AEIS

SEC source: 0001209191-22-044414 · doc4.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,215

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 6,412 shares of unvested restricted units and 1,803 shares of common stock.

SEC source: 0001209191-22-037867 · doc4.xml · nonDerivative · entry 1

Shirley Brian · CIK 0001353179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

F1 · shares: On June 15, 2022, the Board granted to Brian Shirley an award of restricted stock units that will vest on May 9, 2023 ("RSUs").

F2 · balance_after: Represents 2,468 shares of unvested restricted stock units of common stock.

SEC source: 0001209191-22-028325 · doc4.xml · nonDerivative · entry 1

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,157

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 3,319 unvested restricted stock units and 56,838 shares of common stock, which includes 25 acquired under the AEIS dividend reinvestment plan.

SEC source: 0001209191-22-028322 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,618

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 unvested restricted stock units and 9,963 shares of common stock.

SEC source: 0001209191-22-028317 · doc4.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 shares of unvested restricted stock units.

SEC source: 0001209191-22-028310 · doc4.xml · nonDerivative · entry 1

Roush John A · CIK 0001308225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,468

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 unvested restricted stock units and 30,813 shares in common stock.

SEC source: 0001209191-22-028306 · doc4.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

F2 · shares: Sale of shares to cover taxes.

F3 · balance_after: Represents 2,655 shares of unvested restricted stock units and 2,241 shares of common stock, including 1 share acquired under the AEIS dividend reinvestment plan.

SEC source: 0001209191-22-028306 · doc4.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

SEC source: 0001209191-22-028301 · doc4.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 shares of unvested restricted stock units and 3,585 shares of common stock.

SEC source: 0001209191-22-028288 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 shares of unvested restricted stock units and 7,113 shares of common stock.

SEC source: 0001209191-22-028285 · doc4.xml · nonDerivative · entry 1

GRADY EDWARD C · CIK 0001234453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,268

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 unvested restricted stock units and 51,613 shares of common stock.

SEC source: 0001209191-22-028281 · doc4.xml · nonDerivative · entry 1

David Reed · CIK 0001561621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,233

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F2 · balance_after: Represents 2,655 shares of unvested restricted stock units and 578 shares of common stock.

SEC source: 0000950170-25-064819 · ownership.xml · derivative · entry 3

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units.

F1 · derivative.exercise_date: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units.

F1 · derivative.expiration_date: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units.

SEC source: 0000950170-25-064817 · ownership.xml · derivative · entry 2

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655

Underlying: Common Stock · 2,655 shares

Expires not disclosed

F2 · derivative.exercise_price: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

F2 · derivative.exercise_date: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

F2 · derivative.expiration_date: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

SEC source: 0001209191-22-024750 · doc4.xml · derivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

SEC source: 0001209191-22-024750 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

F1 · shares: Employee Restricted Stock units granted 4/15/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 5,146 shares of unvested restricted stock units.

SEC source: 0001209191-22-019401 · doc4.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,348

Underlying: Common Stock · 15,348 shares

Expires not disclosed

F4 · shares: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F4 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

SEC source: 0001209191-22-019401 · doc4.xml · derivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,126

Underlying: Common Stock · 18,126 shares

Expires 2033-03-16

F3 · shares: The employee stock options granted on 3/16/2022 under the Company's Long Term Incentive Plan (LTI Plan) will vest in three equal annual installments beginning on the first anniversary of the grant.

SEC source: 0001209191-22-019401 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,009

F1 · shares: Employee Restricted Stock Units granted on 03/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 13,759 shares of unvested restricted stock units and 14,250 shares of common stock.

SEC source: 0001209191-22-019399 · doc4.xml · derivative · entry 2

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,854

Underlying: Common Stock · 8,854 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

SEC source: 0001209191-22-019399 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,764

F1 · shares: Employee Restricted Stock units granted 03/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 8,684 shares of unvested restricted stock units and 34,080 shares of common stock.

SEC source: 0001209191-22-019397 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,128

Underlying: Common Stock · 53,128 shares

Expires not disclosed

F4 · shares: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.exercise_date: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

SEC source: 0001209191-22-019397 · doc4.xml · derivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Underlying: Common Stock · 11,154 shares

Expires 2033-03-16

F3 · shares: The employee stock options granted on 3/16/2022 under the Company's LTI Plan will vest in three equal annual installments beginning on the first anniversary of the grant.

SEC source: 0001209191-22-019397 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,082

F1 · shares: Employee Restricted Stock units granted 3/16/2022 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 41,265 shares of unvested restricted stock units and 15,817 shares Common stock.

SEC source: 0001209191-22-019395 · doc4.xml · derivative · entry 3

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,126

Underlying: Common Stock · 18,126 shares

Expires 2033-03-16

F4 · shares: The employee stock options granted 3/16/2022 will vest in three equal annual installments beginning on the first anniversary of the grant.

SEC source: 0001209191-22-019395 · doc4.xml · derivative · entry 2

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,168

Underlying: Common Stock · 14,168 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

SEC source: 0001209191-22-019395 · doc4.xml · nonDerivative · entry 1

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,542

F1 · shares: Employee Restricted Stock units granted 3/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 14,542 shares of unvested restricted stock units.

SEC source: 0001209191-22-016647 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,337

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 4,257 shares of unvested restricted stock units and 34,080 shares of common stock.

SEC source: 0001209191-22-016642 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,335

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 6,085 shares of unvested restricted stock units and 14,250 shares of common stock.

SEC source: 0001209191-22-015739 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,518

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 14,701 shares of unvested restricted stock units and 15,817 shares Common stock.

SEC source: 0001209191-22-015473 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,176

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,495 shares of unvested restricted stock units and 12,681 shares of common stock.

SEC source: 0001209191-22-015458 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,859

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 6,065 shares of unvested restricted stock units and 32,794 shares of common stock.

SEC source: 0001209191-22-012775 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,817

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 10,333 shares of unvested restricted stock units and 11,484 shares of common stock.

SEC source: 0001209191-22-012772 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,213

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 7,290 shares of unvested restricted stock units and 31,923 shares of common stock, which includes 129 shares of common stock acquired through the Dividend Reinvestment Plan (DRIP).

SEC source: 0001209191-22-006824 · doc4.xml · nonDerivative · entry 1

David Reed · CIK 0001561621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

F1 · shares: On February 1, 2022, the Board granted to David W. Reed an award of restricted stock units that will vest on April 28, 2022 ("RSUs").

F2 · balance_after: Represents 578 shares of unvested restricted stock units of common stock.

SEC source: 0001567619-21-017122 · doc1.xml · derivative · entry 2

Acebedo Eduardo Bernal · CIK 0001881031 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

Underlying: Common Stock · 3,430 shares

Expires not disclosed

F3 · shares: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

SEC source: 0001567619-21-017122 · doc1.xml · nonDerivative · entry 1

Acebedo Eduardo Bernal · CIK 0001881031 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,459

F1 · shares: Employee Restricted Stock units granted 9/13/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 7,459 shares of unvested restricted stock units.

SEC source: 0001209191-21-051837 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,752

F1 · balance_after: Represents 22,052 shares of unvested restricted stock units and 11,700 shares Common stock.

SEC source: 0001209191-21-036540 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,113

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $99.73, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

F2 · balance_after: Represents 1,813 shares of unvested restricted stock units and 5,300 shares of common stock.

SEC source: 0001209191-21-035951 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 16, 2021.

F2 · balance_after: Represents 9,605 shares of unvested restricted stock units and 30,204 shares of common stock.

SEC source: 0001209191-21-031824 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,902

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $84.91 to $85.00 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F2 · balance_after: Represents 22,052 shares of unvested restricted stock units and 5,850 shares Common stock.

SEC source: 0001209191-21-031685 · doc4.xml · nonDerivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse As Trustee

Disclosed balance after: 18,425

F1 · kind: This transaction involved a gift of securities by the reporting person to the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.

SEC source: 0001209191-21-031685 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963

F1 · kind: This transaction involved a gift of securities by the reporting person to the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.

F2 · balance_after: Represents 1,813 unvested restricted stock units and 8,150 shares of common stock.

SEC source: 0001209191-21-029915 · doc4.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965

F2 · shares: The sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan adopted by the reporting person February 15, 2021.

F3 · balance_after: Represents 1,813 shares of unvested restricted stock units and 1,152 shares of common stock.

SEC source: 0001209191-21-030331 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,901

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 13,309 shares of unvested restricted stock units and 9,592 shares of common stock.

SEC source: 0001209191-21-029935 · doc4.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2 · balance_after: Represents 1,813 shares of unvested restricted stock units.

SEC source: 0001209191-21-029933 · doc4.xml · nonDerivative · entry 1

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,813

F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2 · balance_after: As of the date of this filing, Mr. Beard holds 55,000 shares in street name.

SEC source: 0001209191-21-029931 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,813

F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2 · balance_after: Represents 1,813 shares of unvested restricted stock units and 7,000 shares of common stock.

SEC source: 0001209191-21-029928 · doc4.xml · nonDerivative · entry 1

Roush John A · CIK 0001308225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,813

F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2 · balance_after: As of this filing date, Mr. Roush holds 29,000 shares in street name.

SEC source: 0001209191-21-029925 · doc4.xml · nonDerivative · entry 1

GRADY EDWARD C · CIK 0001234453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,613

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: As of this filing date, Mr. Grady holds 49,800 shares in street name.