AMP

SEC source: 0001415889-25-022114 · form4-08152025_100817.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 202

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-25-020726 · form4-07312025_080740.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,708.908

Underlying: Common Stock · 39.5881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-25-020725 · form4-07312025_080710.xml · derivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149.3333

Underlying: Common Stock · 59.9819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-25-019750 · form4-07142025_110748.xml · derivative · entry 3

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887.3788

Underlying: Common Stock · 203.5666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-019750 · form4-07142025_110748.xml · nonDerivative · entry 2

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,135

SEC source: 0001415889-25-019750 · form4-07142025_110748.xml · nonDerivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,223.5666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-25-019748 · form4-07142025_110728.xml · derivative · entry 4

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288.9163

Underlying: Common Stock · 25.6838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-019748 · form4-07142025_110728.xml · nonDerivative · entry 2

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055

SEC source: 0001415889-25-019748 · form4-07142025_110728.xml · nonDerivative · entry 1

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064.6838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-25-019746 · form4-07142025_110750.xml · derivative · entry 4

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772.5522

Underlying: Common Stock · 309.0202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-019746 · form4-07142025_110750.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,401

SEC source: 0001415889-25-019746 · form4-07142025_110750.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,546.0202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-25-019744 · form4-07142025_110758.xml · derivative · entry 5

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016.5582

Underlying: Common Stock · 529.7775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-019744 · form4-07142025_110758.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,822

F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

SEC source: 0001415889-25-019744 · form4-07142025_110758.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,351.7775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-25-011842 · form4-05022025_090510.xml · derivative · entry 1

DiGeso Amy · CIK 0001325475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,514.6185

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011845 · form4-05022025_090500.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,716.2108

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011847 · form4-05022025_090553.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,130.7452

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011846 · form4-05022025_090533.xml · derivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512.0613

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011844 · form4-05022025_090551.xml · derivative · entry 1

Shea Brian T · CIK 0001502259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,350.3487

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011843 · form4-05022025_090532.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,144.3978

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011841 · form4-05022025_090550.xml · derivative · entry 1

NEAL BLIXT DIANNE · CIK 0001242260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,514.6185

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011674 · form4-05012025_090529.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,658.1128

Underlying: Common Stock · 43.7294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-25-011673 · form4-05012025_090504.xml · derivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66.2204

Underlying: Common Stock · 66.2204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F3 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-011673 · form4-05012025_090504.xml · derivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89.0785

Underlying: Common Stock · 89.0785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-25-005098 · form4-02212025_090220.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,237

F2 · price: Reflects the weighted average price of 4,636 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 19, 2025 with sale prices ranging from $538.78 to $539.69 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-004843 · form4-02202025_090223.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 9,000

F1 · price: Reflects the weighted average price of 1,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $551.37 to $551.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-004835 · form4-02202025_090236.xml · nonDerivative · entry 2

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,167

F2 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $550.2288 to $550.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4.

SEC source: 0001415889-25-004835 · form4-02202025_090236.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,739

F1 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $547.09 to $547.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-004309 · form4-02142025_070201.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 10,000

SEC source: 0001415889-25-003658 · form4-02122025_120247.xml · derivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,537.4049

Underlying: Common Stock · 282.2131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003656 · form4-02122025_120214.xml · derivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075.3363

Underlying: Common Stock · 220.9431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003653 · form4-02122025_120239.xml · derivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,084.6688

Underlying: Common Stock · 146.2124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003650 · form4-02122025_120229.xml · derivative · entry 1

MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471.483

Underlying: Common Stock · 111.3999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003648 · form4-02122025_120200.xml · derivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,309.228

Underlying: Common Stock · 789.0828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003646 · form4-02122025_120209.xml · derivative · entry 1

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312.8211

Underlying: Common Stock · 27.1536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003644 · form4-02122025_120255.xml · derivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,939.1551

Underlying: Common Stock · 308.6706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003642 · form4-02122025_120253.xml · derivative · entry 1

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533.1023

Underlying: Common Stock · 86.7991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-25-003531 · form4-02102025_110231.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 10,391

F2 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-25-003531 · form4-02102025_110231.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 14,023

F1 · price: Reflects the weighted average price of 6,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 6, 2025 with sale prices ranging from $539.82 to $540.4759 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-003145 · form4-02052025_100240.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,604.4552

Underlying: Common Stock · 38.3992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-25-003056 · form4-02052025_120249.xml · derivative · entry 2

Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,388

Underlying: Common Stock · 1,388 shares

Expires 2035-02-01

F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.

SEC source: 0001415889-25-003056 · form4-02052025_120249.xml · nonDerivative · entry 1

Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,223.0209

SEC source: 0001415889-25-003055 · form4-02052025_120212.xml · derivative · entry 4

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,013

Underlying: Common Stock · 6,013 shares

Expires 2035-02-01

F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.

SEC source: 0001415889-25-003055 · form4-02052025_120212.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,433

SEC source: 0001415889-25-003054 · form4-02052025_120247.xml · derivative · entry 3

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,195

Underlying: Common Stock · 4,195 shares

Expires 2035-02-01

F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.

SEC source: 0001415889-25-003054 · form4-02052025_120247.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,946

SEC source: 0001415889-25-003053 · form4-02052025_120224.xml · derivative · entry 2

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,517

Underlying: Common Stock · 2,517 shares

Expires 2035-02-01

F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.

SEC source: 0001415889-25-003053 · form4-02052025_120224.xml · nonDerivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,168

SEC source: 0001415889-25-003051 · form4-02052025_120256.xml · derivative · entry 3

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,991

Underlying: Common Stock · 6,991 shares

Expires 2035-02-01

F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025.