Sharpe Robert Francis JR

SEC source: 0001340573-26-000005 · form4-05122026_080516.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 6,300

SEC source: 0001340573-26-000002 · form4-05012026_100538.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,092.3106

Underlying: Common Stock · 441.7518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001340573-25-000006 · form4-11252025_091155.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 7,500

SEC source: 0001415889-25-022114 · form4-08152025_100817.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 202

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-25-011847 · form4-05022025_090553.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,130.7452

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-25-004843 · form4-02202025_090223.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 9,000

F1 · price: Reflects the weighted average price of 1,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $551.37 to $551.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-004309 · form4-02142025_070201.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 10,000

SEC source: 0001415889-24-020602 · form4-08022024_080823.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 300

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-24-013744 · form4-05202024_080536.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 11,000

F1 · price: Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 16, 2024 with sale prices ranging from $437.96 to $438.525 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-011620 · form4-04262024_110440.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,215.5525

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-003071 · form4-02082024_100210.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 12,500

F1 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 6, 2024 with sale prices ranging from $386.58 to $386.69 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-016262 · form4-12122023_011213.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 550

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

F2 · balance_after: Balances reflect that 600 shares previously reported as gifts from the reporting person's direct holdings should have been reported as gifts from the reporting person's revocable trust.

SEC source: 0001415889-23-014677 · form4-11012023_101106.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-011649 · form4-08012023_080816.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,325

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-007008 · form4-04282023_080415.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-007008 · form4-04282023_080415.xml · derivative · entry 5

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,168.7932

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F3 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-22-011637 · form4-11212022_091152.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-22-009184 · form4-08302022_030837.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 16,500

F1 · balance_after: Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and the transfer of shares from the Robert F. Sharpe, Sr. Revocable Trust.

SEC source: 0001415889-22-004413 · form4-04292022_030443.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,914.9457

Underlying: Common Stock · 713.7222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-21-004731 · edgar.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,633.0656

Underlying: Common Stock · 584.5219 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-20-010813 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

SEC source: 0001179110-20-006637 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

SEC source: 0001179110-20-005395 · edgar.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,222.3929

Underlying: Common Stock · 1,270.971 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-20-002087 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-19-012071 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-19-011432 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-19-010620 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,180

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-19-006488 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-19-005227 · edgar.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,092.4759

Underlying: Common Stock · 1,041.6667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-18-013237 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,180

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001179110-18-005933 · edgar.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259.1763

Underlying: Common Stock · 1,060.5204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-17-006257 · edgar.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,555.8831

Underlying: Common Stock · 1,162.7907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001179110-17-004781 · edgar.xml · nonDerivative · entry 4

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,180

F2 · balance_after: Reflects shares acquired through a discretionary brokerage account. The reporting person's Form 4 reports filed between the dates of these acquisitions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001179110-17-004781 · edgar.xml · nonDerivative · entry 3

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F2 · balance_after: Reflects shares acquired through a discretionary brokerage account. The reporting person's Form 4 reports filed between the dates of these acquisitions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001179110-17-004781 · edgar.xml · nonDerivative · entry 2

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

F2 · balance_after: Reflects shares acquired through a discretionary brokerage account. The reporting person's Form 4 reports filed between the dates of these acquisitions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001179110-17-004781 · edgar.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

F1 · kind: The reporting person's purchase of Ameriprise common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 30 shares, with the reporting person's sale of shares of Ameriprise common stock at a price of $128.5833 per share on May 19, 2015. The reporting person has agreed to pay promptly to Ameriprise $391.42, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs, or such other amount as may be legally due.

F2 · balance_after: Reflects shares acquired through a discretionary brokerage account. The reporting person's Form 4 reports filed between the dates of these acquisitions and the date of this report understated his total holdings by the corresponding amount of shares.