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Vonne Elizabeth Karpinski

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19193
SEC CIK
0001923149

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CompanyLast reported asReport datePublished
ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497EVP, General CounselSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED ENERGY INDUSTRIES INC

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,177 Reported balance After 2026-09-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-08 · Sale · Disposed 632 · Balance 9,177

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2: Amount includes 40.984 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2: Amount includes 40.984 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 22:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 632 $288.14 $182,104.48
Disclosure

SEC source: 0001923149-26-000010 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,177

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2 · balance_after: Amount includes 40.984 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Read SEC document
August 27, 2026 Filed Aug 27, 2026 21:33 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 907 $290.05 $263,075.35
Disclosure

SEC source: 0001923149-26-000008 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,805

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2 · balance_after: Amount includes 36.885 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 16:46 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 908 $332.68 $302,073.44
Disclosure

SEC source: 0001923149-26-000006 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,712

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026

F2 · balance_after: Amount includes 36.885 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 16:47 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 966 $369.40 $356,840.40
Disclosure

SEC source: 0001923149-26-000004 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,616

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2025.

F2 · balance_after: Amount includes 33.198 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · derivative · entry 9

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,051

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F9 · shares: Represents 437 shares of phantom stock received as a result of the deferral of 437 RSUs previously granted on March 1, 2023 and reported in Table 1 and 590 shares of phantom stock received as a result of the deferral of 590 RSUs previously granted on March 1, 2025 and reported on Table 2.

F8 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F8 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 2,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · derivative · entry 8

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655

Underlying: Common Stock · 2,655 shares

Expires not disclosed

F7 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F7 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 2,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · derivative · entry 7

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,656

Underlying: Common Stock · 2,656 shares

Expires not disclosed

F6 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 1,967 $0.00 $0.00
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · derivative · entry 6

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,932

Underlying: Common Stock · 1,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 1, 2025, the reporting person was granted 5,899 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. Of the 1,967 vested shares, receipt of 590 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan").

F2 · derivative.exercise_date: On March 1, 2025, the reporting person was granted 5,899 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. Of the 1,967 vested shares, receipt of 590 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan").

F2 · derivative.expiration_date: On March 1, 2025, the reporting person was granted 5,899 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. Of the 1,967 vested shares, receipt of 590 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan").

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · derivative · entry 5

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 437 Not disclosed Not disclosed
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · nonDerivative · entry 4

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,579

F4 · price: In connection with the March 1, 2026 vesting of RSUs previously granted on March 1, 2023, the reporting person's receipt of 437 shares of common stock was deferred pursuant to the reporting person's election under the Plan, resulting in the reporting person's receipt of 437 shares of phantom stock.

F5 · balance_after: Amount includes 29.832 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 2,033 $335.57 $682,213.81
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · nonDerivative · entry 3

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,986

F3 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 1,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 1, 2025, the reporting person was granted 5,899 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. Of the 1,967 vested shares, receipt of 590 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan").

F2 · price: On March 1, 2025, the reporting person was granted 5,899 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. Of the 1,967 vested shares, receipt of 590 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan").

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:55 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001923149-26-000002 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

F1 · price: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 23:02 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 0.001 $329.76 $0.33
Disclosure

SEC source: 0001193125-26-067686 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,683

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2025.

F2 · balance_after: Represents 3,065 shares of unvested restricted stock units and 8,618 shares of common stock.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 23:02 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 964 $328.42 $316,596.88
Disclosure

SEC source: 0001193125-26-067686 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,683

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2025.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 2,148 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061768 · ownership.xml · derivative · entry 5

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,024

Underlying: Common Stock · 2,148 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F6 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

F6 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms on the Plan.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 5,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061768 · ownership.xml · derivative · entry 4

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F5 · derivative.exercise_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F5 · derivative.expiration_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 2,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-061768 · ownership.xml · nonDerivative · entry 3

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,647

F3 · price: In connection with the February 18, 2026 vesting of PSUs previously granted on March 1, 2023, the reporting person's receipt of 2,148 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 2,148 shares of phantom stock.

F4 · balance_after: Represents 3,065 shares of unvested restricted stock units and 9,582 shares of common stock.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 2,839 $314.12 $891,786.68
Disclosure

SEC source: 0001193125-26-061768 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,795

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 8,591 $314.12 $2,698,604.92
Disclosure

SEC source: 0001193125-26-061768 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2023 Long-Term Incentive Plan (the "2023 LTI Plan") and reported voluntarily on 3/3/2023, based on achievement of performance metrics under the 2023 LTI Plan. The shares were approved for a 2/18/2026 release by the Board of Directors.

Read SEC document
April 15, 2025 Filed Apr 15, 2025 23:00 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 749 $88.86 $66,556.14
Disclosure

SEC source: 0000950170-25-054400 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,043

F1 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

F2 · balance_after: Represents 3,065 shares of unvested restricted stock units and 5,978 of shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 438 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · derivative · entry 7

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876

Underlying: Common Stock · 438 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 5,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · derivative · entry 6

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,898

Underlying: Common Stock · 5,898 shares

Expires not disclosed

F6 · derivative.exercise_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

F6 · derivative.expiration_date: These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 5,899 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · derivative · entry 5

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,899

Underlying: Common Stock · 5,899 shares

Expires not disclosed

F5 · derivative.exercise_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · derivative · entry 4

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

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March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 438 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · nonDerivative · entry 3

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,792

F3 · price: In connection with the March 1, 2025 vesting of RSUs previously granted on March 1, 2023, the reporting person's receipt of 438 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 438 shares of phantom stock.

F4 · balance_after: Represents 4,779 shares of unvested restricted stock units and 5,013 shares of common stock.

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March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,431 $115.17 $164,808.27
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,230

F2 · shares: Payment of tax liability by withholding securities incident to vesting of RSUs.

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March 01, 2025 Filed Mar 5, 2025 01:27 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032815 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2024, the reporting person was granted 5,877 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.

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February 20, 2025 Filed Feb 21, 2025 23:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionPerformance Units · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025060 · ownership.xml · derivative · entry 3

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 4/19/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 4/19/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 4/19/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

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February 20, 2025 Filed Feb 21, 2025 23:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,495 $131.54 $196,652.30
Disclosure

SEC source: 0000950170-25-025060 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,702

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 5,217 shares of unvested restricted stock units and 4,485 shares of common stock.

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February 20, 2025 Filed Feb 21, 2025 23:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Exercise / conversionCommon Stock 3,310 $131.54 $435,397.40
Disclosure

SEC source: 0000950170-25-025060 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 4/19/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

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April 15, 2024 Filed Apr 17, 2024 15:57 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 750 $96.52 $72,390.00
Disclosure

SEC source: 0000950170-24-044979 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,887

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 5,217 unvested restricted stock units and 2,670 shares of common stock.

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March 01, 2024 Filed Mar 6, 2024 00:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPhantom Stock · Derivative 438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004463 · doc4.xml · derivative · entry 5

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 438 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F1 · price: In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 438 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 438 shares of phantom stock.

F6 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

F6 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.

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March 01, 2024 Filed Mar 6, 2024 00:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 5,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004463 · doc4.xml · derivative · entry 4

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,877

Underlying: Common Stock · 5,877 shares

Expires not disclosed

F5 · derivative.exercise_date: These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled.

F5 · derivative.expiration_date: These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled.

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March 01, 2024 Filed Mar 6, 2024 00:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantRestricted Stock Units · Derivative 5,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004463 · doc4.xml · derivative · entry 3

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,877

Underlying: Common Stock · 5,877 shares

Expires not disclosed

F4 · derivative.exercise_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.

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March 01, 2024 Filed Mar 6, 2024 00:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 574 $101.20 $58,088.80
Disclosure

SEC source: 0001209191-24-004463 · doc4.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,637

F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F3 · balance_after: Represents 6,933 unvested restricted stock units and 1,704 shares of common stock.

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March 01, 2024 Filed Mar 6, 2024 00:18 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Disposition to issuerCommon Stock 438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004463 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,211

F1 · price: In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 438 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 438 shares of phantom stock.

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April 17, 2023 Filed Apr 19, 2023 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 752 $91.23 $68,604.96
Disclosure

SEC source: 0001209191-23-024873 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,649

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,685 shares of unvested restricted stock units and 964 shares of common stock.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 5,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015819 · doc4.xml · derivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Underlying: Common Stock · 5,255 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 5,255 $93.47 $491,184.85
Disclosure

SEC source: 0001209191-23-015819 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

F1 · shares: Employee Restricted Stock units granted 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 10,401 shares of unvested restricted stock units.

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April 15, 2022 Filed Apr 19, 2022 20:19 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024750 · doc4.xml · derivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2022 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

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April 15, 2022 Filed Apr 19, 2022 20:19 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 5,146 $73.98 $380,701.08
Disclosure

SEC source: 0001209191-22-024750 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

F1 · shares: Employee Restricted Stock units granted 4/15/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 5,146 shares of unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.