Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2031 Filed Feb 2, 2021 23:23 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 6,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,558 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 722 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 722 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 469 | $559.62 | $262,459.44 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,937 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:56 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 722 | $197.87 | $142,862.14 |
DisclosureSEC source: 0001935239-26-000007 · form4-08122026_080825.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:55 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
SaleCommon Stock | 472 | $558.93 | $263,815.01 |
DisclosureSEC source: 0001937010-26-000012 · form4-08122026_080853.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713 Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 9 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,143 Underlying: Common Stock · 1,000 shares Expires 2032-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 8 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,015 Underlying: Common Stock · 1,000 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 7 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,034 Underlying: Common Stock · 1,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
SaleCommon Stock | 2,400 | $558.28 | $1,339,866.72 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 5 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,373 F1 · price: Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Tax withholdingCommon Stock | 2,191 | $558.08 | $1,222,753.28 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,773 Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionCommon Stock | 1,000 | $298.09 | $298,090.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 3 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionCommon Stock | 1,000 | $197.87 | $197,870.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC |
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
|
Exercise / conversionCommon Stock | 1,000 | $165.41 | $165,410.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,948 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · derivative · entry 11 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,532 Underlying: Common Stock · 10,948 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
SaleCommon Stock | 908 | $541.90 | $492,045.20 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 9 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,779.926 Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
SaleCommon Stock | 3,200 | $540.07 | $1,728,220.80 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 8 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,687.926 F3 · price: Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
SaleCommon Stock | 4,102 | $538.23 | $2,207,819.46 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 7 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,887.926 Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Tax withholdingCommon Stock | 6,840 | $538.01 | $3,679,988.40 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 6 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,989.926 Read SEC document |
| July 28, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionCommon Stock | 10,948 | $165.41 | $1,810,908.68 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 5 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,829.926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 52,932 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,932 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 1,900 | $546.67 | $1,038,665.02 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,633 F2 · price: Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 16,120 | $545.28 | $8,789,895.87 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,533 F1 · price: Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 34,912 | $545.83 | $19,056,016.96 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,653 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:25 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Exercise / conversionCommon Stock | 52,932 | $165.41 | $8,755,482.12 |
DisclosureSEC source: 0001196484-26-000014 · form4-07302026_090726.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 23,206 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · derivative · entry 8 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,206 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,905 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,905 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 422 | $549.76 | $231,997.96 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,609 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 10,590 | $548.92 | $5,813,032.09 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,031 F1 · price: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 23,099 | $550.81 | $12,723,160.19 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,621 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionCommon Stock | 23,206 | $197.87 | $4,591,771.22 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionCommon Stock | 10,905 | $165.41 | $1,803,796.05 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:11 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 37.7318 | $546.62 | $20,624.96 |
DisclosureSEC source: 0001269949-26-000008 · form4-07302026_090726.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,927.3767 Underlying: Common Stock · 37.7318 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,634 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · derivative · entry 10 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,634 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
SaleCommon Stock | 6 | $537.61 | $3,225.64 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 4 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,881.926 F2 · price: Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
SaleCommon Stock | 7,888 | $537.08 | $4,236,457.07 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 3 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,887.926 F1 · price: Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Tax withholdingCommon Stock | 2,131 | $537.08 | $1,144,506.83 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 2 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,775.926 Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 20:41 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionCommon Stock | 3,634 | $126.89 | $461,118.26 |
DisclosureSEC source: 0001724756-26-000012 · form4-07292026_080730.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,906.926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Exercise / conversionPhantom Stock · Derivative | 26.0401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275.6013 Underlying: Common Stock · 26.0401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 9.0401 | $500.16 | $4,521.50 |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,185 Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Exercise / conversionCommon Stock | 26.0401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:46 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
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Exercise / conversionPhantom Stock · Derivative | 207.185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184353-26-000008 · form4-07132026_110723.xml · derivative · entry 4 HUNTER PETRUZILLO KELLI A. · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,109.2321 Underlying: Common Stock · 207.185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:46 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 98.185 | $500.16 | $49,108.21 |
DisclosureSEC source: 0001184353-26-000008 · form4-07132026_110723.xml · nonDerivative · entry 2 HUNTER PETRUZILLO KELLI A. · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,208 Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:46 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionCommon Stock | 207.185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184353-26-000008 · form4-07132026_110723.xml · nonDerivative · entry 1 HUNTER PETRUZILLO KELLI A. · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,306.185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:45 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionPhantom Stock · Derivative | 53.9843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001724756-26-000007 · form4-07132026_110738.xml · derivative · entry 3 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,061.4331 Underlying: Common Stock · 53.9843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:45 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Tax withholdingCommon Stock | 23.9843 | $500.16 | $11,995.99 |
DisclosureSEC source: 0001724756-26-000007 · form4-07132026_110738.xml · nonDerivative · entry 2 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,272.926 Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:45 UTC |
Williams William JerrylPres, Wealth Mgmt Advisor Grp
|
Exercise / conversionCommon Stock | 53.9843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001724756-26-000007 · form4-07132026_110738.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · Pres, Wealth Mgmt Advisor Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,296.9103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionPhantom Stock · Derivative | 391.6398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639.1184 Underlying: Common Stock · 391.6398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 180.6398 | $500.16 | $90,348.80 |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,794 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionCommon Stock | 391.6398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,185.6398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC |
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,221 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,221 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.