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APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

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0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2011 Filed Mar 11, 2011 01:39 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017218 · rrd304934.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,630

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes 25,551 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in October of 2011, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:39 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017220 · rrd304933.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,784

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Ms. James' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 15,089 performance shares (restricted stock units) previously reported, of which (i) 2,884 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2011 through 2013, and (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:40 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017221 · rrd304932.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,208

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in installments during each September of 2011 and 2012, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:40 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017222 · rrd304931.xml · nonDerivative · entry 1

PARKER GERHARD H · CIK 0001131060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,430

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes: (a) 25,551 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 2,500 shares are scheduled to vest in October 2011, and (ii) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date); and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust.

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March 08, 2011 Filed Mar 11, 2011 01:41 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017224 · rrd304930.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,430

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes: (a) 10,845 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 28,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 5,000 shares are scheduled to vest in September 2011, (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, and (Continued in Footnote 3)

F3 · balance_after: (iii) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013 and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:41 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017225 · rrd304929.xml · nonDerivative · entry 1

ROELANDTS WILLEM P · CIK 0001232254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,055

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes: (a) 10,845 performance shares that previously vested and which, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 25,551 performance shares (restricted stock units) previously reported, of which (i) 14,705 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (1) 2,500 shares are scheduled to vest in October 2011 and (2) 12,205 shares are scheduled to vest during each March of 2012 through 2014; and (Continued in Footnote 3)

F3 · balance_after: (ii) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013 and which, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:42 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017227 · rrd304927.xml · nonDerivative · entry 1

SWAN ROBERT HOLMES · CIK 0001218363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,630

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Mr. Swan's election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 23,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013, and (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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March 08, 2011 Filed Mar 11, 2011 01:42 UTC GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-017226 · rrd304928.xml · nonDerivative · entry 1

ROGERS JAMES E · CIK 0001024251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,630

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Mr. Rogers' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes: (a) 14,913 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,000 shares are scheduled to vest in installments during each April of 2011 and 2012, and (ii) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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March 04, 2011 Filed Mar 9, 2011 02:09 UTC
Davis George SExecutive Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-016675 · rrd304543.xml · derivative · entry 5

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date).

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March 04, 2011 Filed Mar 9, 2011 02:09 UTC
Davis George SExecutive Vice President & CFO
SaleCommon Stock 200,000 $16.61 $3,321,800.00
Disclosure

SEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,967.5476

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
March 04, 2011 Filed Mar 9, 2011 02:09 UTC
Davis George SExecutive Vice President & CFO
Exercise / conversionCommon Stock 200,000 $8.58 $1,716,000.00
Disclosure

SEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,967.5476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
March 02, 2011 Filed Mar 4, 2011 01:54 UTC
Nalamasu OmkaramCorporate VP, CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-015438 · rrd303922.xml · derivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 12,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12,000 shares became exercisable on 4/1/2010 and 24,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date).

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March 02, 2011 Filed Mar 4, 2011 01:54 UTC
Nalamasu OmkaramCorporate VP, CTO
SaleCommon Stock 12,000 $16.40 $196,800.00
Disclosure

SEC source: 0001181431-11-015438 · rrd303922.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,773

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date).

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March 02, 2011 Filed Mar 4, 2011 01:54 UTC
Nalamasu OmkaramCorporate VP, CTO
Exercise / conversionCommon Stock 12,000 $8.58 $102,960.00
Disclosure

SEC source: 0001181431-11-015438 · rrd303922.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date).

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March 01, 2011 Filed Mar 3, 2011 01:14 UTC
Bowers Christopher PGroup Vice President
Tax withholdingCommon Stock 7,477 $16.20 $121,127.40
Disclosure

SEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 2

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,523

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares includes 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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March 01, 2011 Filed Mar 4, 2011 01:52 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 15,725 $16.20 $254,745.00
Disclosure

SEC source: 0001181431-11-015437 · rrd304054.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,275

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 306,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014, and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (subject to continued employment through each vest date).

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March 01, 2011 Filed Mar 4, 2011 01:54 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $16.12 $0.00
Disclosure

SEC source: 0001181431-11-015439 · rrd303921.xml · derivative · entry 4

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 60,000 shares

Expires 2011-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 01:54 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
SaleCommon Stock 60,000 $16.36 $981,870.00
Disclosure

SEC source: 0001181431-11-015439 · rrd303921.xml · nonDerivative · entry 2

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,520

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
March 01, 2011 Filed Mar 4, 2011 01:54 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionCommon Stock 60,000 $16.12 $967,200.00
Disclosure

SEC source: 0001181431-11-015439 · rrd303921.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
February 28, 2011 Filed Mar 3, 2011 01:14 UTC
Bowers Christopher PGroup Vice President
SaleCommon Stock 3,165 $16.38 $51,849.03
Disclosure

SEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 1

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · balance_after: Number of shares consists of 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
February 28, 2011 Filed Mar 3, 2011 01:15 UTC
Pinto MarkEVP & GM, EES
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-014864 · rrd303332.xml · derivative · entry 3

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date).

Read SEC document
February 28, 2011 Filed Mar 3, 2011 01:15 UTC
Pinto MarkEVP & GM, EES
SaleCommon Stock 200,000 $16.32 $3,263,940.00
Disclosure

SEC source: 0001181431-11-014864 · rrd303332.xml · nonDerivative · entry 2

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,583

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
February 28, 2011 Filed Mar 3, 2011 01:15 UTC
Pinto MarkEVP & GM, EES
Exercise / conversionCommon Stock 200,000 $8.58 $1,716,000.00
Disclosure

SEC source: 0001181431-11-014864 · rrd303332.xml · nonDerivative · entry 1

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

Read SEC document
February 01, 2011 Filed Feb 4, 2011 01:38 UTC
Nalamasu OmkaramCorporate VP, CTO
Tax withholdingCommon Stock 1,684 $16.22 $27,314.48
Disclosure

SEC source: 0001181431-11-007319 · rrd299708.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,059

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date).

Read SEC document
January 24, 2011 Filed Jan 27, 2011 02:34 UTC
Nalamasu OmkaramCorporate VP, CTO
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-005437 · rrd298774.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,743

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each February of 2012 through 2015 (subject to continued employment through each vest date).

F2 · balance_after: Number of shares includes 70,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 16,000 shares are scheduled to vest in installments during each of February of 2011 through 2014; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date).

Read SEC document
January 06, 2011 Filed Jan 11, 2011 02:02 UTC
Thakur RandhirEVP & General Manager
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-002877 · rrd297198.xml · derivative · entry 5

Thakur Randhir · CIK 0001322349 · EVP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 150,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Read SEC document
January 06, 2011 Filed Jan 11, 2011 02:02 UTC
Thakur RandhirEVP & General Manager
SaleCommon Stock 30,000 $13.89 $416,700.00
Disclosure

SEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 3

Thakur Randhir · CIK 0001322349 · EVP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,352

F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
January 06, 2011 Filed Jan 11, 2011 02:02 UTC
Thakur RandhirEVP & General Manager
SaleCommon Stock 150,000 $13.88 $2,081,850.00
Disclosure

SEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,352

F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
January 06, 2011 Filed Jan 11, 2011 02:02 UTC
Thakur RandhirEVP & General Manager
Exercise / conversionCommon Stock 150,000 $8.58 $1,287,000.00
Disclosure

SEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-002058 · rrd296669.xml · derivative · entry 4

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 100,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
SaleCommon Stock 100,000 $14.19 $1,419,300.00
Disclosure

SEC source: 0001181431-11-002058 · rrd296669.xml · nonDerivative · entry 2

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,806

F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionCommon Stock 100,000 $8.58 $858,000.00
Disclosure

SEC source: 0001181431-11-002058 · rrd296669.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Pappis Charles CGroup VP, GM AGS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,666 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · derivative · entry 5

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

Underlying: Common Stock · 21,666 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 21,666 shares became exercisable on 4/1/2010 and 21,667 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Pappis Charles CGroup VP, GM AGS
SaleCommon Stock 7,914 $14.26 $112,853.64
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 3

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,709.9165

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Pappis Charles CGroup VP, GM AGS
SaleCommon Stock 21,666 $14.26 $308,957.16
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,623.9165

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

Read SEC document
January 03, 2011 Filed Jan 6, 2011 01:11 UTC
Pappis Charles CGroup VP, GM AGS
Exercise / conversionCommon Stock 21,666 $8.58 $185,894.28
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,289.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:31 UTC
Pappis Charles CGroup VP, GM AGS
Tax withholdingCommon Stock 4,586 $13.61 $62,415.46
Disclosure

SEC source: 0001181431-10-063166 · rrd294987.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,563.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 9,000 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:31 UTC
Kerschbaum ManfredSenior Vice President
Tax withholdingCommon Stock 45,590 $13.61 $620,479.90
Disclosure

SEC source: 0001181431-10-063168 · rrd294985.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,910

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:31 UTC
KIFER RONGroup VP & CIO
Tax withholdingCommon Stock 5,836 $13.61 $79,427.96
Disclosure

SEC source: 0001181431-10-063167 · rrd294986.xml · nonDerivative · entry 1

KIFER RON · CIK 0001366342 · Group VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,986

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 225,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 12,500 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:32 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
Tax withholdingCommon Stock 125,603 $13.61 $1,709,456.83
Disclosure

SEC source: 0001181431-10-063169 · rrd294989.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,759

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 172,813 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that will be scheduled to vest as follows: 34,375 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:32 UTC
Pinto MarkChief Technology Officer & EVP
Tax withholdingCommon Stock 57,187 $13.61 $778,315.07
Disclosure

SEC source: 0001181431-10-063170 · rrd294988.xml · nonDerivative · entry 1

Pinto Mark · CIK 0001322093 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,869

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:33 UTC
Humiston Mary EGroup VP, Global HR
Tax withholdingCommon Stock 5,836 $13.61 $79,427.96
Disclosure

SEC source: 0001181431-10-063171 · rrd294984.xml · nonDerivative · entry 1

Humiston Mary E · CIK 0001466931 · Group VP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,179

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 332,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 70,000 shares will be scheduled to vest in installments during each July of 2011 through 2013; and (b) provided specified performance goals are achieved, 262,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:33 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Tax withholdingCommon Stock 39,974 $13.61 $544,046.14
Disclosure

SEC source: 0001181431-10-063173 · rrd294983.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,806

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,875 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:33 UTC
Thakur RandhirEVP & General Manager
Tax withholdingCommon Stock 31,328 $13.61 $426,374.08
Disclosure

SEC source: 0001181431-10-063172 · rrd294982.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,352

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:34 UTC
Davis George SExecutive Vice President & CFO
Tax withholdingCommon Stock 51,570 $13.61 $701,867.70
Disclosure

SEC source: 0001181431-10-063174 · rrd294990.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,253.5476

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:35 UTC
Bowers Christopher PGroup Vice President
Tax withholdingCommon Stock 1,835 $13.61 $24,974.35
Disclosure

SEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 3

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,165

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares includes 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 17, 2010 Filed Dec 22, 2010 02:35 UTC
Bowers Christopher PGroup Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-10-063175 · rrd294981.xml · derivative · entry 4

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 50,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Read SEC document
December 17, 2010 Filed Dec 22, 2010 02:35 UTC
Bowers Christopher PGroup Vice President
SaleCommon Stock 50,000 $13.65 $682,500.00
Disclosure

SEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 2

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 17, 2010 Filed Dec 22, 2010 02:35 UTC
Bowers Christopher PGroup Vice President
Exercise / conversionCommon Stock 50,000 $8.58 $429,000.00
Disclosure

SEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 1

Bowers Christopher P · CIK 0001429418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

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December 07, 2010 Filed Dec 9, 2010 02:28 UTC
Kerschbaum ManfredSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-10-060383 · rrd293556.xml · derivative · entry 5

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.