Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497 | Director | May 09, 2022 | May 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED ENERGY INDUSTRIES INC
Report date May 09, 2022 · Filed May 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,268 |
Reported balance
After 2022-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-09 · Grant · Acquired 2,655 · Balance 54,268 F1: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F2: Represents 2,655 unvested restricted stock units and 51,613 shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,000 |
Reported balance
Holding disclosure · report date 2022-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000 F3: These shares are held in trusts for the benefit of Mr. Grady's children. The reporting person is a trustee of the trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
F2: Represents 2,655 unvested restricted stock units and 51,613 shares of common stock.
F3: These shares are held in trusts for the benefit of Mr. Grady's children. The reporting person is a trustee of the trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2022 Filed May 11, 2022 20:18 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028285 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,268 F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F2 · balance_after: Represents 2,655 unvested restricted stock units and 51,613 shares of common stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029925 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,613 F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. F2 · balance_after: As of this filing date, Mr. Grady holds 49,800 shares in street name. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026826 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,800 F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. F2 · balance_after: As of this filing date, Mr. Grady holds 40,800 shares in street name. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $51.87 | $181,545.00 |
DisclosureSEC source: 0001209191-19-035215 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,300 F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date. F2 · balance_after: As of this filing date, Mr. Grady holds 40,800 shares in street name. Read SEC document |
| May 03, 2018 Filed May 7, 2018 21:51 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $61.48 | $368,880.00 |
DisclosureSEC source: 0001209191-18-028401 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,800 F1 · shares: The restricted stock units granted on May 3, 2018 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2018 proxy. F2 · balance_after: As of this filing date, Mr. Grady holds 34,800 RSU shares in street name. Read SEC document |
| May 03, 2018 Filed Nov 15, 2018 22:08 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $61.48 | $368,880.00 |
DisclosureSEC source: 0001209191-18-058776 · doc4a.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,800 F1 · balance_after: Due to administrative error, the total in section 5 on Table 1 was listed incorrectly. Mr. Grady owns 34,800 in street name for a total of 40,800 shares beneficially owned. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:31 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 6,000 | $80.02 | $480,120.00 |
DisclosureSEC source: 0001209191-17-037733 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,800 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.00 to 80.16. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each saparate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing date, Mr. Grady holds 28,800 RSU shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:39 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030708 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,800 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of this filing date, Mr. Grady holds 34,800 RSU shares in street name. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.