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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 21, 2019 23:51 UTC Exercise / conversionRestricted Stock Units · Derivative 6,464.241 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005175 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,464.241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,925 units.

F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:51 UTC Tax withholdingCommon Stock 18,946.021 $53.46 $1,012,854.28
Disclosure

SEC source: 0001567619-19-005175 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,435.133

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:51 UTC Exercise / conversionCommon Stock 6,464.241 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005175 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,381.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:51 UTC GrantCommon Stock 43,641.78 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005175 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,916.913

F1 · balance_after: This amount also includes 443.859 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:49 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Exercise / conversionRestricted Stock Units · Derivative 2,157.281 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005197 · doc1.xml · derivative · entry 5

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,157.281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,961 units.

F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:49 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GrantPhantom Stock · Derivative 6,318 $53.46 Strike: $0.00 $337,760.28
Disclosure

SEC source: 0001567619-19-005197 · doc1.xml · derivative · entry 4

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799.537

Underlying: Common Stock · 6,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:49 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Tax withholdingCommon Stock 779.343 $53.46 $41,663.68
Disclosure

SEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 3

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,808

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:49 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
Exercise / conversionCommon Stock 2,157.281 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 2

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,587.343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:49 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GrantCommon Stock 152.062 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,430.062

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:45 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,664.439 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005195 · doc1.xml · derivative · entry 5

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,664.439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,513 units.

F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:45 UTC
Savage Jeffrey SSVP and Controller
Tax withholdingCommon Stock 2,133.05 $53.46 $114,032.85
Disclosure

SEC source: 0001567619-19-005195 · doc1.xml · nonDerivative · entry 3

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,114.435

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:45 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionCommon Stock 1,664.439 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005195 · doc1.xml · nonDerivative · entry 2

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,247.485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:45 UTC
Savage Jeffrey SSVP and Controller
GrantCommon Stock 4,991.611 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005195 · doc1.xml · nonDerivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,583.046

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:42 UTC
Hudson David TPresident, SPS
Exercise / conversionRestricted Stock Units · Derivative 1,233.204 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005193 · doc1.xml · derivative · entry 6

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,233.204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,121 units.

F8 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F8 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:42 UTC
Hudson David TPresident, SPS
GrantPhantom Stock · Derivative 6,319 $53.46 Strike: $0.00 $337,813.74
Disclosure

SEC source: 0001567619-19-005193 · doc1.xml · derivative · entry 5

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,681.738

Underlying: Common Stock · 6,319 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:42 UTC
Hudson David TPresident, SPS
Tax withholdingCommon Stock 444.29 $53.46 $23,751.74
Disclosure

SEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 3

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,614.815

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:42 UTC
Hudson David TPresident, SPS
Exercise / conversionCommon Stock 1,233.204 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 2

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,059.105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:42 UTC
Hudson David TPresident, SPS
GrantCommon Stock 152.086 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,825.901

F1 · balance_after: This amount also includes 303.027 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:38 UTC
Yake AlicePresident, PSCo
Exercise / conversionRestricted Stock Units · Derivative 2,514.811 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005191 · doc1.xml · derivative · entry 4

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,514.811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects 458 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:38 UTC
Yake AlicePresident, PSCo
Tax withholdingCommon Stock 731.811 $53.46 $39,122.62
Disclosure

SEC source: 0001567619-19-005191 · doc1.xml · nonDerivative · entry 2

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424.043

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:38 UTC
Yake AlicePresident, PSCo
Exercise / conversionCommon Stock 2,514.811 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005191 · doc1.xml · nonDerivative · entry 1

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155.854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: This amount also includes 38.043 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:34 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionRestricted Stock Units · Derivative 1,633.637 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005188 · doc1.xml · derivative · entry 5

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,633.637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,485 units.

F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:34 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 4,029.691 $53.46 $215,427.28
Disclosure

SEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 3

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,822.178

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:34 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionCommon Stock 1,633.637 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 2

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,851.869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:34 UTC
Clark Christopher BPresident, NSPM
GrantCommon Stock 9,907.054 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,218.232

F1 · balance_after: This amount also includes 145.385 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:30 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionRestricted Stock Units · Derivative 1,233.204 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005185 · doc1.xml · derivative · entry 5

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,233.204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,121 units.

F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:30 UTC
Stoering Mark EPresident, NSPW
Tax withholdingCommon Stock 1,558.219 $53.46 $83,302.39
Disclosure

SEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 3

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,679

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:30 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionCommon Stock 1,233.204 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 2

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,237.219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:30 UTC
Stoering Mark EPresident, NSPW
GrantCommon Stock 3,698.015 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,004.015

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:20 UTC Exercise / conversionRestricted Stock Units · Derivative 4,314.561 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005183 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,314.561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,922 units.

F8 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F8 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:20 UTC GrantPhantom Stock · Derivative 12,637 $53.46 Strike: $0.00 $675,574.02
Disclosure

SEC source: 0001567619-19-005183 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,146.852

Underlying: Common Stock · 12,637 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:20 UTC Tax withholdingCommon Stock 1,557.686 $53.46 $83,273.89
Disclosure

SEC source: 0001567619-19-005183 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,721.763

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:20 UTC Exercise / conversionCommon Stock 4,314.561 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005183 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,279.449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:20 UTC GrantCommon Stock 304.125 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005183 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,964.888

F1 · balance_after: This amount also includes 35.578 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Eves David LEVP and Group President Utilit
Exercise / conversionRestricted Stock Units · Derivative 2,404.802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005181 · doc1.xml · derivative · entry 5

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,404.802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,186 units.

F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Eves David LEVP and Group President Utilit
Tax withholdingCommon Stock 4,216.455 $53.46 $225,411.68
Disclosure

SEC source: 0001567619-19-005181 · doc1.xml · nonDerivative · entry 3

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,680.861

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

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February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Eves David LEVP and Group President Utilit
Exercise / conversionCommon Stock 2,404.802 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005181 · doc1.xml · nonDerivative · entry 2

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,897.316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

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February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Eves David LEVP and Group President Utilit
GrantCommon Stock 7,209.653 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005181 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,492.514

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February 19, 2019 Filed Feb 22, 2019 00:11 UTC
Figoli DarlaSVP, Chief Human Resources Off
Exercise / conversionRestricted Stock Units · Derivative 2,865.74 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005179 · doc1.xml · derivative · entry 5

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,865.74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the award was last reported on Form 3 totaling 66.433 units.

F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

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February 19, 2019 Filed Feb 22, 2019 00:11 UTC
Figoli DarlaSVP, Chief Human Resources Off
Tax withholdingCommon Stock 6,502.203 $53.46 $347,607.77
Disclosure

SEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 3

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,769.318

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

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February 19, 2019 Filed Feb 22, 2019 00:11 UTC
Figoli DarlaSVP, Chief Human Resources Off
Exercise / conversionCommon Stock 2,865.74 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 2

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,271.521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

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February 19, 2019 Filed Feb 22, 2019 00:11 UTC
Figoli DarlaSVP, Chief Human Resources Off
GrantCommon Stock 11,821.463 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 1

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,405.781

F1 · balance_after: This amount also includes 35.934 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

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February 19, 2019 Filed Feb 22, 2019 00:07 UTC
Wilensky Scott MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,392.652 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005177 · doc1.xml · derivative · entry 6

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,392.652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F6 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,902 units.

F7 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F7 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

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February 19, 2019 Filed Feb 22, 2019 00:07 UTC
Wilensky Scott MEVP and General Counsel
GrantPhantom Stock · Derivative 3,949 $53.46 Strike: $0.00 $211,113.54
Disclosure

SEC source: 0001567619-19-005177 · doc1.xml · derivative · entry 5

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,924.315

Underlying: Common Stock · 3,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F4 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F4 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund.

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February 19, 2019 Filed Feb 22, 2019 00:07 UTC
Wilensky Scott MEVP and General Counsel
Tax withholdingCommon Stock 8,002.568 $53.46 $427,817.29
Disclosure

SEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 3

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,667.551

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:07 UTC
Wilensky Scott MEVP and General Counsel
Exercise / conversionCommon Stock 5,392.652 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 2

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,670.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:07 UTC
Wilensky Scott MEVP and General Counsel
GrantCommon Stock 12,227.916 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,277.467

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:46 UTC
Larson Kent TEVP, Group Pres, Operations
Exercise / conversionRestricted Stock Units · Derivative 7,580.734 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005173 · doc1.xml · derivative · entry 5

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,580.734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,891 units.

F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:46 UTC
Larson Kent TEVP, Group Pres, Operations
Tax withholdingCommon Stock 13,708.677 $53.46 $732,865.87
Disclosure

SEC source: 0001567619-19-005173 · doc1.xml · nonDerivative · entry 3

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,354

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:46 UTC
Larson Kent TEVP, Group Pres, Operations
Exercise / conversionCommon Stock 7,580.734 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-005173 · doc1.xml · nonDerivative · entry 2

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,062.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.