Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2011 Filed Mar 11, 2011 01:39 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017218 · rrd304934.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,630 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 25,551 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in October of 2011, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:39 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017220 · rrd304933.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,784 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Ms. James' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 15,089 performance shares (restricted stock units) previously reported, of which (i) 2,884 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2011 through 2013, and (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:40 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017221 · rrd304932.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,208 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in installments during each September of 2011 and 2012, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:40 UTC |
PARKER GERHARD HDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017222 · rrd304931.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,430 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 25,551 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 2,500 shares are scheduled to vest in October 2011, and (ii) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date); and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:41 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017224 · rrd304930.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,430 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 10,845 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 28,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 5,000 shares are scheduled to vest in September 2011, (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, and (Continued in Footnote 3) F3 · balance_after: (iii) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013 and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:41 UTC |
ROELANDTS WILLEM PDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017225 · rrd304929.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,055 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 10,845 performance shares that previously vested and which, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 25,551 performance shares (restricted stock units) previously reported, of which (i) 14,705 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (1) 2,500 shares are scheduled to vest in October 2011 and (2) 12,205 shares are scheduled to vest during each March of 2012 through 2014; and (Continued in Footnote 3) F3 · balance_after: (ii) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013 and which, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:42 UTC |
SWAN ROBERT HOLMESDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017227 · rrd304927.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,630 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Mr. Swan's election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 23,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013, and (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:42 UTC |
ROGERS JAMES EDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017226 · rrd304928.xml · nonDerivative · entry 1 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,630 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Mr. Rogers' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 14,913 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,000 shares are scheduled to vest in installments during each April of 2011 and 2012, and (ii) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC |
Davis George SExecutive Vice President & CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · derivative · entry 5 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC |
Davis George SExecutive Vice President & CFO
|
SaleCommon Stock | 200,000 | $16.61 | $3,321,800.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,967.5476 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC |
Davis George SExecutive Vice President & CFO
|
Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,967.5476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 01:54 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-015438 · rrd303922.xml · derivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 12,000 shares became exercisable on 4/1/2010 and 24,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 01:54 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
SaleCommon Stock | 12,000 | $16.40 | $196,800.00 |
DisclosureSEC source: 0001181431-11-015438 · rrd303922.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,773 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 01:54 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Exercise / conversionCommon Stock | 12,000 | $8.58 | $102,960.00 |
DisclosureSEC source: 0001181431-11-015438 · rrd303922.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 01:14 UTC |
Bowers Christopher PGroup Vice President
|
Tax withholdingCommon Stock | 7,477 | $16.20 | $121,127.40 |
DisclosureSEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,523 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 01:52 UTC |
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
|
Tax withholdingCommon Stock | 15,725 | $16.20 | $254,745.00 |
DisclosureSEC source: 0001181431-11-015437 · rrd304054.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,275 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 306,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014, and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (subject to continued employment through each vest date). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 01:54 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001181431-11-015439 · rrd303921.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 60,000 shares Expires 2011-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 01:54 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 60,000 | $16.36 | $981,870.00 |
DisclosureSEC source: 0001181431-11-015439 · rrd303921.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,520 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 01:54 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 60,000 | $16.12 | $967,200.00 |
DisclosureSEC source: 0001181431-11-015439 · rrd303921.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 28, 2011 Filed Mar 3, 2011 01:14 UTC |
Bowers Christopher PGroup Vice President
|
SaleCommon Stock | 3,165 | $16.38 | $51,849.03 |
DisclosureSEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · balance_after: Number of shares consists of 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 28, 2011 Filed Mar 3, 2011 01:15 UTC |
Pinto MarkEVP & GM, EES
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-014864 · rrd303332.xml · derivative · entry 3 Pinto Mark · CIK 0001322093 · EVP & GM, EES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| February 28, 2011 Filed Mar 3, 2011 01:15 UTC |
Pinto MarkEVP & GM, EES
|
SaleCommon Stock | 200,000 | $16.32 | $3,263,940.00 |
DisclosureSEC source: 0001181431-11-014864 · rrd303332.xml · nonDerivative · entry 2 Pinto Mark · CIK 0001322093 · EVP & GM, EES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,583 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 28, 2011 Filed Mar 3, 2011 01:15 UTC |
Pinto MarkEVP & GM, EES
|
Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-11-014864 · rrd303332.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · EVP & GM, EES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 01, 2011 Filed Feb 4, 2011 01:38 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Tax withholdingCommon Stock | 1,684 | $16.22 | $27,314.48 |
DisclosureSEC source: 0001181431-11-007319 · rrd299708.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,059 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| January 24, 2011 Filed Jan 27, 2011 02:34 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-005437 · rrd298774.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,743 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each February of 2012 through 2015 (subject to continued employment through each vest date). F2 · balance_after: Number of shares includes 70,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 16,000 shares are scheduled to vest in installments during each of February of 2011 through 2014; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| January 06, 2011 Filed Jan 11, 2011 02:02 UTC |
Thakur RandhirEVP & General Manager
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-002877 · rrd297198.xml · derivative · entry 5 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 150,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| January 06, 2011 Filed Jan 11, 2011 02:02 UTC |
Thakur RandhirEVP & General Manager
|
SaleCommon Stock | 30,000 | $13.89 | $416,700.00 |
DisclosureSEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 3 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,352 F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 06, 2011 Filed Jan 11, 2011 02:02 UTC |
Thakur RandhirEVP & General Manager
|
SaleCommon Stock | 150,000 | $13.88 | $2,081,850.00 |
DisclosureSEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 2 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,352 F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 06, 2011 Filed Jan 11, 2011 02:02 UTC |
Thakur RandhirEVP & General Manager
|
Exercise / conversionCommon Stock | 150,000 | $8.58 | $1,287,000.00 |
DisclosureSEC source: 0001181431-11-002877 · rrd297198.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-002058 · rrd296669.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 100,000 | $14.19 | $1,419,300.00 |
DisclosureSEC source: 0001181431-11-002058 · rrd296669.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,806 F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 100,000 | $8.58 | $858,000.00 |
DisclosureSEC source: 0001181431-11-002058 · rrd296669.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Pappis Charles CGroup VP, GM AGS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,666 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · derivative · entry 5 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,334 Underlying: Common Stock · 21,666 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 21,666 shares became exercisable on 4/1/2010 and 21,667 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Pappis Charles CGroup VP, GM AGS
|
SaleCommon Stock | 7,914 | $14.26 | $112,853.64 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 3 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,709.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Pappis Charles CGroup VP, GM AGS
|
SaleCommon Stock | 21,666 | $14.26 | $308,957.16 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,623.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC |
Pappis Charles CGroup VP, GM AGS
|
Exercise / conversionCommon Stock | 21,666 | $8.58 | $185,894.28 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,289.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC |
Pappis Charles CGroup VP, GM AGS
|
Tax withholdingCommon Stock | 4,586 | $13.61 | $62,415.46 |
DisclosureSEC source: 0001181431-10-063166 · rrd294987.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,563.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 9,000 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC |
Kerschbaum ManfredSenior Vice President
|
Tax withholdingCommon Stock | 45,590 | $13.61 | $620,479.90 |
DisclosureSEC source: 0001181431-10-063168 · rrd294985.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,910 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 5,836 | $13.61 | $79,427.96 |
DisclosureSEC source: 0001181431-10-063167 · rrd294986.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,986 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 225,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 12,500 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:32 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 125,603 | $13.61 | $1,709,456.83 |
DisclosureSEC source: 0001181431-10-063169 · rrd294989.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,759 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 172,813 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that will be scheduled to vest as follows: 34,375 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:32 UTC |
Pinto MarkChief Technology Officer & EVP
|
Tax withholdingCommon Stock | 57,187 | $13.61 | $778,315.07 |
DisclosureSEC source: 0001181431-10-063170 · rrd294988.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,869 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:33 UTC |
Humiston Mary EGroup VP, Global HR
|
Tax withholdingCommon Stock | 5,836 | $13.61 | $79,427.96 |
DisclosureSEC source: 0001181431-10-063171 · rrd294984.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,179 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 332,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 70,000 shares will be scheduled to vest in installments during each July of 2011 through 2013; and (b) provided specified performance goals are achieved, 262,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:33 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 39,974 | $13.61 | $544,046.14 |
DisclosureSEC source: 0001181431-10-063173 · rrd294983.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,806 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,875 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:33 UTC |
Thakur RandhirEVP & General Manager
|
Tax withholdingCommon Stock | 31,328 | $13.61 | $426,374.08 |
DisclosureSEC source: 0001181431-10-063172 · rrd294982.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,352 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:34 UTC |
Davis George SExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 51,570 | $13.61 | $701,867.70 |
DisclosureSEC source: 0001181431-10-063174 · rrd294990.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,253.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:35 UTC |
Bowers Christopher PGroup Vice President
|
Tax withholdingCommon Stock | 1,835 | $13.61 | $24,974.35 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 3 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,165 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC |
Bowers Christopher PGroup Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · derivative · entry 4 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC |
Bowers Christopher PGroup Vice President
|
SaleCommon Stock | 50,000 | $13.65 | $682,500.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC |
Bowers Christopher PGroup Vice President
|
Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC |
Kerschbaum ManfredSenior Vice President
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · derivative · entry 5 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.