Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | PRESIDENT-INSURANCE&ANNUITIES | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,621 |
Ending reported balance
After 2026-02-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-09 · Exercise / conversion · Acquired 3,428 · Balance 9,364 Row 2 · 2026-02-09 · Exercise / conversion · Acquired 4,865 · Balance 14,229 Row 3 · 2026-02-09 · Tax withholding · Disposed 4,950 · Balance 9,279 Row 4 · 2026-02-09 · Sale · Disposed 4,658 · Balance 4,621 F1: Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $179.84 · Expires 2028-01-26 | Direct | 0 |
Reported balance
After 2026-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-09 · Exercise / conversion · Disposed 3,428 · Balance 0 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.89 · Expires 2029-02-01 | Direct | 0 |
Reported balance
After 2026-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-09 · Exercise / conversion · Disposed 4,865 · Balance 0 F3: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,064.34 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,064.34 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,865 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · derivative · entry 7 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,865 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,428 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · derivative · entry 6 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,428 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,658 | $542.88 | $2,528,746.22 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 4 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,621 F1 · price: Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 4,950 | $542.78 | $2,686,756.05 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,279 Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 4,865 | $126.89 | $617,319.85 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 3,428 | $179.84 | $616,491.52 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,326 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · derivative · entry 4 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,326 Underlying: Common Stock · 1,326 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,936 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $527.19 | $16,870.08 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,531 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 36 | $498.33 | $17,939.88 |
DisclosureSEC source: 0001915877-26-000002 · form4-01292026_010130.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,790 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 336 | $498.33 | $167,438.88 |
DisclosureSEC source: 0001915877-26-000004 · form4-01292026_110150.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,563 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001915877-26-000004 · form4-01292026_110150.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,899 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 40 | $500.53 | $20,021.20 |
DisclosureSEC source: 0001915877-26-000002 · form4-01292026_010130.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,826 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 86.7991 | $538.60 | $46,750.00 |
DisclosureSEC source: 0001415889-25-003642 · form4-02122025_120253.xml · derivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,533.1023 Underlying: Common Stock · 86.7991 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 908 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003046 · form4-02052025_120229.xml · derivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908 Underlying: Common Stock · 908 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003046 · form4-02052025_120229.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,866 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 49 | $571.84 | $28,020.16 |
DisclosureSEC source: 0001415889-25-002418 · form4-01312025_120130.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,544 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 36 | $561.38 | $20,209.68 |
DisclosureSEC source: 0001415889-25-002305 · form4-01302025_120147.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,593 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 40 | $563.58 | $22,543.20 |
DisclosureSEC source: 0001415889-25-002224 · form4-01292025_020133.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,629 Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,325 | $516.05 | $1,199,812.30 |
DisclosureSEC source: 0001415889-24-025970 · form4-11042024_091116.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,669 F1 · price: Reflects the weighted average price of 2,325 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 31, 2024, with sale prices ranging from $515.8001 to $516.1200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 20:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001415889-24-009426 · form4-03292024_080311.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,235 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 20:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,652 | $437.00 | $721,930.28 |
DisclosureSEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,994 Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 20:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,583 | $436.23 | $1,126,782.09 |
DisclosureSEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 20:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 4,235 | $123.37 | $522,471.95 |
DisclosureSEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 385 | $400.98 | $154,377.69 |
DisclosureSEC source: 0001415889-24-005321 · form4-02262024_110213.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,994 Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 107.069 | $396.94 | $42,499.97 |
DisclosureSEC source: 0001415889-24-003661 · form4-02142024_010223.xml · derivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,415.3603 Underlying: Common Stock · 107.069 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 62 | $393.11 | $24,372.82 |
DisclosureSEC source: 0001415889-24-002110 · form4-02012024_010258.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,379 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 50 | $391.40 | $19,570.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,441 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 36 | $391.40 | $14,090.40 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,491 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,018 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,018 Underlying: Common Stock · 1,018 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,527 Read SEC document |
| December 11, 2023 Filed Dec 27, 2023 21:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016957 · form4-12272023_091205.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,183 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| June 29, 2023 Filed Dec 27, 2023 21:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 460 | $329.94 | $151,770.51 |
DisclosureSEC source: 0001415889-23-016957 · form4-12272023_091205.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,465 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 107.2255 | $349.73 | $37,499.97 |
DisclosureSEC source: 0001415889-23-002553 · form4-02142023_110226.xml · derivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271.7344 Underlying: Common Stock · 107.2255 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 69 | $350.12 | $24,158.28 |
DisclosureSEC source: 0001415889-23-001849 · form4-02032023_120215.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 01:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 63 | $344.45 | $21,700.35 |
DisclosureSEC source: 0001415889-23-001694 · form4-02012023_120251.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,994 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 01:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 51 | $344.45 | $17,566.95 |
DisclosureSEC source: 0001415889-23-001694 · form4-02012023_120251.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,057 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 01:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,151 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-23-001694 · form4-02012023_120251.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151 Underlying: Common Stock · 1,151 shares Expires 2033-01-28 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 01:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 391 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001694 · form4-02012023_120251.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,108 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,061 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,061 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,044 | $314.30 | $642,424.91 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F1 · price: Reflects the weighted average price of 2,044 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $314.29 to $314.347 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,017 | $314.37 | $948,454.29 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,761 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 5,061 | $87.79 | $444,305.19 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.