Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 16, 2023 22:03 UTC |
Koganov MichaelDirector
|
GrantCommon Stock | 128,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005190 · doc1.xml · nonDerivative · entry 1 Koganov Michael · CIK 0001825428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,714 F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 22:11 UTC |
SANDERS RICHARD M.Director
|
GrantCommon Stock | 128,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005200 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,686 F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 17:05 UTC |
SALHANY LUCILLE SDirector
|
GrantCommon Stock | 27,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017749 · doc1.xml · nonDerivative · entry 1 SALHANY LUCILLE S · CIK 0001231076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,612 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:29 UTC |
ZERCHER MICHAELPresident and COO
|
SaleCommon Stock | 370,789 | $1.35 | $500,565.15 |
DisclosureSEC source: 0001567619-22-016992 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,938 F1 · kind: Sales made pursuant to 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.39 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:18 UTC |
FRANZINO JOHNChief Administrative Officer
|
SaleCommon Stock | 20,324 | $1.69 | $34,443.08 |
DisclosureSEC source: 0001567619-22-012980 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,574 F1 · price: Shares sold to pay taxes upon vesting of restricted stock units. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.68 to $1.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:39 UTC |
SULLIVAN NORA BDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 100,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001567619-22-011189 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:39 UTC |
SULLIVAN NORA BDirector
|
Exercise / conversionCommon Stock | 100,000 | $1.39 | $139,000.00 |
DisclosureSEC source: 0001567619-22-011189 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:01 UTC |
SULLIVAN NORA BDirector
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007396 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,707 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:05 UTC |
Johnson Anthony L.Director
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007401 · doc1.xml · nonDerivative · entry 1 Johnson Anthony L. · CIK 0001880142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,808 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:57 UTC |
MISH JAMES AChief Executive Officer
|
GrantCommon Stock | 950,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007392 · doc1.xml · nonDerivative · entry 2 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050,205 F2 · shares: The restricted stock units vest 50% on the one year anniversary of the date of grant and 50% on the two year anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:57 UTC |
MISH JAMES AChief Executive Officer
|
GrantCommon Stock | 431,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007392 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,205 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:59 UTC |
FRANZINO JOHNChief Administrative Officer
|
GrantCommon Stock | 120,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007394 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,871 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:53 UTC Amendment |
ZERCHER MICHAELPresident and COO
|
GrantCommon Stock | 210,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007407 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,727 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. F2 · acquired: This amendment is filed solely to correct the prior Form 4 to show that the restricted stock units were acquired by the reporting person. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:58 UTC |
ZERCHER MICHAELPresident and COO
|
GrantCommon Stock | 210,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007393 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,727 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:00 UTC |
Fitzgerald Richard FChief Financial Officer
|
GrantCommon Stock | 124,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007395 · doc1.xml · nonDerivative · entry 1 Fitzgerald Richard F · CIK 0001459933 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,722 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:05 UTC |
Koganov MichaelDirector
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007400 · doc1.xml · nonDerivative · entry 1 Koganov Michael · CIK 0001825428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,372 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:02 UTC |
FLEET CLIFFORD BDirector
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007398 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,195 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:03 UTC |
O'BRIEN ROGER DDirector
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007399 · doc1.xml · nonDerivative · entry 1 O'BRIEN ROGER D · CIK 0001800264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,595 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:01 UTC |
SANDERS RICHARD M.Director
|
GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007397 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,344 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2022 Filed Feb 10, 2023 16:37 UTC |
MISH JAMES ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 63,405 | $2.35 | $149,001.75 |
DisclosureSEC source: 0001567619-23-002389 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,800 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from vesting of Restricted Stock Units. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 21:31 UTC |
FLEET CLIFFORD BDirector
|
GiftCommon Stock | 29,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-154725 · tm2136575d1_4seq1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,387 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:28 UTC |
ZERCHER MICHAELPresident and COO
|
SaleCommon Stock | 23,147 | $2.16 | $50,036.87 |
DisclosureSEC source: 0001567619-21-022193 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,985 F1 · shares: Represents shares sold to satisfy taxes resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.15 to $2.185. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 16:33 UTC |
MISH JAMES AChief Executive Officer
|
PurchaseCommon Stock | 20,000 | $2.88 | $57,600.00 |
DisclosureSEC source: 0001567619-21-017666 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,475 Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 17:01 UTC |
Johnson Anthony L.Director
|
GrantRestricted Stock Units | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016370 · doc1.xml · nonDerivative · entry 1 Johnson Anthony L. · CIK 0001880142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:31 UTC |
MISH JAMES AChief Executive Officer
|
Tax withholdingCommon Stock | 66,525 | $4.50 | $299,362.50 |
DisclosureSEC source: 0001567619-21-012570 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,475 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:23 UTC |
FLEET CLIFFORD BDirector
|
SaleCommon Stock | 125,000 | $4.78 | $597,500.00 |
DisclosureSEC source: 0001567619-21-012023 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,932 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.67 to $4.92, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:09 UTC | Tax withholdingCommon Stock | 8,838 | $5.00 | $44,190.00 |
DisclosureSEC source: 0001567619-21-011967 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,987 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
|
| April 30, 2021 Filed May 3, 2021 16:18 UTC | Tax withholdingCommon Stock | 16,175 | $4.68 | $75,699.00 |
DisclosureSEC source: 0001567619-21-008860 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,825 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
|
| March 31, 2021 Filed Mar 31, 2021 16:37 UTC |
MISH JAMES AChief Executive Officer
|
PurchaseRestricted Stock Units | 15,000 | $3.23 | $48,450.00 |
DisclosureSEC source: 0001567619-21-007309 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,000 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 12:39 UTC Amendment |
MISH JAMES AChief Executive Officer
|
PurchaseCommon Stock | 15,000 | $3.23 | $48,450.00 |
DisclosureSEC source: 0001567619-21-007359 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,000 F1 · security: The amendment is being filed solely to correct the form to reflect a purchase of common stock. Read SEC document |
| March 23, 2021 Filed Mar 23, 2021 17:02 UTC |
ZERCHER MICHAELPresident and COO
|
Disposition to issuerRestricted Stock Units | 215,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · nonDerivative · entry 2 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,132 F2 · price: Forfeiture of restricted stock units to the issuer for no value. Read SEC document |
| March 19, 2021 Filed Mar 19, 2021 20:07 UTC |
SANDERS RICHARD M.Director
|
GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006686 · doc1.xml · nonDerivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,536 F3 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:21 UTC |
SULLIVAN NORA BDirector
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006750 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,899 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:31 UTC |
FLEET CLIFFORD BDirector
|
GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006758 · doc1.xml · nonDerivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,932 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:26 UTC |
O'BRIEN ROGER DDirector
|
GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006754 · doc1.xml · nonDerivative · entry 1 O'BRIEN ROGER D · CIK 0001800264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,787 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:23 UTC |
Koganov MichaelDirector
|
GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006752 · doc1.xml · nonDerivative · entry 1 Koganov Michael · CIK 0001825428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,564 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:06 UTC |
MISH JAMES AChief Executive Officer
|
GrantRestricted Stock Units | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006805 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:04 UTC | GrantRestricted Common Stock Units | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006803 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
|
| March 19, 2021 Filed Mar 23, 2021 17:02 UTC |
ZERCHER MICHAELPresident and COO
|
GrantStock option (right to buy) · Derivative | 85,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · derivative · entry 3 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2031-03-19 F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:02 UTC |
ZERCHER MICHAELPresident and COO
|
GrantRestricted Stock Units | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,953 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:31 UTC |
FLEET CLIFFORD BDirector
|
GiftCommon Stock | 45,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006758 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,368 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:07 UTC |
SANDERS RICHARD M.Director
|
SaleCommon Stock | 47,227 | $2.72 | $128,457.44 |
DisclosureSEC source: 0001567619-21-006686 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,972 F1 · shares: Shares sold to pay taxes due upon vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.69 to $2.76, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:31 UTC |
O'BRIEN ROGER DDirector
|
PurchaseCommon Stock | 52,400 | $2.86 | $149,864.00 |
DisclosureSEC source: 0001567619-21-006494 · doc1.xml · nonDerivative · entry 1 O'BRIEN ROGER D · CIK 0001800264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,223 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.85 to $2.88 inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 16:09 UTC |
SULLIVAN NORA BDirector
|
GrantNon-Qualified Stock Option · Derivative | 150,000 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0001567619-21-006397 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-03-12 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:25 UTC |
SULLIVAN NORA BDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 138,376 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001567619-21-005020 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,376 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:25 UTC |
SULLIVAN NORA BDirector
|
Exercise / conversionCommon Stock | 138,376 | $0.95 | $131,457.20 |
DisclosureSEC source: 0001567619-21-005020 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:14 UTC |
SANDERS RICHARD M.Director
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 138,376 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001567619-21-005013 · doc1.xml · derivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,376 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:14 UTC |
SANDERS RICHARD M.Director
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Exercise / conversionCommon Stock | 138,376 | $0.95 | $131,457.20 |
DisclosureSEC source: 0001567619-21-005013 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2020 Filed Dec 15, 2020 16:50 UTC |
ZERCHER MICHAELPresident and COO
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Tax withholdingCommon Stock | 18,583 | $2.54 | $47,200.82 |
DisclosureSEC source: 0001567619-20-021101 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,953 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 14:32 UTC |
MISH JAMES AChief Executive Officer
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PurchaseCommon Stock | 100,000 | $0.93 | $92,800.00 |
DisclosureSEC source: 0001567619-20-019947 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.919 to $0.930, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.