Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:17 UTC |
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del
|
SaleCommon Stock | 6,255 | $472.52 | $2,955,606.97 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,103 F1 · price: Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC |
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del
|
Tax withholdingCommon Stock | 1,437 | $471.22 | $677,143.14 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,358 Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC |
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del
|
Exercise / conversionCommon Stock | 2,221 | $165.41 | $367,375.61 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:52 UTC |
Sharpe Robert Francis JRDirector
|
SaleCommon Stock | 1,200 | $465.83 | $558,996.00 |
DisclosureSEC source: 0001340573-26-000005 · form4-05122026_080516.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust for Family Member Disclosed balance after: 6,300 Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:18 UTC |
BRYAN GLYNISDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001270817-26-000002 · form4-05012026_100535.xml · derivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 960.6152 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:16 UTC |
NEAL BLIXT DIANNEDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001242260-26-000002 · form4-05012026_100556.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,122.6137 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:14 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001340573-26-000002 · form4-05012026_100538.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,092.3106 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:13 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001325475-26-000002 · form4-05012026_100524.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,122.6137 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:12 UTC |
PELLETIER LIANE JDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001205189-26-000004 · form4-05012026_100520.xml · derivative · entry 1 PELLETIER LIANE J · CIK 0001205189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624.7279 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:11 UTC |
Shea Brian TDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001502259-26-000002 · form4-05012026_100518.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,863.1739 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2026 Filed May 1, 2026 22:10 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001269949-26-000006 · form4-05012026_100505.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,707.6232 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 23:26 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 43.389 | $475.35 | $20,624.96 |
DisclosureSEC source: 0001269949-26-000004 · form4-04302026_110400.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,875.0808 Underlying: Common Stock · 43.389 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:29 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
SaleCommon Stock | 5,000 | $532.08 | $2,660,400.00 |
DisclosureSEC source: 0001282835-26-000010 · form4-02122026_090258.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,149 F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2026 with sale prices ranging from $531.83 to $532.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,865 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · derivative · entry 7 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,865 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,428 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · derivative · entry 6 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,428 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
SaleCommon Stock | 4,658 | $542.88 | $2,528,746.22 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 4 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,621 F1 · price: Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 4,950 | $542.78 | $2,686,756.05 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,279 Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionCommon Stock | 4,865 | $126.89 | $617,319.85 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionCommon Stock | 3,428 | $179.84 | $616,491.52 |
DisclosureSEC source: 0001915877-26-000009 · form4-02112026_090226.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 22:01 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantPhantom Stock · Derivative | 8.6557 | $542.99 | $4,699.96 |
DisclosureSEC source: 0001937010-26-000005 · form4-02102026_100255.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299.5246 Underlying: Common Stock · 8.6557 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 05, 2026 Filed Feb 9, 2026 21:42 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 7,000 | $544.22 | $3,809,511.30 |
DisclosureSEC source: 0001335761-26-000009 · form4-02092026_090247.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,609 F1 · price: Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 5, 2026 with sale prices ranging from $543.98 to $544.645 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 15,696 | $548.61 | $8,610,905.65 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,633 Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 2,928 | $547.51 | $1,603,104.60 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,329 F7 · price: Reflects the weighted average price of 2,928 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $547.3993 to $547.6488 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 1,782 | $545.76 | $972,546.99 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,257 F6 · price: Reflects the weighted average price of 1,782 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $545.67 to $545.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 6,886 | $545.04 | $3,753,155.08 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,039 F5 · price: Reflects the weighted average price of 6,886 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $544.5695 to $545.285 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 4,507 | $543.88 | $2,451,284.29 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,925 F4 · price: Reflects the weighted average price of 4,507 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $543.4078 to $544.2742 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 5,643 | $542.78 | $3,062,934.06 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,432 F3 · price: Reflects the weighted average price of 5,643 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $542.40 to $543.1716 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 4,235 | $541.46 | $2,293,068.28 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,075 F2 · price: Reflects the weighted average price of 4,235 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $541.2941 to $542.2709 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 23:21 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 7,136 | $540.11 | $3,854,190.71 |
DisclosureSEC source: 0001196484-26-000010 · form4-02062026_110216.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,310 F1 · price: Reflects the weighted average price of 7,136 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $540.0026 to $540.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:57 UTC |
PELLETIER LIANE JDirector
|
GrantPhantom Stock (Annual) · Derivative | 182.3555 | $530.05 | $96,657.53 |
DisclosureSEC source: 0001205189-26-000002 · form4-02052026_100221.xml · derivative · entry 1 PELLETIER LIANE J · CIK 0001205189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182.3555 Underlying: Common Stock · 182.3555 shares Expires not disclosed F1 · security: The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of November 12, 2025. F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F3 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:56 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 38.9114 | $530.05 | $20,624.99 |
DisclosureSEC source: 0001269949-26-000002 · form4-02052026_100252.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,818.6956 Underlying: Common Stock · 38.9114 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,117 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,117 Underlying: Common Stock · 9,117 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,609 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,561 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001335749-26-000005 · form4-02042026_020233.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,561 Underlying: Common Stock · 5,561 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantCommon Stock | 1,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001335749-26-000005 · form4-02042026_020233.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,458 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,326 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · derivative · entry 4 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,326 Underlying: Common Stock · 1,326 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,936 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:04 UTC |
Brockman Dawn M.SVP AND CONTROLLER
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GrantEmployee Stock Option (right to buy) · Derivative | 339 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339 Underlying: Common Stock · 339 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:04 UTC |
Brockman Dawn M.SVP AND CONTROLLER
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GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:03 UTC |
Smyth Gerard P.EVP & CIO
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GrantEmployee Stock Option (right to buy) · Derivative | 3,315 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · derivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,315 Underlying: Common Stock · 3,315 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:03 UTC |
Smyth Gerard P.EVP & CIO
|
GrantCommon Stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,574 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:02 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
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GrantEmployee Stock Option (right to buy) · Derivative | 1,906 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,906 Underlying: Common Stock · 1,906 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:02 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
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GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,991 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:00 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
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GrantEmployee Stock Option (right to buy) · Derivative | 8,288 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,288 Underlying: Common Stock · 8,288 shares Expires 2036-02-03 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:00 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
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GrantCommon Stock | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
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GrantEmployee Stock Option (right to buy) · Derivative | 33,299 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,299 Underlying: Common Stock · 33,299 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
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GrantCommon Stock | 11,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,446 Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
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GrantEmployee Stock Option (right to buy) · Derivative | 1,729 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · derivative · entry 3 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,729 Underlying: Common Stock · 1,729 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:58 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
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GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,529.3538 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
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Tax withholdingCommon Stock | 423 | $527.19 | $223,001.37 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,819 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.