Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED ENERGY INDUSTRIES INC
Report date April 15, 2022 · Filed April 15, 2022
Section 16 reporting ended · disclosed 2022-04-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2022 Filed Mar 17, 2022 10:37 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 8,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019399 · doc4.xml · derivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,854 Underlying: Common Stock · 8,854 shares Expires not disclosed F3 · shares: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 10:37 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 4,427 | $85.97 | $380,589.19 |
DisclosureSEC source: 0001209191-22-019399 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,764 F1 · shares: Employee Restricted Stock units granted 03/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. F2 · balance_after: Represents 8,684 shares of unvested restricted stock units and 34,080 shares of common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:24 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 522 | $86.38 | $45,090.36 |
DisclosureSEC source: 0001209191-22-016647 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,337 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 4,257 shares of unvested restricted stock units and 34,080 shares of common stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:35 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 354 | $85.10 | $30,125.40 |
DisclosureSEC source: 0001209191-22-015458 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,859 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 6,065 shares of unvested restricted stock units and 32,794 shares of common stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:39 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 725 | $83.62 | $60,624.50 |
DisclosureSEC source: 0001209191-22-012772 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,213 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 7,290 shares of unvested restricted stock units and 31,923 shares of common stock, which includes 129 shares of common stock acquired through the Dividend Reinvestment Plan (DRIP). Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 2,219 | $100.00 | $221,900.00 |
DisclosureSEC source: 0001209191-21-035951 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,809 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 16, 2021. F2 · balance_after: Represents 9,605 shares of unvested restricted stock units and 30,204 shares of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:27 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 795 | $105.26 | $83,681.70 |
DisclosureSEC source: 0001209191-21-018208 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,028 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 9,605 shares of unvested restricted stock units and 32,423 shares of common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 7,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016908 · doc4.xml · derivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 7,350 shares Expires not disclosed F3 · shares: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,675 | $111.37 | $409,284.75 |
DisclosureSEC source: 0001209191-21-016908 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,823 F1 · shares: Employee Restricted Stock units granted 03/01/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. F2 · balance_after: Represents 11,413 shares of unvested restricted stock units and 31,410 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 1,141 | $108.80 | $124,140.80 |
DisclosureSEC source: 0001209191-21-014791 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,148 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 7,738 shares of unvested restricted stock units and 31,410 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,712 | $108.80 | $295,065.60 |
DisclosureSEC source: 0001209191-21-014791 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,289 F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:19 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 971 | $104.30 | $101,275.30 |
DisclosureSEC source: 0001209191-21-013775 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,577 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 7,738 shares of unvested restricted stock units and 29,839 shares of common stock. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:45 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 722 | $111.81 | $80,726.82 |
DisclosureSEC source: 0001209191-21-007757 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,548 F1 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. F2 · balance_after: Represents 10,053 shares of unvested restricted stock units and 28,495 shares of common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:59 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 1,629 | $80.00 | $130,320.00 |
DisclosureSEC source: 0001209191-20-046982 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,270 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person June 13, 2020. F2 · balance_after: Represents 11,660 shares of unvested restricted stock units and 27,610 shares of common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:59 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 1,725 | $80.00 | $138,000.00 |
DisclosureSEC source: 0001209191-20-046982 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,899 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person June 13, 2020. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 4,749 | $75.00 | $356,175.00 |
DisclosureSEC source: 0001209191-20-034750 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,624 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person February 20, 2020. F2 · balance_after: Represents 11,660 shares of unvested restricted stock units and 30,964 shares of common stock. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 5,251 | $70.00 | $367,570.00 |
DisclosureSEC source: 0001209191-20-034750 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,373 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person February 20, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:53 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 10,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016649 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,847 Underlying: Common Stock · 10,847 shares Expires not disclosed F5 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F5 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F5 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:53 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 938 | $59.62 | $55,923.56 |
DisclosureSEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,624 F3 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units and performance stock units. F4 · balance_after: Represents 11,660 shares of unvested restricted stock units and 40,964 shares of common stock. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:53 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,409 | $59.62 | $143,624.58 |
DisclosureSEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,562 F2 · shares: These performance awards were reported voluntarily 2/6/2017. Certain Revenue 2019 performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:53 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 5,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,153 F1 · shares: Employee Restricted Stock units granted 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:48 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 902 | $62.97 | $56,798.94 |
DisclosureSEC source: 0001209191-20-013055 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,730 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 6,237 shares of unvested restricted stock units and 39,493 shares of common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:16 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 1,403 | $71.07 | $99,711.21 |
DisclosureSEC source: 0001209191-20-006988 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,632 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 8,552 shares of unvested restricted stock units and 38,080 shares of common stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 13,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013567 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Underlying: Common Stock · 13,891 shares Expires not disclosed F5 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F5 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F5 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,035 F3 · shares: Employee Restricted Stock units granted 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents 11,966 shares of Restricted Stock units and 36,069 shares of common stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 921 | $51.94 | $47,836.74 |
DisclosureSEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,090 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,181 | $51.94 | $165,221.14 |
DisclosureSEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,011 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for release at 68.9 percent by the Board of Directors. The unvested shares were cancelled. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:39 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,947 | $52.52 | $154,776.44 |
DisclosureSEC source: 0001209191-19-007748 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,830 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 5,021 shares of Restricted Stock units and 33,809 shares of common stock. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:18 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 8,391 | $59.32 | $497,754.12 |
DisclosureSEC source: 0001209191-18-047610 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Interim CFO & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,777 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $58.95 to $59.78. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. F3 · balance_after: Represents 11,513 shares of Restricted Stock units and 30,264 shares of common stock. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:15 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,198 | $66.32 | $145,771.36 |
DisclosureSEC source: 0001209191-18-015823 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Interim CFO & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,168 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 11,513 shares of Restricted Stock units and 38,655 shares of common stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,383 | $66.66 | $158,850.78 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 6 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,366 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. F5 · balance_after: Represents 23,014 shares of Restricted Stock units and 11,259 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 5,423 | $66.66 | $361,497.18 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,749 F4 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2017 EPS performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 595 | $66.66 | $39,662.70 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,326 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 1,355 | $66.66 | $90,324.30 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,921 F3 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2017 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 1,015 | $66.66 | $67,659.90 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,566 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,308 | $66.66 | $153,851.28 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,581 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 1,903 | $66.00 | $125,598.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,273 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 23,014 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 9,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,645 Underlying: Common Stock · 9,645 shares Expires not disclosed F4 · derivative.exercise_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 4,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,176 F2 · shares: The employee Restricted Stock units granted 2/2/2018 under the Company's 2018 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 868 | $69.69 | $60,490.92 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,354 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:45 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 5,190 | $85.06 | $441,461.40 |
DisclosureSEC source: 0001209191-17-059989 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,222 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $84.59 to $86.11. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. F3 · balance_after: Represents 20,963 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,563 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 12 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,563 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,587 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 11 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,587 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 10 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 9 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 8 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 2,625 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 7 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,563 | $14.21 | $22,210.23 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 6 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 20,963 shares of Restricted Stock units and 11,356 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,587 | $14.52 | $23,043.24 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,313 | $14.50 | $19,038.50 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.