TapewireFind a company

person · Reporting owner

Kelley Stephen Douglas

Disclosed activity across 3 companies

Tapewire entity
44980
SEC CIK
0001443674

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497Director · President and CEOMarch 10, 2026March 12, 2026
AMKOR TECHNOLOGY, INC.AMKR · Entity 3481Director · President and CEOMay 27, 2020May 28, 2020
ONTO INNOVATION INC.ONTO · Entity 3340DirectorMay 20, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED ENERGY INDUSTRIES INC

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect80,376 Ending reported balance After 2026-03-10 transaction · row 13
13 source rows · reconciled sequence

Row 1 · 2026-03-10 · Sale · Disposed 543 · Balance 129,833

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

Row 2 · 2026-03-10 · Sale · Disposed 876 · Balance 128,957

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $306.79 to $307.21, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 3 · 2026-03-10 · Sale · Disposed 1,112 · Balance 127,845

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $307.89 to $308.00, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 4 · 2026-03-10 · Sale · Disposed 1,224 · Balance 126,621

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $309.68 to $310.02, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 5 · 2026-03-10 · Sale · Disposed 3,330 · Balance 123,291

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $311.81 to $312.19, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 6 · 2026-03-10 · Sale · Disposed 3,718 · Balance 119,573

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F6: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $313.15 to $314.09, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 7 · 2026-03-10 · Sale · Disposed 5,678 · Balance 113,895

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F7: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.28 to $315.05, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 8 · 2026-03-10 · Sale · Disposed 2,312 · Balance 111,583

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F8: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $315.36 to $315.91, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 9 · 2026-03-10 · Sale · Disposed 2,309 · Balance 109,274

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F9: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $316.56 to $317.50, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 10 · 2026-03-10 · Sale · Disposed 7,229 · Balance 102,045

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F10: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $317.67 to $318.64, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 11 · 2026-03-10 · Sale · Disposed 13,278 · Balance 88,767

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F11: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $318.69 to $319.62, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 12 · 2026-03-10 · Sale · Disposed 7,535 · Balance 81,232

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F12: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $319.74 to $320.41, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Row 13 · 2026-03-10 · Sale · Disposed 856 · Balance 80,376

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F13: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $320.81 to $321.35, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $306.79 to $307.21, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $307.89 to $308.00, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $309.68 to $310.02, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $311.81 to $312.19, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F6: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $313.15 to $314.09, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F7: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.28 to $315.05, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F8: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $315.36 to $315.91, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F9: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $316.56 to $317.50, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F10: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $317.67 to $318.64, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F11: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $318.69 to $319.62, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F12: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $319.74 to $320.41, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F13: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $320.81 to $321.35, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

AMKOR TECHNOLOGY, INC.

Report date May 27, 2020 · Filed May 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect136,200 Reported balance After 2020-05-27 transaction · row 1
1 source row

Row 1 · 2020-05-27 · Tax withholding · Disposed 5,425 · Balance 136,200

Common StockSEC Table I · non-derivativeIndirectBy Trust150,000 Reported balance Holding disclosure · report date 2020-05-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 150,000

ONTO INNOVATION INC.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,384 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 761 · Balance 6,384

F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 22, 2026 20:43 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 761 $0.00 $0.00
Disclosure

SEC source: 0001443674-26-000008 · edgardoc.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,384

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 856 $321.13 $274,887.28
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 13

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,376

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F13 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $320.81 to $321.35, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 7,535 $319.90 $2,410,446.50
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 12

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,232

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F12 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $319.74 to $320.41, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 13,278 $319.05 $4,236,345.90
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 11

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,767

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F11 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $318.69 to $319.62, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 7,229 $317.94 $2,298,388.26
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 10

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,045

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F10 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $317.67 to $318.64, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 2,309 $317.21 $732,437.89
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 9

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,274

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F9 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $316.56 to $317.50, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 2,312 $315.88 $730,314.56
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 8

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,583

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F8 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $315.36 to $315.91, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 5,678 $314.82 $1,787,547.96
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 7

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,895

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F7 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.28 to $315.05, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 3,718 $313.80 $1,166,708.40
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 6

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,573

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F6 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $313.15 to $314.09, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 3,330 $311.88 $1,038,560.40
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 5

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,291

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F5 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $311.81 to $312.19, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,224 $309.77 $379,158.48
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 4

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,621

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $309.68 to $310.02, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,112 $306.96 $341,339.52
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,845

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $307.89 to $308.00, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 876 $306.87 $268,818.12
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,957

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $306.79 to $307.21, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 22:54 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 543 $305.48 $165,875.64
Disclosure

SEC source: 0001443674-26-000004 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,833

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2025.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 18,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · derivative · entry 7

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,260

Underlying: Common Stock · 18,260 shares

Expires not disclosed

F5 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F5 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 11,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · derivative · entry 6

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,620

Underlying: Common Stock · 11,620 shares

Expires not disclosed

F4 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 9,130 $0.00 $0.00
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · derivative · entry 5

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,258

Underlying: Common Stock · 9,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 1, 2025, the reporting person was granted 27,388 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 1, 2025, the reporting person was granted 27,388 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On March 1, 2025, the reporting person was granted 27,388 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 10,449 $0.00 $0.00
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · derivative · entry 4

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,449

Underlying: Common Stock · 10,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 13,355 $335.57 $4,481,537.35
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · nonDerivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,376

F3 · balance_after: Represents 10,950 shares of unvested restricted stock units and 119,426 shares of common stock.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 9,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 1, 2025, the reporting person was granted 27,388 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 10,449 Not disclosed Not disclosed
Disclosure

SEC source: 0001443674-26-000002 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:05 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 32,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061749 · ownership.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:05 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 23,504 $314.12 $7,383,076.48
Disclosure

SEC source: 0001193125-26-061749 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,152

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 21,899 shares of unvested restricted stock units and 102,253 shares of common stock.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:05 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 53,704 $314.12 $16,869,500.48
Disclosure

SEC source: 0001193125-26-061749 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2023 Long-Term Incentive Plan (the "2023 LTI Plan") and reported voluntarily on 3/3/2023, based on achievement of performance metrics under the 2023 LTI Plan. The shares were approved for a 2/18/2026 release by the Board of Directors.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:09 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0002022859-25-000058 · edgardoc.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,623

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

Read SEC document
March 16, 2025 Filed Mar 18, 2025 16:06 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,873 $106.19 $411,273.87
Disclosure

SEC source: 0000950170-25-040900 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,952

F1 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

F2 · balance_after: Represents 21,899 shares of unvested restricted stock units and 72,053 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 42,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032823 · ownership.xml · derivative · entry 5

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,135

Underlying: Common Stock · 42,135 shares

Expires not disclosed

F5 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F5 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 27,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032823 · ownership.xml · derivative · entry 4

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,388

Underlying: Common Stock · 27,388 shares

Expires not disclosed

F4 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 10,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032823 · ownership.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,898

Underlying: Common Stock · 10,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 9,361 $115.17 $1,078,106.37
Disclosure

SEC source: 0000950170-25-032823 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,825

F2 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

F3 · balance_after: Represents 30,753 shares of unvested restricted stock units and 67,072 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 10,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032823 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2024, the reporting person was granted 31,348 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 53,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 11,435 $131.54 $1,504,159.90
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,736

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 30,753 shares of unvested restricted stock units and 65,983 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 26,088 $131.54 $3,431,615.52
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

Read SEC document
May 22, 2024 Filed May 23, 2024 20:27 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0002022859-24-000015 · edgardoc.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,509

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

Read SEC document
March 16, 2024 Filed Mar 19, 2024 18:58 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,874 $95.75 $370,935.50
Disclosure

SEC source: 0000950170-24-033374 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,083

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 30,753 unvested restricted stock units and 51,330 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:14 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 31,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004459 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,348

Underlying: Common Stock · 31,348 shares

Expires not disclosed

F4 · derivative.exercise_date: These performance share awards were issued under the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance share awards were issued under the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:14 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 31,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004459 · doc4.xml · derivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,348

Underlying: Common Stock · 31,348 shares

Expires not disclosed

F3 · derivative.exercise_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:14 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 8,004 $101.20 $810,004.80
Disclosure

SEC source: 0001209191-24-004459 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,957

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 39,608 unvested restricted stock units and 46,349 shares of common stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:29 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 44,103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003909 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/2/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/2/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/2/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:29 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 8,658 $99.60 $862,336.80
Disclosure

SEC source: 0001209191-24-003909 · doc4.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,691

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 57,908 shares of unvested restricted stock units and 36,053 shares of common stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 23:29 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 19,801 $99.60 $1,972,179.60
Disclosure

SEC source: 0001209191-24-003909 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2021 Long-Term Incentive Plan (the "2021 LTI Plan") and reported voluntarily on 3/2/2021, based on achievement of performance metrics under the 2021 LTI Plan. The shares were approved for a 2/21/2024 release by the Board of Directors.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:12 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001257815-23-000039 · edgardoc.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700

F1 · security: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock.

F2 · shares: 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:12 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,887 $96.36 $374,551.32
Disclosure

SEC source: 0001209191-23-020036 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,818

F1 · shares: Payment of tax liability by withholding securities incident to vesting of the restricted stock units.

F2 · balance_after: Represents 57,908 shares of unvested restricted stock units and 24,910 shares Common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 32,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,849

Underlying: Common Stock · 32,849 shares

Expires not disclosed

F4 · shares: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.exercise_date: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,226 $93.47 $301,534.22
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,705

F2 · shares: Payment of tax liability by withholding securities incident to vesting of the restricted stock units.

F3 · balance_after: Represents 66,763 shares of unvested restricted stock units and 19,942 shares Common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 32,849 $93.47 $3,070,396.03
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,931

F1 · shares: Employee Restricted Stock units granted 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 13:31 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001257815-23-000031 · edgardoc.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · security: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock.

F2 · shares: 100% of the shares of Common Stock subject to the Restricted Stock Unit vest one (1) year from the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 10:35 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 53,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019397 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,128

Underlying: Common Stock · 53,128 shares

Expires not disclosed

F4 · shares: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.exercise_date: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 10:35 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantEmployee Stock Option (right to buy) · Derivative 11,154 $0.00 Strike: $85.97 $0.00
Disclosure

SEC source: 0001209191-22-019397 · doc4.xml · derivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Underlying: Common Stock · 11,154 shares

Expires 2033-03-16

F3 · shares: The employee stock options granted on 3/16/2022 under the Company's LTI Plan will vest in three equal annual installments beginning on the first anniversary of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.