Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director · CHAIRMAN AND CEO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,633 |
Ending reported balance
After 2026-07-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 52,932 · Balance 160,565 Row 2 · 2026-07-28 · Tax withholding · Disposed 34,912 · Balance 125,653 Row 3 · 2026-07-28 · Sale · Disposed 16,120 · Balance 109,533 F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2026-07-28 · Sale · Disposed 1,900 · Balance 107,633 F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-28 · Exercise / conversion · Disposed 52,932 · Balance 0 F4: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,738.321 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,738.321 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 579 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 67 · Balance 579 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 52,932 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,932 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,900 | $546.67 | $1,038,665.02 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,633 F2 · price: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 16,120 | $545.28 | $8,789,895.87 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,533 F1 · price: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 34,912 | $545.83 | $19,056,016.96 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,653 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 52,932 | $165.41 | $8,755,482.12 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 15,696 | $548.61 | $8,610,905.65 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,633 Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,928 | $547.51 | $1,603,104.60 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,329 F7 · price: Reflects the weighted average price of 2,928 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $547.3993 to $547.6488 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,782 | $545.76 | $972,546.99 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,257 F6 · price: Reflects the weighted average price of 1,782 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $545.67 to $545.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,886 | $545.04 | $3,753,155.08 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,039 F5 · price: Reflects the weighted average price of 6,886 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $544.5695 to $545.285 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,507 | $543.88 | $2,451,284.29 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,925 F4 · price: Reflects the weighted average price of 4,507 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $543.4078 to $544.2742 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,643 | $542.78 | $3,062,934.06 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,432 F3 · price: Reflects the weighted average price of 5,643 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $542.40 to $543.1716 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,235 | $541.46 | $2,293,068.28 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,075 F2 · price: Reflects the weighted average price of 4,235 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $541.2941 to $542.2709 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,136 | $540.11 | $3,854,190.71 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,310 F1 · price: Reflects the weighted average price of 7,136 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $540.0026 to $540.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 33,299 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,299 Underlying: Common Stock · 33,299 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 11,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,446 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 01:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,729 | $527.19 | $911,511.51 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,458 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,192 | $498.33 | $1,092,339.36 |
DisclosureSEC source: 0001196484-26-000002 · form4-01292026_010126.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,829 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 18,176 | $498.33 | $9,057,646.08 |
DisclosureSEC source: 0001196484-26-000004 · form4-01292026_110119.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,187 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 35,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001196484-26-000004 · form4-01292026_110119.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,363 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,731 | $500.53 | $866,417.43 |
DisclosureSEC source: 0001196484-26-000002 · form4-01292026_010126.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,021 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 789.0828 | $538.60 | $425,000.00 |
DisclosureSEC source: 0001415889-25-003648 · form4-02122025_120200.xml · derivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,309.228 Underlying: Common Stock · 789.0828 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 24,258 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003048 · form4-02052025_120219.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,258 Underlying: Common Stock · 24,258 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 10,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003048 · form4-02052025_120219.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,780 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21,576 | $571.84 | $12,338,019.84 |
DisclosureSEC source: 0001415889-25-002427 · form4-01312025_120140.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,640 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 38,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002427 · form4-01312025_120140.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,216 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,192 | $561.38 | $1,230,544.96 |
DisclosureSEC source: 0001415889-25-002307 · form4-01302025_120133.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,058 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,762 | $563.58 | $993,027.96 |
DisclosureSEC source: 0001415889-25-002226 · form4-01292025_020134.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,250 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026740 · form4-11132024_101125.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,932 Underlying: Common Stock · 25,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,638 | $563.44 | $4,866,966.21 |
DisclosureSEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,012 F1 · price: Reflects the weighted average price of 8,638 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $562.7173 to $563.6910 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,362 | $565.15 | $9,246,984.30 |
DisclosureSEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,650 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 25,000 | $165.41 | $4,135,250.00 |
DisclosureSEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 26, 2024 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,000 | $408.63 | $2,043,162.50 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,012 Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,000 | $407.16 | $2,035,808.50 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,012 F4 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 23, 2024 with sale prices ranging from $407.00 to $407.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,000 | $402.46 | $1,207,371.60 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,012 F3 · price: Reflects the weighted average price of 3,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $402.18 to $402.695 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,028 | $401.48 | $2,018,662.56 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,012 F2 · price: Reflects the weighted average price of 5,028 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $401.0943 to $402.0756.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,972 | $400.74 | $1,591,754.37 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,040 F1 · price: Reflects the weighted average price of 3,972 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $400.09 to $401.04.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 01:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,298 | $397.22 | $1,707,246.83 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,012 F2 · price: Reflects the weighted average price of 4,298 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2024 with sale prices ranging from $397.0000 to $397.8314.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,000 | $400.13 | $400,130.00 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,310 Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 10,002 | $399.66 | $3,997,369.31 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,310 F1 · price: Reflects the weighted average price of 10,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 16, 2024 with sale prices ranging from $399.1217 to $399.9671 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 286 | $397.43 | $113,663.55 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,312 Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,834 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,834 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 849 | $401.58 | $340,940.49 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,598 F2 · price: Reflects the weighted average price of 849 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $401.53 to $401.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,644 | $400.88 | $659,038.66 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,447 F1 · price: Reflects the weighted average price of 1,644 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $400.46 to $401.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 29,079 | $402.09 | $11,692,375.11 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,091 Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 39,834 | $179.84 | $7,163,746.56 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 1,054.9453 | $396.94 | $418,749.99 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,208.3106 Underlying: Common Stock · 1,054.9453 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 30,262 | $393.11 | $11,896,294.82 |
DisclosureSEC source: 0001415889-24-002106 · form4-02012024_010257.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,336 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 53,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002106 · form4-02012024_010257.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,598 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,057 | $391.40 | $805,109.80 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,092 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,808 | $391.40 | $707,651.20 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,149 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.