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Minnix Lanesha

Disclosed activity across 6 companies

Tapewire entity
48868
SEC CIK
0001708662

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497DirectorMay 07, 2026May 08, 2026
BECTON DICKINSON & COBDX · Entity 2498EVP and General CounselMarch 16, 2026March 17, 2026
BMC STOCK HOLDINGS, INC.BMCH · Entity 144119See RemarksJune 01, 2018June 05, 2018
ECOLAB INC.ECL · Entity 2954EVP, GC & SECRETARYDecember 06, 2023December 08, 2023
FLOWSERVE CORPFLS · Entity 3541SVP, Chief Legal OfficerFebruary 27, 2022March 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED ENERGY INDUSTRIES INC

Report date May 07, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect587 Reported balance After 2026-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 587 · Balance 587

F1: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F2: Restricted stock units are not exercisable and do not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F2: Restricted stock units are not exercisable and do not have an expiration date.

BECTON DICKINSON & CO

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,492 Reported balance After 2026-03-16 transaction · row 1
1 source row

Row 1 · 2026-03-16 · Grant · Acquired 7,492 · Balance 7,492

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

BMC STOCK HOLDINGS, INC.

Report date June 01, 2018 · Filed June 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,935 Reported balance After 2018-06-01 transaction · row 1
1 source row

Row 1 · 2018-06-01 · Tax withholding · Disposed 1,005 · Balance 21,935

F1: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Effective August 1, 2017, the Reporting Person was granted 12,600 restricted stock units, vesting in equal installments over a three-year period on June 1, 2018, June 1, 2019, and June 1, 2020, subject to the Reporting Person's continued employment with the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Effective August 1, 2017, the Reporting Person was granted 12,600 restricted stock units, vesting in equal installments over a three-year period on June 1, 2018, June 1, 2019, and June 1, 2020, subject to the Reporting Person's continued employment with the issuer.

ECOLAB INC.

Report date December 06, 2023 · Filed December 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $191.03 · Expires 2033-12-06Direct13,390 Reported balance After 2023-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-06 · Grant · Acquired 13,390 · Balance 13,390

F1: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Common StockSEC Table I · non-derivativeDirect1,866 Reported balance Holding disclosure · report date 2023-12-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,866

Filing footnotes · ownership attribution and instrument terms

F1: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

FLOWSERVE CORP

Report date February 27, 2022 · Filed March 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,334 Ending reported balance After 2022-02-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-02-27 · Exercise / conversion · Acquired 2,555 · Balance 17,290

Row 2 · 2022-02-27 · Tax withholding · Disposed 956 · Balance 16,334

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,009 Reported balance After 2022-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-02-27 · Exercise / conversion · Disposed 2,390 · Balance 26,009

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Walgreens Boots Alliance, Inc.

Report date August 28, 2025 · Filed August 28, 2025

Section 16 reporting ended · disclosed 2025-08-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-28 transaction · row 1
1 source row

Row 1 · 2025-08-28 · Disposition to issuer · Disposed 348,093 · Balance 0

F1: Includes shares underlying restricted stock units ("RSUs"), inclusive of RSUs issued in lieu of dividends.

F2: Pursuant to the Agreement and Plan of Merger, dated as of March 6, 2025 (the "Merger Agreement"), by and among Walgreens Boots Alliance, Inc., a Delaware corporation (the "Company"), Blazing Star Parent, LLC, a Delaware limited liability company ("Parent"), Blazing Star Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and the other affiliates of Parent named therein, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F3: At the effective time of the Merger (the "Effective Time") each share of Common Stock was automatically converted into the right to receive from Parent (i) $11.45 in cash, without interest thereon and subject to all applicable withholding (the "Per Share Cash Consideration"), and (ii) one divested asset proceed right issued by Parent or one of its affiliates subject to and in accordance with the divested asset proceed rights agreement (each, a "Divested Asset Proceed Right" and, collectively with the Per Share Cash Consideration, the "Per Share Consideration").

F4: Pursuant to the Merger Agreement, each RSU owned by the reporting person at the Effective Time was cancelled in exchange for the Per Share Consideration, provided that, payment of such consideration with respect to any RSUs that were unvested as of the Effective Time will remain subject to the Reporting Person's continued service as an employee, consistent with the vesting conditions applicable to such RSU immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares underlying restricted stock units ("RSUs"), inclusive of RSUs issued in lieu of dividends.

F2: Pursuant to the Agreement and Plan of Merger, dated as of March 6, 2025 (the "Merger Agreement"), by and among Walgreens Boots Alliance, Inc., a Delaware corporation (the "Company"), Blazing Star Parent, LLC, a Delaware limited liability company ("Parent"), Blazing Star Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and the other affiliates of Parent named therein, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F3: At the effective time of the Merger (the "Effective Time") each share of Common Stock was automatically converted into the right to receive from Parent (i) $11.45 in cash, without interest thereon and subject to all applicable withholding (the "Per Share Cash Consideration"), and (ii) one divested asset proceed right issued by Parent or one of its affiliates subject to and in accordance with the divested asset proceed rights agreement (each, a "Divested Asset Proceed Right" and, collectively with the Per Share Cash Consideration, the "Per Share Consideration").

F4: Pursuant to the Merger Agreement, each RSU owned by the reporting person at the Effective Time was cancelled in exchange for the Per Share Consideration, provided that, payment of such consideration with respect to any RSUs that were unvested as of the Effective Time will remain subject to the Reporting Person's continued service as an employee, consistent with the vesting conditions applicable to such RSU immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2026 Filed May 8, 2026 16:29 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 587 $0.00 $0.00
Disclosure

SEC source: 0001708662-26-000004 · ownership.xml · derivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F2 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F2 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 02, 2026 Filed May 6, 2026 00:45 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 2,313 $0.00 $0.00
Disclosure

SEC source: 0001708662-26-000002 · ownership.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 02, 2026 Filed May 6, 2026 00:45 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 2,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001708662-26-000002 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Amount includes a total of 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded down to the nearest number.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 18:46 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 7,492 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-018607 · wk-form4_1773773181.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,492

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 19:21 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,000 $316.63 $316,625.00
Disclosure

SEC source: 0001193125-26-056753 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,585

F1 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 15:26 UTC Walgreens Boots Alliance, Inc. WBA · Entity 16467 Disposition to issuerCommon Stock 348,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-191100 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP, Global CLO & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes shares underlying restricted stock units ("RSUs"), inclusive of RSUs issued in lieu of dividends.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 6, 2025 (the "Merger Agreement"), by and among Walgreens Boots Alliance, Inc., a Delaware corporation (the "Company"), Blazing Star Parent, LLC, a Delaware limited liability company ("Parent"), Blazing Star Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and the other affiliates of Parent named therein, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F3 · price: At the effective time of the Merger (the "Effective Time") each share of Common Stock was automatically converted into the right to receive from Parent (i) $11.45 in cash, without interest thereon and subject to all applicable withholding (the "Per Share Cash Consideration"), and (ii) one divested asset proceed right issued by Parent or one of its affiliates subject to and in accordance with the divested asset proceed rights agreement (each, a "Divested Asset Proceed Right" and, collectively with the Per Share Cash Consideration, the "Per Share Consideration").

F4 · price: Pursuant to the Merger Agreement, each RSU owned by the reporting person at the Effective Time was cancelled in exchange for the Per Share Consideration, provided that, payment of such consideration with respect to any RSUs that were unvested as of the Effective Time will remain subject to the Reporting Person's continued service as an employee, consistent with the vesting conditions applicable to such RSU immediately prior to the Effective Time.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:16 UTC Walgreens Boots Alliance, Inc. WBA · Entity 16467 Tax withholdingCommon Stock 19,135 $11.24 $214,981.73
Disclosure

SEC source: 0001618921-25-000050 · wk-form4_1748999783.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP, Global CLO & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,093

F1 · kind: Disposition relating to the satisfaction of tax withholding obligations upon the vesting of restricted stock unit award granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares underlying restricted stock units issued in lieu of dividends (through December 31, 2024) on outstanding restricted stock units.

Read SEC document
May 03, 2025 Filed May 6, 2025 23:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-064772 · ownership.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2025 Filed May 6, 2025 23:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 2,093 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-064772 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 02, 2025 Filed May 6, 2025 23:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 2,313 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-064772 · ownership.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,313

Underlying: Common Stock · 2,313 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
February 19, 2025 Filed Feb 19, 2025 23:52 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,600 $129.37 $206,992.00
Disclosure

SEC source: 0000950170-25-023524 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,492

F1 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 23:00 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,000 $111.72 $111,720.00
Disclosure

SEC source: 0000950170-24-129416 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,092

F1 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:06 UTC Walgreens Boots Alliance, Inc. WBA · Entity 16467 GrantCommon Stock 166,310 $0.00 $0.00
Disclosure

SEC source: 0001618921-24-000137 · wk-form4_1730858801.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP and Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,924

F1 · kind: Restricted stock unit award granted under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan") vests in one-third increments on each of the first, second and third anniversaries of the November 1, 2024 date of grant, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.

F2 · balance_after: Includes shares underlying restricted stock units issued in lieu of dividends (through October 31, 2024) on outstanding restricted stock units.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 18:33 UTC Walgreens Boots Alliance, Inc. WBA · Entity 16467 GrantCommon Stock 186,136 $0.00 $0.00
Disclosure

SEC source: 0001618921-24-000058 · wk-form4_1717540376.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP and Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,136

F1 · kind: Restricted stock unit award granted under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan") vests in one-third increments on each of the first, second and third anniversaries of the June 1, 2024 date of grant, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:35 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:35 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:35 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:45 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,390 $0.00 Strike: $191.03 $0.00
Disclosure

SEC source: 0001415889-23-016118 · form4-12082023_101249.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,390

Underlying: Common Stock · 13,390 shares

Expires 2033-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:40 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionRestricted Stock Units · Derivative 2,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Stock · 2,690 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:40 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 824 $183.11 $150,882.64
Disclosure

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,866

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

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August 03, 2023 Filed Aug 4, 2023 20:40 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 2,690 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed Dec 14, 2023 19:53 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,062 $86.05 $91,385.10
Disclosure

SEC source: 0001209191-23-058597 · doc4.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,835

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2022.

F2 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

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May 05, 2023 Filed May 9, 2023 15:17 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028174 · doc4.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:18 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 22,232 $0.00 Strike: $148.50 $0.00
Disclosure

SEC source: 0001415889-22-012345 · form4-12092022_101234.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,232

Underlying: Common Stock · 22,232 shares

Expires 2032-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

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August 03, 2022 Filed Aug 5, 2022 21:17 UTC ECOLAB INC. ECL · Entity 2954 GrantRestricted Stock Units · Derivative 8,072 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008334 · form4-08052022_020820.xml · derivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

Underlying: Common Stock · 8,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 725 $75.81 $54,962.25
Disclosure

SEC source: 0001209191-22-028306 · doc4.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

F2 · shares: Sale of shares to cover taxes.

F3 · balance_after: Represents 2,655 shares of unvested restricted stock units and 2,241 shares of common stock, including 1 share acquired under the AEIS dividend reinvestment plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 2,655 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028306 · doc4.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 22:04 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000047 · wf-form4_164617225153306.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,009

Underlying: Common Stock · 2,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 22:04 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 956 $29.85 $28,536.60
Disclosure

SEC source: 0000030625-22-000047 · wf-form4_164617225153306.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,334

Read SEC document
February 27, 2022 Filed Mar 1, 2022 22:04 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 2,555 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000047 · wf-form4_164617225153306.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 22:49 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 2,277 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000034 · wf-form4_164557017151773.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,399

Underlying: Common Stock · 2,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 22:49 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 897 $32.06 $28,757.82
Disclosure

SEC source: 0000030625-22-000034 · wf-form4_164557017151773.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,735

Read SEC document
February 20, 2022 Filed Feb 22, 2022 22:49 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 2,396 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000034 · wf-form4_164557017151773.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 3,096 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · derivative · entry 8

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,676

Underlying: Common Stock · 3,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 1,192 $33.36 $39,765.12
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · nonDerivative · entry 4

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 3,166 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · nonDerivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionPerformance Rights · Derivative 7,170 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · derivative · entry 7

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,348

Underlying: Common Stock · 7,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 33.3% (plus dividends accrued on the underlying shares) based on two factors during the three-year performance cycle beginning on January 1, 2019 and ending on December 31, 2021, which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 33.3% (plus dividends accrued on the underlying shares) based on two factors during the three-year performance cycle beginning on January 1, 2019 and ending on December 31, 2021, which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 33.3% (plus dividends accrued on the underlying shares) based on two factors during the three-year performance cycle beginning on January 1, 2019 and ending on December 31, 2021, which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPerformance Rights · Derivative 12,228 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · derivative · entry 6

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,518

Underlying: Common Stock · 12,228 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 GrantRestricted Stock Units · Derivative 12,228 $0.00 $0.00
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · derivative · entry 5

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,772

Underlying: Common Stock · 12,228 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 1,067 $32.62 $34,805.54
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,262

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:00 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-22-000019 · wf-form4_164513521164222.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 33.3% (plus dividends accrued on the underlying shares) based on two factors during the three-year performance cycle beginning on January 1, 2019 and ending on December 31, 2021, which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 10:02 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 2,666 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000086 · wf-form4_162375133627512.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,544

Underlying: Common Stock · 2,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 10:02 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 1,084 $42.98 $46,590.32
Disclosure

SEC source: 0000030625-21-000086 · wf-form4_162375133627512.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

Read SEC document
June 11, 2021 Filed Jun 15, 2021 10:02 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 2,839 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000086 · wf-form4_162375133627512.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:41 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 620 $111.56 $69,167.20
Disclosure

SEC source: 0001209191-21-029915 · doc4.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965

F2 · shares: The sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan adopted by the reporting person February 15, 2021.

F3 · balance_after: Represents 1,813 shares of unvested restricted stock units and 1,152 shares of common stock.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:41 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 1,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029915 · doc4.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

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February 27, 2021 Filed Mar 3, 2021 00:42 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000042 · wf-form4_161473210574643.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,210

Underlying: Common Stock · 2,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

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February 27, 2021 Filed Mar 3, 2021 00:42 UTC FLOWSERVE CORP FLS · Entity 3541 Tax withholdingCommon Stock 938 $37.00 $34,706.00
Disclosure

SEC source: 0000030625-21-000042 · wf-form4_161473210574643.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

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February 27, 2021 Filed Mar 3, 2021 00:42 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionCommon Stock 2,499 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000042 · wf-form4_161473210574643.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2021 Filed Feb 22, 2021 23:21 UTC FLOWSERVE CORP FLS · Entity 3541 Exercise / conversionRestricted Stock Units · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000029 · wf-form4_161403606425655.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,600

Underlying: Common Stock · 2,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.