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Oldham Paul R

Disclosed activity across 2 companies

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57240
SEC CIK
0001421764

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497EVP, CFOFebruary 20, 2025March 19, 2026
ELECTRO SCIENTIFIC INDUSTRIES INCESIO · Entity 160720CFO, Sr. VP of FinanceNovember 16, 2017November 20, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED ENERGY INDUSTRIES INC

Report date February 20, 2025 · Filed March 19, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,598 Reported balance After 2025-02-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-02-20 · Tax withholding · Disposed 3,189 · Balance 34,598

F1: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F2: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F2: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

ELECTRO SCIENTIFIC INDUSTRIES INC

Report date November 16, 2017 · Filed November 20, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,665.22 Ending reported balance After 2017-11-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-11-16 · Exercise / conversion · Acquired 60,000 · Balance 287,665.22

Row 2 · 2017-11-16 · Sale · Disposed 60,000 · Balance 227,665.22

F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.11 · Expires 2018-01-06Direct0 Reported balance After 2017-11-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-11-16 · Exercise / conversion · Disposed 60,000 · Balance 0

F2: Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.

Filing footnotes · ownership attribution and instrument terms

F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.

F2: Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2026 Filed Mar 19, 2026 20:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 4,314 $315.99 $1,363,180.86
Disclosure

SEC source: 0001421764-26-000004 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,217

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2025.

F2 · balance_after: Includes 1,158 shares previously omitted from the Column 5 total due to an administrative error in a Form 4 originally filed on February 21, 2025, which was corrected by an amendment thereto filed on March 19, 2026.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 3,153 $0.00 $0.00
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · derivative · entry 9

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,626.018

Underlying: Common Stock · 3,153 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 4,481 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · derivative · entry 8

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,481

Underlying: Common Stock · 4,481 shares

Expires not disclosed

F6 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F6 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

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March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 4,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · derivative · entry 7

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,482

Underlying: Common Stock · 4,482 shares

Expires not disclosed

F5 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 3,371 $0.00 $0.00
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · derivative · entry 6

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 3,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 3,265 $0.00 $0.00
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · derivative · entry 5

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,265

Underlying: Common Stock · 3,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 3,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · nonDerivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,373

F4 · price: In connection with the March 1, 2026 vesting of RSUs previously granted on March 1, 2023 and reported in Table 1, the reporting person's receipt of 3,153 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 3,153 shares of phantom stock.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 2,902 $335.57 $973,824.14
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,526

F3 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 3,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:49 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 3,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001421764-26-000002 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 23:48 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 OtherPhantom Stock · Derivative 6,324.114 $338.51 $2,140,775.83
Disclosure

SEC source: 0001193125-26-083560 · ownership.xml · derivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,473.018

Underlying: Common Stock · 6,324.114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Company's deferred compensation plan (the "Plan") or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F2 · shares: Reflects the transfer by the reporting person of shares of phantom stock into alternative investments within the Plan in accordance with the terms of the Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Company's deferred compensation plan (the "Plan") or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Company's deferred compensation plan (the "Plan") or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F3 · balance_after: Includes shares of phantom stock acquired pursuant to dividend reinvestment under the Plan.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:09 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 15,466 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061756 · ownership.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,773

Underlying: Common Stock · 15,466 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F5 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F5 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:09 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 15,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-061756 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,792

F2 · price: In connection with the February 18, 2026 vesting of PSUs previously granted on March 1, 2023, the reporting person's receipt of 15,466 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 15,466 shares of phantom stock.

F3 · balance_after: Represents 3,153 shares of unvested restricted stock units and 21,639 shares of common stock.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:09 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 15,466 $314.12 $4,858,179.92
Disclosure

SEC source: 0001193125-26-061756 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2023 Long-Term Incentive Plan (the "2023 LTI Plan") and reported voluntarily on 3/3/2023, based on achievement of performance metrics under the 2023 LTI Plan. The shares were approved for a 2/18/2026 release by the Board of Directors.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:03 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,042 $0.00 Strike: $85.97 $0.00
Disclosure

SEC source: 0001193125-25-291217 · ownership.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,042 shares

Expires 2032-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported exercise of options and sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:03 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 8,174 $203.11 $1,660,221.14
Disclosure

SEC source: 0001193125-25-291217 · ownership.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,792

F1 · kind: The reported exercise of options and sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2025.

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.07 to $203.14, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F4 · balance_after: Represents 3,153 shares of unvested restricted stock units and 21,639 shares of common stock.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:03 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,082 $203.07 $828,931.74
Disclosure

SEC source: 0001193125-25-291217 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,966

F2 · shares: Payment of tax liability and option exercise price by withholding securities incident to options exercised and same-day-sale.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:03 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 6,042 $85.97 $519,430.74
Disclosure

SEC source: 0001193125-25-291217 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported exercise of options and sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,042 $0.00 Strike: $85.97 $0.00
Disclosure

SEC source: 0000950170-25-089559 · ownership.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,042

Underlying: Common Stock · 6,042 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported exercise of options and sale were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2024.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,173 $131.29 $154,003.17
Disclosure

SEC source: 0000950170-25-089559 · ownership.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,006

F1 · kind: The reported exercise of options and sale were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2024.

F3 · balance_after: Represents 3,153 shares of unvested restricted stock units and 27,853 shares of common stock.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,869 $131.29 $639,251.01
Disclosure

SEC source: 0000950170-25-089559 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,179

F2 · shares: Payment of tax liability and option exercise price by withholding securities incident to options exercised and same-day-sale.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 6,042 $85.97 $519,430.74
Disclosure

SEC source: 0000950170-25-089559 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported exercise of options and sale were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2024.

Read SEC document
March 16, 2025 Filed Mar 18, 2025 16:08 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,119 $106.19 $118,826.61
Disclosure

SEC source: 0000950170-25-040905 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,006

F1 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

F2 · balance_after: Represents 3,153 shares of unvested restricted stock units and 27,853 shares of common stock.

F3 · balance_after: Due to an administrative error, the Form 4 dated February 26, 2025, incorrectly reported Table 1 Column 5 ownership amounts after the transactions as 43,829 shares, 38,848 shares and 37,787 shares, respectively, instead of the correct amounts of 39,482 shares, 34,501 shares and 33,440 shares. The Form 4 dated March 1, 2025, correctly reported all Table 1 Column 5 ownership amounts.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 3,153 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · derivative · entry 7

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,307

Underlying: Common Stock · 3,153 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

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March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 10,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · derivative · entry 6

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,111

Underlying: Common Stock · 10,111 shares

Expires not disclosed

F6 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F6 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

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March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 10,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · derivative · entry 5

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,112

Underlying: Common Stock · 10,112 shares

Expires not disclosed

F5 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

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March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 3,266 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,530

Underlying: Common Stock · 3,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

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March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 3,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,125

F3 · price: In connection with the March 1, 2025 vesting of RSUs previously granted on March 1, 2023 and reported in Table 1, the reporting person's receipt of 3,153 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 3,153 shares of phantom stock.

F4 · balance_after: Represents 5,711 shares of unvested restricted stock units and 26,414 shares of common stock.

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March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,428 $115.17 $164,462.76
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,278

F2 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 3,266 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032818 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

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February 26, 2025 Filed Feb 28, 2025 20:48 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,042 $0.00 Strike: $85.97 $0.00
Disclosure

SEC source: 0000950170-25-029953 · ownership.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,084

Underlying: Common Stock · 6,042 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 20:48 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,061 $125.00 $132,625.00
Disclosure

SEC source: 0000950170-25-029953 · ownership.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,787

F2 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2024.

F3 · balance_after: Represents 8,864 shares of unvested restricted stock units and 24,576 shares of common stock.

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February 26, 2025 Filed Feb 28, 2025 20:48 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,981 $125.00 $622,625.00
Disclosure

SEC source: 0000950170-25-029953 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,848

F1 · shares: Payment of tax liability and option exercise price by withholding securities incident to options exercised and same-day-sale.

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February 26, 2025 Filed Feb 28, 2025 20:48 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 6,042 $85.97 $519,430.74
Disclosure

SEC source: 0000950170-25-029953 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 15,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,347 $131.54 $571,804.38
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,440

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 8,864 shares of unvested restricted stock units and 24,576 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 7,536 $131.54 $991,285.44
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

Read SEC document
February 20, 2025 Filed Feb 20, 2026 23:09 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 9,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061756 · ownership.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

Read SEC document
February 20, 2025 Filed Mar 19, 2026 20:21 UTC Amendment ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,189 $131.54 $419,481.06
Disclosure

SEC source: 0001421764-26-000006 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,598

F1 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F2 · shares: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

F2 · balance_after: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

Read SEC document
March 16, 2024 Filed Mar 19, 2024 18:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,119 $95.75 $107,144.25
Disclosure

SEC source: 0000950170-24-033362 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,251

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,864 unvested restricted stock units and 21,387 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 3,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004461 · doc4.xml · derivative · entry 5

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,154

Underlying: Common Stock · 3,154 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F1 · price: In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 3,154 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 3,154 shares of phantom stock.

F6 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F6 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 9,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004461 · doc4.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,796

Underlying: Common Stock · 9,796 shares

Expires not disclosed

F5 · derivative.exercise_date: These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled.

F5 · derivative.expiration_date: These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 9,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004461 · doc4.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,796

Underlying: Common Stock · 9,796 shares

Expires not disclosed

F4 · derivative.exercise_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 794 $101.20 $80,352.80
Disclosure

SEC source: 0001209191-24-004461 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,370

F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F3 · balance_after: Represents 11,422 unvested restricted stock units and 19,948 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 3,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004461 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,164

F1 · price: In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 3,154 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 3,154 shares of phantom stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 11,025 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003911 · doc4.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/3/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/3/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/3/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 2,065 $99.60 $205,674.00
Disclosure

SEC source: 0001209191-24-003911 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,318

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 16,413 shares of unvested restricted stock units and 18,905 shares of common stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:30 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 4,949 $99.60 $492,920.40
Disclosure

SEC source: 0001209191-24-003911 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2021 Long-Term Incentive Plan (the "2021 LTI Plan") and reported voluntarily on 3/3/2021, based on achievement of performance metrics under the 2021 LTI Plan. The shares were approved for a 2/21/2024 release by the Board of Directors.

Read SEC document
June 29, 2023 Filed Jul 5, 2023 14:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 3,080 $110.00 $338,800.00
Disclosure

SEC source: 0001209191-23-040771 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,434

F1 · balance_after: Represents 16,413 shares of unvested restricted stock units and 16,021 shares of common stock.

Read SEC document
May 26, 2023 Filed May 30, 2023 22:04 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 3,837 $100.00 $383,700.00
Disclosure

SEC source: 0001209191-23-032977 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,514

F1 · balance_after: Represents 16,413 shares of unvested restricted stock units and 19,101 shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.