Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | SVP AND CONTROLLER | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 713 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Sale · Disposed 472 · Balance 713 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 146.793 |
Reported balance
Holding disclosure · report date 2026-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 146.793 F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 12, 2026 20:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 472 | $558.93 | $263,815.01 |
DisclosureSEC source: 0001937010-26-000012 · form4-08122026_080853.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713 Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 26.0401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275.6013 Underlying: Common Stock · 26.0401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 9.0401 | $500.16 | $4,521.50 |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,185 Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 26.0401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001937010-26-000008 · form4-07132026_110759.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 8.6557 | $542.99 | $4,699.96 |
DisclosureSEC source: 0001937010-26-000005 · form4-02102026_100255.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299.5246 Underlying: Common Stock · 8.6557 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 339 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339 Underlying: Common Stock · 339 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 20 | $527.19 | $10,543.80 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 991 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 22 | $498.33 | $10,963.26 |
DisclosureSEC source: 0001937010-26-000002 · form4-01292026_010159.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 22 | $500.53 | $11,011.66 |
DisclosureSEC source: 0001937010-26-000002 · form4-01292026_010159.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 25.6838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019748 · form4-07142025_110728.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288.9163 Underlying: Common Stock · 25.6838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 9.6838 | $542.51 | $5,253.56 |
DisclosureSEC source: 0001415889-25-019748 · form4-07142025_110728.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 25.6838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019748 · form4-07142025_110728.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,064.6838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 27.1536 | $538.60 | $14,624.93 |
DisclosureSEC source: 0001415889-25-003646 · form4-02122025_120209.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312.8211 Underlying: Common Stock · 27.1536 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 262 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003047 · form4-02052025_120255.xml · derivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262 Underlying: Common Stock · 262 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003047 · form4-02052025_120255.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 22 | $571.84 | $12,580.48 |
DisclosureSEC source: 0001415889-25-002422 · form4-01312025_120157.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21 | $561.38 | $11,788.98 |
DisclosureSEC source: 0001415889-25-002306 · form4-01302025_120113.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 902 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 22 | $563.58 | $12,398.76 |
DisclosureSEC source: 0001415889-25-002225 · form4-01292025_020112.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923 Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 350 | $560.12 | $196,041.83 |
DisclosureSEC source: 0001415889-24-026446 · form4-11082024_091117.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 945 F1 · price: Reflects the weighted average price of 350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 6, 2024 with sale prices ranging from $559.98 to $560.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 10.6955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019561 · form4-07152024_100736.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283.9446 Underlying: Common Stock · 10.6955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3.6955 | $439.82 | $1,625.35 |
DisclosureSEC source: 0001415889-24-019561 · form4-07152024_100736.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,295 Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 10.6955 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019561 · form4-07152024_100736.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298.6955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 461 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001415889-24-009338 · form4-03282024_080357.xml · derivative · entry 5 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 461 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 224 | $434.13 | $97,244.67 |
DisclosureSEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288 Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 237 | $433.49 | $102,737.13 |
DisclosureSEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,512 Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 461 | $128.76 | $59,358.36 |
DisclosureSEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 31.113 | $396.94 | $12,349.99 |
DisclosureSEC source: 0001415889-24-003659 · form4-02142024_010256.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292.7229 Underlying: Common Stock · 31.113 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $393.11 | $12,579.52 |
DisclosureSEC source: 0001415889-24-002108 · form4-02012024_010201.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21 | $391.40 | $8,219.40 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,320 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21 | $391.40 | $8,219.40 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,341 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 311 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · derivative · entry 5 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311 Underlying: Common Stock · 311 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362 Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 420 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 420 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 213 | $375.61 | $80,003.87 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183 Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 420 | $107.61 | $45,196.20 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 33.4543 | $349.73 | $11,699.97 |
DisclosureSEC source: 0001415889-23-002547 · form4-02142023_110212.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257.5255 Underlying: Common Stock · 33.4543 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21 | $350.12 | $7,352.52 |
DisclosureSEC source: 0001415889-23-001852 · form4-02032023_120255.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 00:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 32 | $344.45 | $11,022.40 |
DisclosureSEC source: 0001415889-23-001690 · form4-02012023_120207.xml · nonDerivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21 | $344.45 | $7,233.45 |
DisclosureSEC source: 0001415889-23-001690 · form4-02012023_120207.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 301 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-23-001690 · form4-02012023_120207.xml · derivative · entry 5 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301 Underlying: Common Stock · 301 shares Expires 2033-01-28 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001690 · form4-02012023_120207.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 410 | $310.63 | $127,358.30 |
DisclosureSEC source: 0001415889-22-013067 · form4-12292022_101258.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · INTERIM CONTROLLER AND PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.