Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497 | Director | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED ENERGY INDUSTRIES INC
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 587 |
Reported balance
After 2026-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 587 · Balance 587 F1: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F2: Restricted stock units are not exercisable and do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
F2: Restricted stock units are not exercisable and do not have an expiration date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ELECTRO SCIENTIFIC INDUSTRIES INC
Report date February 01, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-01 · Disposition to issuer · Disposed 68,875 · Balance 34,058 F1: 68,875 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share. Row 2 · 2019-02-01 · Disposition to issuer · Disposed 34,058 · Balance 0 F2: Restricted stock units representing the right to receive a total of 34,058 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 12,946 shares of MKS's common stock, in accordance with the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: 68,875 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share.
F2: Restricted stock units representing the right to receive a total of 34,058 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 12,946 shares of MKS's common stock, in accordance with the terms of the Merger Agreement.
FirstMark Horizon Acquisition Corp.
Report date March 28, 2022 · Filed March 28, 2022
Section 16 reporting ended · disclosed 2022-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 24,164 · Balance 24,164 F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). Row 2 · 2022-03-28 · Disposition to issuer · Disposed 24,164 · Balance 0 F2: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio. |
| Class B common stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-28 · Exercise / conversion · Disposed 30,000 · Balance 0 F3: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio").
F2: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio.
F3: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date.
SendGrid, Inc.
Report date February 01, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 1
1 source rowRow 1 · 2019-02-01 · Disposition to issuer · Disposed 5,651 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization dated as of October 15, 2018, as amended on December 13, 2018 (the "Merger Agreement", and the transactions contemplated therein, the "Merger"), by and among the Issuer, Twilio Inc. ("Twilio") and Topaz Merger Subsidiary, Inc., whereby each share of Issuer common stock was canceled in exchange for 0.485 of a share of Twilio Class A Common Stock, with fractional shares being paid in cash. F2: At the effective time of the Merger, the 5,651 restricted stock units (each an "RSU") held by the Reporting Person were cancelled and converted into a right to receive 2,740 fully-vested shares of Twilio Class A Common Stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2027-04-03 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-01 · Disposition to issuer · Disposed 30,000 · Balance 0 F3: At the effective time of the Merger, the vesting of all unvested shares subject to the grant fully accelerated. The option was cancelled and converted into a right to receive 12,973 shares of Twilio Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization dated as of October 15, 2018, as amended on December 13, 2018 (the "Merger Agreement", and the transactions contemplated therein, the "Merger"), by and among the Issuer, Twilio Inc. ("Twilio") and Topaz Merger Subsidiary, Inc., whereby each share of Issuer common stock was canceled in exchange for 0.485 of a share of Twilio Class A Common Stock, with fractional shares being paid in cash.
F2: At the effective time of the Merger, the 5,651 restricted stock units (each an "RSU") held by the Reporting Person were cancelled and converted into a right to receive 2,740 fully-vested shares of Twilio Class A Common Stock.
F3: At the effective time of the Merger, the vesting of all unvested shares subject to the grant fully accelerated. The option was cancelled and converted into a right to receive 12,973 shares of Twilio Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 8, 2026 16:19 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 587 | $0.00 | $0.00 |
DisclosureSEC source: 0001175993-26-000004 · ownership.xml · derivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587 Underlying: Common Stock · 587 shares Expires not disclosed F1 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F2 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F2 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 02, 2026 Filed May 6, 2026 00:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001175993-26-000002 · ownership.xml · derivative · entry 4 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 02, 2026 Filed May 6, 2026 00:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001175993-26-000002 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 3,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis. F2 · balance_after: Of this total amount of 3,820 shares: (A) 2,313 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,313 shares to the 1998 Ball Family Trust; and (B) 1,507 shares are held indirectly by the 1998 Ball Family Trust, which includes a total of 189 shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:27 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,093 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064791 · ownership.xml · derivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 03, 2025 Filed May 6, 2025 23:27 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-064791 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 41,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis. F2 · balance_after: Of this total amount of 41,507 shares: (A) 2,093 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,093 shares to the 1998 Ball Family Trust; and (B) 39,414 shares are held indirectly by the 1998 Ball Family Trust. Read SEC document |
| May 02, 2025 Filed May 6, 2025 23:27 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064791 · ownership.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,313 Underlying: Common Stock · 2,313 shares Expires not disclosed F3 · derivative.exercise_price: Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:24 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 3,500 | $109.87 | $384,545.00 |
DisclosureSEC source: 0000950170-24-122372 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 37,157 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.72 to $110.10, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc. (the "Company"), any stockholder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range specified herein. F2 · balance_after: Includes shares acquired through the dividend reinvestment plan. Read SEC document |
| May 05, 2024 Filed May 8, 2024 00:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-054993 · ownership.xml · derivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 05, 2024 Filed May 8, 2024 00:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-054993 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 40,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes shares acquired through the dividend reinvestment plan. Read SEC document |
| May 03, 2024 Filed May 8, 2024 00:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 2,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-054993 · ownership.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,093 Underlying: Common Stock · 2,093 shares Expires not disclosed F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date. F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date. Read SEC document |
| May 09, 2023 Filed May 7, 2025 00:00 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-064819 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 40,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units. F2 · balance_after: Table I, Column 5 of the reporting person's Form 4 filed on May 9, 2023, omitted 46 shares acquired through the dividend reinvestment plan. Read SEC document |
| May 05, 2023 Filed May 9, 2023 14:59 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock · Derivative | 2,257 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028160 · doc4.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,912 Underlying: Common Stock · 2,257 shares Expires not disclosed F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F3 · derivative.exercise_date: Restricted stock units are not exercisable. F4 · derivative.expiration_date: Restricted stock units do not have an expiration date. F5 · derivative.underlying_shares: Represents 2,257 shares of unvested restricted stock units. F6 · balance_after: Represents 4,912 shares of unvested restricted stock units. Read SEC document |
| May 05, 2023 Filed May 7, 2025 00:00 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064819 · ownership.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,257 Underlying: Common Stock · 2,257 shares Expires not disclosed F3 · derivative.exercise_price: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. F2 · shares: Table I, Column 5 of the reporting person's Form 4 filed on May 9, 2023, omitted 46 shares acquired through the dividend reinvestment plan. F3 · derivative.exercise_date: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. F3 · derivative.expiration_date: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. F4 · balance_after: Table 2, Column 9 of the reporting person's Form 4 filed on May 9, 2023, incorrectly included 2,655 restricted stock units that vested with a new grant of 2,257 restricted stock units for a total of 4,912 of derivative securities. Please see footnote 1 above. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:31 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028317 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,655 F1 · shares: Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. F2 · balance_after: Represents 2,655 shares of unvested restricted stock units. Read SEC document |
| May 09, 2022 Filed May 7, 2025 00:00 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionRestricted Stock Units · Derivative | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064819 · ownership.xml · derivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units. F1 · derivative.exercise_date: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units. F1 · derivative.expiration_date: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units. Read SEC document |
| May 09, 2022 Filed May 6, 2025 23:58 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantRestricted Stock Units · Derivative | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064817 · ownership.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,655 Underlying: Common Stock · 2,655 shares Expires not disclosed F2 · derivative.exercise_price: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. F2 · derivative.exercise_date: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. F2 · derivative.expiration_date: The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date. Read SEC document |
| March 28, 2022 Filed Mar 28, 2022 17:44 UTC | FirstMark Horizon Acquisition Corp. FMAC · Entity 128752 | Exercise / conversionClass B common stock · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-015613 · ownership.xml · derivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. F1 · kind: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). F3 · price: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. F3 · derivative.exercise_date: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. F3 · derivative.expiration_date: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. Read SEC document |
| March 28, 2022 Filed Mar 28, 2022 17:44 UTC | FirstMark Horizon Acquisition Corp. FMAC · Entity 128752 | Disposition to issuerClass A common stock | 24,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-015613 · ownership.xml · nonDerivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio. F2 · price: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio. Read SEC document |
| March 28, 2022 Filed Mar 28, 2022 17:44 UTC | FirstMark Horizon Acquisition Corp. FMAC · Entity 128752 | Exercise / conversionClass A common stock | 24,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-015613 · ownership.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). F1 · price: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:59 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029935 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: Represents 1,813 shares of unvested restricted stock units. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:39 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026807 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:40 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $51.87 | $181,545.00 |
DisclosureSEC source: 0001209191-19-035190 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% in 11 months from the grant date. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| June 04, 2019 Filed Jun 10, 2019 21:27 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $51.87 | $181,545.00 |
DisclosureSEC source: 0001209191-19-035889 · doc4a.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% in 11 months from the grant date. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:37 UTC | ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 | Disposition to issuerCommon Stock | 34,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-002312 · form4.xml · nonDerivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Restricted stock units representing the right to receive a total of 34,058 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 12,946 shares of MKS's common stock, in accordance with the terms of the Merger Agreement. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:37 UTC | ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 | Disposition to issuerCommon Stock | 68,875 | $30.00 | $2,066,250.00 |
DisclosureSEC source: 0001140361-19-002312 · form4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,058 F1 · price: 68,875 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 21:56 UTC | SendGrid, Inc. SEND · Entity 160560 | Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001209191-19-006483 · doc4.xml · derivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2027-04-03 F3 · balance_after: At the effective time of the Merger, the vesting of all unvested shares subject to the grant fully accelerated. The option was cancelled and converted into a right to receive 12,973 shares of Twilio Class A Common Stock. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 21:56 UTC | SendGrid, Inc. SEND · Entity 160560 | Disposition to issuerCommon Stock | 5,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006483 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization dated as of October 15, 2018, as amended on December 13, 2018 (the "Merger Agreement", and the transactions contemplated therein, the "Merger"), by and among the Issuer, Twilio Inc. ("Twilio") and Topaz Merger Subsidiary, Inc., whereby each share of Issuer common stock was canceled in exchange for 0.485 of a share of Twilio Class A Common Stock, with fractional shares being paid in cash. F2 · price: At the effective time of the Merger, the 5,651 restricted stock units (each an "RSU") held by the Reporting Person were cancelled and converted into a right to receive 2,740 fully-vested shares of Twilio Class A Common Stock. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:48 UTC | ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 | GrantCommon Stock | 5,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000726514-18-000041 · edgardoc.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,932.6623 F1 · shares: Time-Based Restricted Stock Units vest 100% of the total shares directly prior to the 2019 Annual Shareholder Meeting. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:22 UTC | SendGrid, Inc. SEND · Entity 160560 | GrantCommon Stock | 5,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035065 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,651 F1 · shares: Automatic non-discretionary grant to the Reporting Person of a restricted stock unit ("RSU") under the Issuer's 2017 Equity Incentive Plan (the "Plan") in accordance with the Issuer's non-employee director compensation policy. One hundred percent (100%) of the shares subject to the RSU shall vest on next annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service on such vesting date. F2 · shares: This filing relates to the grant of RSUs to the Reporting Person pursuant to the Plan, which plan is described in the Issuer's Registration Statement on Form S-1 (333-224121) declared effective by the Securities and Exchange Commission on April 5, 2018. All of the RSU shares are subject to a lock-up agreement between the Reporting Person and certain underwriters. Read SEC document |
| May 03, 2018 Filed May 7, 2018 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $61.48 | $368,880.00 |
DisclosureSEC source: 0001209191-18-028403 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: The restricted stock units granted on May 3, 2018 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2018 proxy. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 4,000 | $83.51 | $334,040.00 |
DisclosureSEC source: 0001209191-17-060700 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 17,000 F1 · balance_after: All shares transferred to Ball Family Trust Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 12:59 UTC | ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000726514-17-000055 · edgardoc.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,389.6623 F1 · shares: Time-Based Restricted Stock Units vest 100% of the shares on August 8, 2018. Read SEC document |
| May 05, 2017 Filed May 8, 2017 23:26 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 21,000 Read SEC document |
| May 05, 2017 Filed May 8, 2017 23:26 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F3 · shares: All shares transferred to Ball Family Trust Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:26 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| December 13, 2016 Filed Dec 29, 2016 21:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 5 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 13,000 F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing. Read SEC document |
| December 13, 2016 Filed Dec 29, 2016 21:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Sock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 4 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing. Read SEC document |
| November 15, 2016 Filed Dec 29, 2016 21:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,750 F2 · shares: Represents charitable contribution of shares. Read SEC document |
| November 11, 2016 Filed Dec 29, 2016 21:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 9,250 F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing. Read SEC document |
| November 11, 2016 Filed Dec 29, 2016 21:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GiftCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,250 F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.