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Nasdaq · USD

XEL

XCEL ENERGY INC

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Tapewire entity
3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 23:01 UTC Tax withholdingCommon Stock 987.241 $43.28 $42,727.79
Disclosure

SEC source: 0001140361-18-012064 · doc1.xml · nonDerivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,714

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:54 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Tax withholdingCommon Stock 7,309.44 $43.28 $316,352.56
Disclosure

SEC source: 0001140361-18-012056 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,500.854

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:20 UTC
O'Connor Timothy JohnSenior VP and CNO
GrantPhantom Stock · Derivative 1,788.76 $44.77 Strike: $0.00 $80,082.79
Disclosure

SEC source: 0001140361-18-010614 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,255.89

Underlying: Common Stock · 1,788.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

F4 · balance_after: Amount reflects aggregate holdings as of February 26, 2018 and includes adjustments made by the Plan administrator to previously reported holdings, which were reported on filings dated February 20, 2018 and February 22, 2018.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:17 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 3,578.753 $44.77 Strike: $0.00 $160,220.77
Disclosure

SEC source: 0001140361-18-010611 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,763.76

Underlying: Common Stock · 3,578.753 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

F4 · balance_after: Amount reflects aggregate holdings as of February 26, 2018 and includes adjustments made by the Plan administrator to previously reported holdings, which were reported on a filing dated February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 02:14 UTC
Savage Jeffrey SSVP & Controller
Tax withholdingCommon Stock 3,755.086 $44.68 $167,777.24
Disclosure

SEC source: 0001140361-18-009719 · doc1.xml · nonDerivative · entry 3

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,591.435

F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:18 UTC
O'Connor Timothy JohnSenior VP and CNO
Exercise / conversionRestricted Stock Units · Derivative 3,671.656 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009725 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,671.656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,323 units.

F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,323 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:18 UTC
O'Connor Timothy JohnSenior VP and CNO
GrantPhantom Stock · Derivative 19,713 $44.68 Strike: $0.00 $880,776.84
Disclosure

SEC source: 0001140361-18-009725 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,985.672

Underlying: Common Stock · 19,713 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:18 UTC
O'Connor Timothy JohnSenior VP and CNO
Tax withholdingCommon Stock 2,149.1 $44.68 $96,021.79
Disclosure

SEC source: 0001140361-18-009725 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876.195

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:18 UTC
O'Connor Timothy JohnSenior VP and CNO
Exercise / conversionCommon Stock 3,671.656 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009725 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,025.295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:18 UTC
O'Connor Timothy JohnSenior VP and CNO
GrantCommon Stock 237.222 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009725 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,353.639

F1 · balance_after: This amount also includes 50.195 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Exercise / conversionRestricted Stock Units · Derivative 2,141.339 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009724 · doc1.xml · derivative · entry 5

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,141.339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,938 units.

F6 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F6 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,938 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GrantPhantom Stock · Derivative 7,579 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009724 · doc1.xml · derivative · entry 4

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,116.424

Underlying: Common Stock · 7,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Tax withholdingCommon Stock 2,813.765 $44.68 $125,719.02
Disclosure

SEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 3

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460.331

F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Exercise / conversionCommon Stock 2,141.339 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 2

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,274.096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GrantCommon Stock 4,197.426 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,132.757

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionRestricted Stock Units · Derivative 1,469.545 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009723 · doc1.xml · derivative · entry 6

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,469.545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,330 units.

F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,330 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 7,885 $44.68 Strike: $0.00 $352,301.80
Disclosure

SEC source: 0001140361-18-009723 · doc1.xml · derivative · entry 5

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,199.388

Underlying: Common Stock · 7,885 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 638.632 $44.68 $28,534.08
Disclosure

SEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 3

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434.747

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionCommon Stock 1,469.545 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 2

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,073.379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:17 UTC
Clark Christopher BPresident, NSPM
GrantCommon Stock 2,780.087 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,603.834

F1 · balance_after: This amount also includes 84.616 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:16 UTC
Larson Kent TEVP & Group Pres, Operations
Exercise / conversionRestricted Stock Units · Derivative 6,424.02 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009722 · doc1.xml · derivative · entry 6

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,424.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units.

F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:16 UTC
Larson Kent TEVP & Group Pres, Operations
GrantPhantom Stock · Derivative 10,349 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009722 · doc1.xml · derivative · entry 5

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,013.961

Underlying: Common Stock · 10,349 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:16 UTC
Larson Kent TEVP & Group Pres, Operations
Tax withholdingCommon Stock 14,863.582 $44.68 $664,104.84
Disclosure

SEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 3

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,797.576

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:16 UTC
Larson Kent TEVP & Group Pres, Operations
Exercise / conversionCommon Stock 6,424.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 2

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,661.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:16 UTC
Larson Kent TEVP & Group Pres, Operations
GrantCommon Stock 24,981.562 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,237.138

F1 · balance_after: This amount also includes 34.919 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:15 UTC
Wilensky Scott MEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,200.87 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009721 · doc1.xml · derivative · entry 6

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,707 units.

F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,707 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:15 UTC
Wilensky Scott MEVP & General Counsel
GrantPhantom Stock · Derivative 2,539 $44.68 Strike: $0.00 $113,442.52
Disclosure

SEC source: 0001140361-18-009721 · doc1.xml · derivative · entry 5

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146.998

Underlying: Common Stock · 2,539 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:15 UTC
Wilensky Scott MEVP & General Counsel
Tax withholdingCommon Stock 7,917.891 $44.68 $353,771.37
Disclosure

SEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 3

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,589.577

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:15 UTC
Wilensky Scott MEVP & General Counsel
Exercise / conversionCommon Stock 5,200.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 2

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,507.468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:15 UTC
Wilensky Scott MEVP & General Counsel
GrantCommon Stock 26,063.021 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,306.598

F1 · balance_after: This amount also includes 3,231.691 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Hudson David TPresident, SPS
Exercise / conversionRestricted Stock Units · Derivative 1,224.253 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009720 · doc1.xml · derivative · entry 6

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,224.253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units.

F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Hudson David TPresident, SPS
GrantPhantom Stock · Derivative 3,285 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009720 · doc1.xml · derivative · entry 5

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,734.26

Underlying: Common Stock · 3,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

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February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Hudson David TPresident, SPS
Tax withholdingCommon Stock 1,481.373 $44.68 $66,187.75
Disclosure

SEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 3

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,756.353

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Hudson David TPresident, SPS
Exercise / conversionCommon Stock 1,224.253 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 2

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,237.726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Hudson David TPresident, SPS
GrantCommon Stock 3,444.12 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,013.473

F1 · balance_after: This amount also includes 199.826 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Savage Jeffrey SSVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,530.317 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009719 · doc1.xml · derivative · entry 5

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,530.317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,385 units.

F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,385 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Savage Jeffrey SSVP & Controller
Exercise / conversionCommon Stock 1,530.317 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009719 · doc1.xml · nonDerivative · entry 2

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,346.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:14 UTC
Savage Jeffrey SSVP & Controller
GrantCommon Stock 8,411.769 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009719 · doc1.xml · nonDerivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,816.204

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:13 UTC Exercise / conversionRestricted Stock Units · Derivative 6,424.02 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009718 · doc1.xml · derivative · entry 5

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,424.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units.

F6 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F6 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:13 UTC Tax withholdingCommon Stock 18,867.123 $44.68 $842,983.06
Disclosure

SEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 3

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,701.241

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:13 UTC Exercise / conversionCommon Stock 6,424.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 2

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,568.364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:13 UTC GrantCommon Stock 35,332.103 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,144.344

F1 · balance_after: This amount also includes 17.417 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionRestricted Stock Units · Derivative 1,224.253 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009717 · doc1.xml · derivative · entry 5

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,224.253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units.

F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Stoering Mark EPresident, NSPW
Tax withholdingCommon Stock 3,072.337 $44.68 $137,272.02
Disclosure

SEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 3

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,306

F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionCommon Stock 1,224.253 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 2

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,378.337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Stoering Mark EPresident, NSPW
GrantCommon Stock 6,730.084 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,154.084

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Eves David LEVP & Grp Pres, Utilities
Exercise / conversionRestricted Stock Units · Derivative 2,386.633 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009716 · doc1.xml · derivative · entry 5

Eves David L · CIK 0001384582 · EVP & Grp Pres, Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,386.633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,160 units.

F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,160 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Eves David LEVP & Grp Pres, Utilities
Tax withholdingCommon Stock 6,221.791 $44.68 $277,989.62
Disclosure

SEC source: 0001140361-18-009716 · doc1.xml · nonDerivative · entry 3

Eves David L · CIK 0001384582 · EVP & Grp Pres, Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,282.861

F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Eves David LEVP & Grp Pres, Utilities
Exercise / conversionCommon Stock 2,386.633 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009716 · doc1.xml · nonDerivative · entry 2

Eves David L · CIK 0001384582 · EVP & Grp Pres, Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,504.652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:12 UTC
Eves David LEVP & Grp Pres, Utilities
GrantCommon Stock 6,561.579 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009716 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP & Grp Pres, Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,118.019

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.