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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Savage Jeffrey SSVP and Controller
GrantCommon Stock 4,092.723 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004447 · doc1.xml · nonDerivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,506.158

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Frenzel RobertPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 6,528.714 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004443 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,528.714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,004 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Frenzel RobertPresident and COO
Tax withholdingCommon Stock 20,875.675 $61.54 $1,284,689.04
Disclosure

SEC source: 0001567619-21-004443 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,682.858

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Frenzel RobertPresident and COO
Exercise / conversionCommon Stock 6,528.714 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004443 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,558.533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Frenzel RobertPresident and COO
GrantCommon Stock 35,898.961 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004443 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,029.819

F1 · balance_after: The amount includes 257.914 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report and excludes 0.05 shares of stock that were inadvertently included in the reporting person's last report.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantPhantom Stock · Derivative 533 $61.54 $32,800.82
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Common Stock · 533 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Exercise / conversionRestricted Stock Units · Derivative 910.148 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 910.148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F3 · shares: Number of units shown reflects 22.919 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F4 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F4 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Tax withholdingCommon Stock 1,372.004 $61.54 $84,433.13
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,206

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Exercise / conversionCommon Stock 910.148 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,578.004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantCommon Stock 2,195.856 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,667.856

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 32,410.874 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004440 · doc1.xml · derivative · entry 5

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,410.874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,806 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
Tax withholdingCommon Stock 63,276.255 $61.54 $3,894,020.73
Disclosure

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,098

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
Exercise / conversionCommon Stock 32,410.874 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,374.255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
GrantCommon Stock 97,230.381 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,963.381

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:22 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
SaleCommon Stock 3,711 $63.45 $235,462.95
Disclosure

SEC source: 0001567619-21-002026 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,472

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.33 to $63.62, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:52 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,132.984 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001389 · doc1.xml · derivative · entry 4

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,132.984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on January 20, 2021.

F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on January 20, 2021.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:52 UTC
Van Abel Brian JEVP, Chief Financial Officer
Tax withholdingCommon Stock 617.472 $65.43 $40,401.19
Disclosure

SEC source: 0001567619-21-001389 · doc1.xml · nonDerivative · entry 2

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184.599

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:52 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,132.984 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-001389 · doc1.xml · nonDerivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802.583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: This amount includes 444.814 shares of stock acquired since the reporting persons last report pursuance to the reinvestment of dividends.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:58 UTC
Stoering Mark EPresident, NSPW
GrantRestricted Stock Units · Derivative 716 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000608 · doc1.xml · derivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

Underlying: Common Stock · 716 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:57 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000605 · doc1.xml · derivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 4,722 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:56 UTC
Savage Jeffrey SSVP and Controller
GrantRestricted Stock Units · Derivative 990 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000603 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

Underlying: Common Stock · 990 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:55 UTC
Rome Amanda JEVP, General Counsel
GrantRestricted Stock Units · Derivative 3,199 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000600 · doc1.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199

Underlying: Common Stock · 3,199 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:53 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000598 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:53 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
GrantRestricted Stock Units · Derivative 3,504 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000597 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504

Underlying: Common Stock · 3,504 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:51 UTC
Yake AlicePresident, PSCo
GrantRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000592 · doc1.xml · derivative · entry 1

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 1,112 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:51 UTC
Frenzel RobertPresident and COO
GrantRestricted Stock Units · Derivative 6,778 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000591 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,778

Underlying: Common Stock · 6,778 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:48 UTC
Hudson David TPresident, SPS
GrantRestricted Stock Units · Derivative 747 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000585 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

Underlying: Common Stock · 747 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 27,414 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000588 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,414

Underlying: Common Stock · 27,414 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:47 UTC
Figoli DarlaEVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 1,661 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000582 · doc1.xml · derivative · entry 1

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Underlying: Common Stock · 1,661 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:40 UTC
Clark Christopher BPresident, NSPM
GrantRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000566 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 1,112 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:44 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 3,427 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000575 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,427

Underlying: Common Stock · 3,427 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 23:17 UTC GrantCommon Stock 266.904 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021657 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,875.147

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 266.904 stock equivalent units, 222.42 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 44.484 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 413.523 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 23:13 UTC GrantCommon Stock 626.644 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021653 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,906.853

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 626.644 stock equivalent units, 522.203 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 104.441 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 594.374 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 23:15 UTC GrantCommon Stock 533.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021655 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,987.032

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 533.808 stock equivalent units, 444.84 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 88.968 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 806.098 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 23:11 UTC GrantCommon Stock 533.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021651 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198.847

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 533.808 stock equivalent units, 444.84 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 88.968 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 0.259 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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December 28, 2020 Filed Dec 29, 2020 23:08 UTC GrantCommon Stock 603.435 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021647 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,792.55

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 603.435 stock equivalent units, 502.863 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 100.572 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 348.881 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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December 28, 2020 Filed Dec 29, 2020 23:05 UTC GrantCommon Stock 487.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021643 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321.627

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 487.39 stock equivalent units, 406.158 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 81.232 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 0.002 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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December 28, 2020 Filed Dec 29, 2020 23:02 UTC
Casey LynnDirector
GrantCommon Stock 487.39 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021641 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,497.979

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 487.39 stock equivalent units, 406.158 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 81.232 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 68.847 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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November 17, 2020 Filed Dec 1, 2020 20:53 UTC
Williams KimDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020453 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,776.166

F1 · balance_after: Includes 1,097.739 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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November 17, 2020 Filed Feb 18, 2021 23:28 UTC Amendment
Williams KimDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004467 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,058.056

F1 · balance_after: Includes 1,097.739 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents and 281.89 additional shares acquired between April 2014 and October 2020 through the reinvestment of dividends that were inadvertently omitted from the reporting person's prior filings.

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October 29, 2020 Filed Nov 2, 2020 22:05 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
SaleCommon Stock 5,959 $69.66 $415,116.45
Disclosure

SEC source: 0001567619-20-018553 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,183

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.78, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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September 28, 2020 Filed Sep 29, 2020 22:14 UTC GrantCommon Stock 251.825 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017215 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,194.72

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 251.825 stock equivalent units, 209.854 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 41.971 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 441.880 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2020 Filed Sep 29, 2020 22:12 UTC GrantCommon Stock 503.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-017213 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,647.126

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 503.65 stock equivalent units, 419.708 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 83.942 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 861.285 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2020 Filed Sep 29, 2020 22:09 UTC GrantCommon Stock 591.241 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017211 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,685.835

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 591.241 stock equivalent units, 492.701 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 98.540 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 633.511 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2020 Filed Sep 29, 2020 22:06 UTC GrantCommon Stock 503.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-017209 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664.78

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 503.65 stock equivalent units, 419.708 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 83.942 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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September 28, 2020 Filed Sep 29, 2020 22:05 UTC GrantCommon Stock 569.343 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-017207 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,840.234

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 569.343 stock equivalent units, 474.453 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 94.891 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 369.205 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2020 Filed Sep 29, 2020 22:03 UTC GrantCommon Stock 219.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-017205 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834.235

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 219.93 stock equivalent units, 183.275 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 36.655 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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September 28, 2020 Filed Sep 29, 2020 22:00 UTC
Casey LynnDirector
GrantCommon Stock 459.854 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017203 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,941.742

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 459.854 stock equivalent units, 383.212 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 76.642 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 70.627 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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August 18, 2020 Filed Aug 19, 2020 20:59 UTC GrantCommon Stock 1,614.305 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015766 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614.305

F1 · shares: Equity award granted in the form of shares of common stock or stock equivalent units payable in shares of common stock following termination of the reporting person's service as a director in accordance with the director's election. Includes 0.305 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

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August 13, 2020 Filed Aug 17, 2020 22:37 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman and CEO
SaleCommon Stock 99,798 $71.31 $7,116,345.89
Disclosure

SEC source: 0001567619-20-015649 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,733

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.96 to $71.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.