Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EXECUTIVE VP, GLOBAL CIO | January 31, 2026 | February 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date January 31, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,529.3538 |
Ending reported balance
After 2026-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-01-31 · Disposition to issuer · Disposed 78.0711 · Balance 14,000.3538 Row 2 · 2026-02-02 · Grant · Acquired 529 · Balance 14,529.3538 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $532.18 · Expires 2036-02-03 | Direct | 1,729 |
Reported balance
After 2026-02-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-02 · Grant · Acquired 1,729 · Balance 1,729 F1: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,729 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · derivative · entry 3 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,729 Underlying: Common Stock · 1,729 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,529.3538 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Disposition to issuerCommon Stock | 78.0711 | $527.19 | $41,158.30 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000.3538 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Disposition to issuerCommon Stock | 114.8672 | $498.33 | $57,241.77 |
DisclosureSEC source: 0001910206-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,024.4249 F1 · balance_after: Includes 14.4477 shares credited for dividend equivalents on deferred stock units. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Disposition to issuerCommon Stock | 935 | $498.33 | $465,938.55 |
DisclosureSEC source: 0001910206-26-000004 · form4-01292026_110156.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,078.4249 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001910206-26-000004 · form4-01292026_110156.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,013.4249 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Disposition to issuerCommon Stock | 98.1765 | $500.53 | $49,140.28 |
DisclosureSEC source: 0001910206-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,124.8444 Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,388 | $0.00 Strike: $543.36 | $0.00 |
DisclosureSEC source: 0001415889-25-003056 · form4-02052025_120249.xml · derivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,388 Underlying: Common Stock · 1,388 shares Expires 2035-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003056 · form4-02052025_120249.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,223.0209 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 448.4204 | $571.84 | $256,424.72 |
DisclosureSEC source: 0001415889-25-002420 · form4-01312025_120117.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,730.0209 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:28 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 113.8259 | $561.38 | $63,899.58 |
DisclosureSEC source: 0001415889-25-002299 · form4-01302025_120140.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,178.4413 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 96.5928 | $563.58 | $54,437.77 |
DisclosureSEC source: 0001415889-25-002219 · form4-01292025_020142.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,292.2672 F1 · balance_after: Includes 190.33 shares credited for dividend equivalents on deferred stock units. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,700 | $442.07 | $3,846,009.00 |
DisclosureSEC source: 0001415889-24-022789 · form4-09042024_080952.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,198.53 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 546.71 | $393.11 | $214,917.17 |
DisclosureSEC source: 0001415889-24-002107 · form4-02012024_010235.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,898.53 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 02:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 442.32 | $391.40 | $173,124.05 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 3 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,445.24 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 02:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 111.77 | $391.40 | $43,746.78 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,887.56 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 02:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,793 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · derivative · entry 5 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock · 1,793 shares Expires 2034-01-27 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 02:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,999.33 F1 · balance_after: Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 593.25 | $350.12 | $207,708.69 |
DisclosureSEC source: 0001415889-23-001853 · form4-02032023_120233.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,456.33 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 00:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 537 | $344.45 | $184,969.65 |
DisclosureSEC source: 0001415889-23-001687 · form4-02012023_120238.xml · nonDerivative · entry 3 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,049.58 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 435 | $344.45 | $149,835.75 |
DisclosureSEC source: 0001415889-23-001687 · form4-02012023_120238.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586.58 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001687 · form4-02012023_120238.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,021.58 Read SEC document |
| January 27, 2023 Filed Jan 31, 2024 02:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 2,064 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · derivative · entry 4 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,064 Underlying: Common Stock · 2,064 shares Expires 2033-01-28 F1 · shares: Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount. F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.