price: Gift Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:55 UTC |
Wheeler Kevin J.President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,815 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000030 · edgar.xml · derivative · entry 3 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,295 Underlying: Common Stock · 3,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,815 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,815 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,815 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,815 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,815 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,815 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:55 UTC |
Wheeler Kevin J.President and CEO
|
Tax withholdingCommon Stock | 1,794 | $43.96 | $78,864.24 |
DisclosureSEC source: 0000091142-20-000030 · edgar.xml · nonDerivative · entry 2 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,634 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:55 UTC |
Wheeler Kevin J.President and CEO
|
GrantCommon Stock | 3,815 | $43.96 | $167,707.40 |
DisclosureSEC source: 0000091142-20-000030 · edgar.xml · nonDerivative · entry 1 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,428 F1 · shares: 3,815 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,815 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,815 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:49 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Exercise / conversionRestricted Stock Units · Derivative | 2,860 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000026 · edgar.xml · derivative · entry 3 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,590 Underlying: Common Stock · 2,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:49 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Tax withholdingCommon Stock | 1,345 | $43.96 | $59,126.20 |
DisclosureSEC source: 0000091142-20-000026 · edgar.xml · nonDerivative · entry 2 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,676 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:49 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
GrantCommon Stock | 2,860 | $43.96 | $125,725.60 |
DisclosureSEC source: 0000091142-20-000026 · edgar.xml · nonDerivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,021 F1 · shares: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC |
Kempken Daniel LSVP, Strategy & Corporate Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,145 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC |
Kempken Daniel LSVP, Strategy & Corporate Dev.
|
Tax withholdingCommon Stock | 567 | $43.96 | $24,925.32 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,999 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC |
Kempken Daniel LSVP, Strategy & Corporate Dev.
|
GrantCommon Stock | 1,145 | $43.96 | $50,334.20 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,566 F1 · shares: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,335 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC |
Warren David RSenior VP & President and GM
|
Tax withholdingCommon Stock | 384 | $43.96 | $16,880.64 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC |
Warren David RSenior VP & President and GM
|
GrantCommon Stock | 975 | $43.96 | $42,861.00 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,311 F1 · shares: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,860 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Common Stock · 2,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC |
Heideman Robert JSenior VP, CTO
|
Tax withholdingCommon Stock | 1,345 | $43.96 | $59,126.20 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,518 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC |
Heideman Robert JSenior VP, CTO
|
GrantCommon Stock | 2,860 | $43.96 | $125,725.60 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,863 F1 · shares: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionRestricted Stock Units · Derivative | 3,945 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565 Underlying: Common Stock · 3,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Tax withholdingCommon Stock | 1,855 | $43.96 | $81,545.80 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,138 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GrantCommon Stock | 3,945 | $43.96 | $173,422.20 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,993 F1 · shares: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC |
Rajendra Ajita GExecutive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 20,725 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,485 Underlying: Common Stock · 20,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC |
Rajendra Ajita GExecutive Chairman
|
Tax withholdingCommon Stock | 9,741 | $43.96 | $428,214.36 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC |
Rajendra Ajita GExecutive Chairman
|
GrantCommon Stock | 20,725 | $43.96 | $911,071.00 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,888 F1 · shares: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC |
Lauber Charles TExecutive Vice President & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,975 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,525 Underlying: Common Stock · 1,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC |
Lauber Charles TExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 929 | $43.96 | $40,838.84 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,078 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC |
Lauber Charles TExecutive Vice President & CFO
|
GrantCommon Stock | 1,975 | $43.96 | $86,821.00 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,007 F1 · shares: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:41 UTC |
Gurholt Helen EVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 330 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000022 · edgar.xml · derivative · entry 3 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 Underlying: Common Stock · 330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 330 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 330 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 330 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 330 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 330 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 330 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:41 UTC |
Gurholt Helen EVice President and Controller
|
Tax withholdingCommon Stock | 124 | $43.96 | $5,451.04 |
DisclosureSEC source: 0000091142-20-000022 · edgar.xml · nonDerivative · entry 2 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:41 UTC |
Gurholt Helen EVice President and Controller
|
GrantCommon Stock | 330 | $43.96 | $14,506.80 |
DisclosureSEC source: 0000091142-20-000022 · edgar.xml · nonDerivative · entry 1 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 F1 · shares: 330 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 330 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 330 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
Exercise / conversionRestricted Stock Units · Derivative | 1,445 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 Underlying: Common Stock · 1,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
Tax withholdingCommon Stock | 569 | $43.96 | $25,013.24 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,055 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
GrantCommon Stock | 1,445 | $43.96 | $63,522.20 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,624 F1 · shares: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC |
Dana Paul RSVP, Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC |
Dana Paul RSVP, Global Operations
|
Tax withholdingCommon Stock | 622 | $43.96 | $27,343.12 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,958 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC |
Dana Paul RSVP, Global Operations
|
GrantCommon Stock | 1,580 | $43.96 | $69,456.80 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 F1 · shares: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:33 UTC |
Ackerman Patricia KSVP, IR, Treasuer & CRS
|
Exercise / conversionCommon Stock · Derivative | 1,145 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000018 · edgar.xml · derivative · entry 3 Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasuer & CRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,951 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,145 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Resticted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to delivered 1,145 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,145 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Resticted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to delivered 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:33 UTC |
Ackerman Patricia KSVP, IR, Treasuer & CRS
|
Tax withholdingCommon Stock | 562 | $43.96 | $24,705.52 |
DisclosureSEC source: 0000091142-20-000018 · edgar.xml · nonDerivative · entry 2 Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasuer & CRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:33 UTC |
Ackerman Patricia KSVP, IR, Treasuer & CRS
|
GrantCommon Stock | 1,145 | $43.96 | $50,334.20 |
DisclosureSEC source: 0000091142-20-000018 · edgar.xml · nonDerivative · entry 1 Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasuer & CRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,493 F1 · shares: 1,145 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Resticted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to delivered 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC |
Ding WeiPresident - A. O. Smith China
|
Exercise / conversionRestricted Stock Units · Derivative | 2,895 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,935 Underlying: Common Stock · 2,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC |
Ding WeiPresident - A. O. Smith China
|
Tax withholdingCommon Stock | 1,140 | $43.96 | $50,114.40 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC |
Ding WeiPresident - A. O. Smith China
|
GrantCommon Stock | 2,895 | $43.96 | $127,264.20 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 F1 · shares: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:15 UTC |
Wheeler Kevin J.President and CEO
|
GrantRestricted Stock Units · Derivative | 31,140 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000017 · edgar.xml · derivative · entry 2 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,110 Underlying: Common Stock · 31,140 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:15 UTC |
Wheeler Kevin J.President and CEO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 161,985 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000017 · edgar.xml · derivative · entry 1 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,410 Underlying: Common Stock · 161,985 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:04 UTC |
Gurholt Helen EVice President and Controller
|
GrantRestricted Stock Units · Derivative | 1,155 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000007 · edgar.xml · derivative · entry 3 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,155 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:04 UTC |
Gurholt Helen EVice President and Controller
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 6,015 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000007 · edgar.xml · derivative · entry 2 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,365 Underlying: Common Stock · 6,015 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:14 UTC |
Warren David RSenior VP & President and GM
|
GrantRestricted Stock Units · Derivative | 4,670 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000016 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 Underlying: Common Stock · 4,670 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:14 UTC |
Warren David RSenior VP & President and GM
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 24,295 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000016 · edgar.xml · derivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,026 Underlying: Common Stock · 24,295 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.