Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497 | Director | August 13, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED ENERGY INDUSTRIES INC
Report date August 13, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,159 |
Reported balance
After 2026-08-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-13 · Gift · Disposed 9,000 · Balance 60,159 F1: Amount includes a total of 404.062 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded down to the nearest number. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes a total of 404.062 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded down to the nearest number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 25, 2026 22:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001173731-26-000006 · ownership.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,159 F1 · balance_after: Amount includes a total of 404.062 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded down to the nearest number. Read SEC document |
| May 07, 2026 Filed May 8, 2026 16:15 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 760 | $0.00 | $0.00 |
DisclosureSEC source: 0001173731-26-000004 · ownership.xml · derivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 760 shares Expires not disclosed F1 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F2 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F2 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 02, 2026 Filed May 6, 2026 00:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001173731-26-000002 · ownership.xml · derivative · entry 2 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 2, 2025, the reporting person was granted 3,029 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 02, 2026 Filed May 6, 2026 00:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,029 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173731-26-000002 · ownership.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 2, 2025, the reporting person was granted 3,029 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis. F2 · balance_after: Amount includes a total of 402.093 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded down to the nearest number. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · derivative · entry 6 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F5 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · derivative · entry 5 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On May 3, 2024, the reporting person was granted 2,616 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F5 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · nonDerivative · entry 2 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. F3 · balance_after: Amount includes 197 shares acquired through the dividend reinvestment plan since the reporting person's last Form 4. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 3, 2024, the reporting person was granted 2,616 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 02, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · derivative · entry 4 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157 Underlying: Common Stock · 157 shares Expires not disclosed F2 · derivative.exercise_price: In April 2024, the compensation committee approved an increase in the annual equity grant of restricted stock units to Mr. Beard for services as chair of the board from $50,000 to $65,000, effective with the May 3, 2024 grant; however, Mr. Beard only received $50,000 of restricted stock units. To true-up his 2024 grant, the compensation committee approved a grant on May 2, 2025, of 157 restricted stock units, which vested one day following the date of grant (the vesting date for the May 2024 awards). Restricted stock units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F5 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 02, 2025 Filed May 6, 2025 23:09 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064770 · ownership.xml · derivative · entry 3 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,029 Underlying: Common Stock · 3,029 shares Expires not disclosed F4 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F5 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F5 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 05, 2024 Filed May 7, 2024 23:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-054942 · ownership.xml · derivative · entry 3 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 05, 2024 Filed May 7, 2024 23:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-054942 · ownership.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 197 shares acquired through the dividend reinvestment plan. Read SEC document |
| May 03, 2024 Filed May 7, 2024 23:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 2,616 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-054942 · ownership.xml · derivative · entry 2 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,616 Underlying: Common Stock · 2,616 shares Expires not disclosed F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 05, 2023 Filed May 9, 2023 15:14 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock · Derivative | 2,821 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028170 · doc4.xml · derivative · entry 2 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,821 Underlying: Common Stock · 2,821 shares Expires not disclosed F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F3 · derivative.exercise_date: Restricted stock units are not exercisable. F4 · derivative.expiration_date: Restricted stock units do not have an expiration date. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:35 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028325 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,157 F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F2 · balance_after: Represents 3,319 unvested restricted stock units and 56,838 shares of common stock, which includes 25 acquired under the AEIS dividend reinvestment plan. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029933 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,813 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: As of the date of this filing, Mr. Beard holds 55,000 shares in street name. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:41 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026812 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. F2 · balance_after: As of the date of this filing, Mr. Beard holds 48,000 shares in street name. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $51.87 | $181,545.00 |
DisclosureSEC source: 0001209191-19-035198 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date. F2 · balance_after: As of the date of this filing, Mr. Beard holds 48,000 shares in street name. Read SEC document |
| May 03, 2018 Filed May 7, 2018 22:03 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $61.48 | $368,880.00 |
DisclosureSEC source: 0001209191-18-028415 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 F1 · shares: The restricted stock units granted on May 3, 2018 will vest 100% at the anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2018 proxy. F2 · balance_after: As of the reporting date Mr. Beard holds 42,000 shares in street name. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 23:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 10,000 | $71.86 | $718,585.00 |
DisclosureSEC source: 0001209191-17-065265 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · shares: Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $71.34 to $72.78 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set for the in this footnote. F3 · balance_after: As of the reporting date Mr. Beard holds 33,500 shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:54 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030719 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of the reporting date Mr. Beard holds 43,500 shares in street name. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.