Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EVP AND GENERAL COUNSEL | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,937 |
Ending reported balance
After 2026-08-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-10 · Exercise / conversion · Acquired 722 · Balance 4,406 Row 2 · 2026-08-10 · Tax withholding · Disposed 469 · Balance 3,937 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.87 · Expires 2031-01-29 | Direct | 0 |
Reported balance
After 2026-08-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-10 · Exercise / conversion · Disposed 722 · Balance 0 F1: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 722 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 722 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 469 | $559.62 | $262,459.44 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,937 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 722 | $197.87 | $142,862.14 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,906 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,906 Underlying: Common Stock · 1,906 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,991 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 46 | $527.19 | $24,250.74 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,408 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 42 | $498.33 | $20,929.86 |
DisclosureSEC source: 0001935239-26-000002 · form4-01292026_010144.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,454 Read SEC document |
| January 27, 2026 Filed Feb 5, 2026 22:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 306 | $498.33 | $152,488.98 |
DisclosureSEC source: 0001935239-26-000005 · form4-02052026_100223.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,684 Read SEC document |
| January 27, 2026 Filed Feb 5, 2026 22:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001935239-26-000005 · form4-02052026_100223.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,990 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 66 | $500.53 | $33,034.98 |
DisclosureSEC source: 0001935239-26-000002 · form4-01292026_010144.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,496 Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 20:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,500 | $512.34 | $768,502.50 |
DisclosureSEC source: 0001415889-25-023863 · form4-09082025_080929.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,562 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 111.3999 | $538.60 | $59,999.99 |
DisclosureSEC source: 0001415889-25-003650 · form4-02122025_120229.xml · derivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471.483 Underlying: Common Stock · 111.3999 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,258 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003049 · form4-02052025_120232.xml · derivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,258 Underlying: Common Stock · 1,258 shares Expires 2035-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003049 · form4-02052025_120232.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,061 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 27 | $571.84 | $15,439.68 |
DisclosureSEC source: 0001415889-25-002421 · form4-01312025_120137.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,614 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 41 | $561.38 | $23,016.58 |
DisclosureSEC source: 0001415889-25-002301 · form4-01302025_120100.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,641 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 66 | $563.58 | $37,196.28 |
DisclosureSEC source: 0001415889-25-002220 · form4-01292025_020103.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,682 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 698 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 698 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 416 | $562.89 | $234,162.24 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,748 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 698 | $165.41 | $115,456.18 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 113.3672 | $396.94 | $44,999.98 |
DisclosureSEC source: 0001415889-24-003655 · form4-02142024_010235.xml · derivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355.5507 Underlying: Common Stock · 113.3672 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 43 | $393.11 | $16,903.73 |
DisclosureSEC source: 0001415889-24-002109 · form4-02012024_010229.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,466 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $391.40 | $12,524.80 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,509 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 43 | $391.40 | $16,830.20 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,541 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,630 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · derivative · entry 4 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,630 Underlying: Common Stock · 1,630 shares Expires 2034-01-27 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,584 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 57.187 | $349.73 | $20,000.01 |
DisclosureSEC source: 0001415889-23-002551 · form4-02142023_110208.xml · derivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238.3738 Underlying: Common Stock · 57.187 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,086 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-23-002337 · form4-02132023_090231.xml · derivative · entry 4 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,086 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 769 | $352.87 | $271,357.49 |
DisclosureSEC source: 0001415889-23-002337 · form4-02132023_090231.xml · nonDerivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033 F1 · price: Reflects the weighted average price of 769 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2023 with sale prices ranging from $352.7357 to $353.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 717 | $352.39 | $252,663.63 |
DisclosureSEC source: 0001415889-23-002337 · form4-02132023_090231.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,802 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,086 | $179.84 | $195,306.24 |
DisclosureSEC source: 0001415889-23-002337 · form4-02132023_090231.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $350.12 | $11,203.84 |
DisclosureSEC source: 0001415889-23-001850 · form4-02032023_120231.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 00:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 43 | $344.45 | $14,811.35 |
DisclosureSEC source: 0001415889-23-001689 · form4-02012023_120209.xml · nonDerivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,465 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $344.45 | $11,022.40 |
DisclosureSEC source: 0001415889-23-001689 · form4-02012023_120209.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,508 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,036 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-23-001689 · form4-02012023_120209.xml · derivative · entry 4 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036 Underlying: Common Stock · 1,036 shares Expires 2033-01-28 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001689 · form4-02012023_120209.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,541 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-22-011796 · form4-11282022_101119.xml · derivative · entry 4 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,541 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 165 | $332.63 | $54,883.90 |
DisclosureSEC source: 0001415889-22-011796 · form4-11282022_101119.xml · nonDerivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188 F1 · price: Reflects the weighted average price of 165 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 23, 2022 with sale prices ranging from $332.6277 to $332.6360 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 880 | $332.54 | $292,635.20 |
DisclosureSEC source: 0001415889-22-011796 · form4-11282022_101119.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,353 Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,541 | $126.89 | $195,537.49 |
DisclosureSEC source: 0001415889-22-011796 · form4-11282022_101119.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.