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Nasdaq · USD

WKHS

Workhorse Group Inc.

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7322
SEC CIK
0001425287
Parsed reports
402

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025023
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2022 Filed Dec 1, 2022 23:41 UTC
Graber John WesleyPresident, Aerospace
Tax withholdingCommon Stock, $0.001 par value per share 1,812 $2.32 $4,203.84
Disclosure

SEC source: 0001425287-22-000116 · wf-form4_166993806162632.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,254

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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October 04, 2022 Filed Feb 14, 2023 19:03 UTC
Peters JamesVP, Supply Chain Management
Tax withholdingCommon Stock, $0.001 par value per share 1,191 $2.98 $3,549.18
Disclosure

SEC source: 0001425287-23-000009 · wf-form5_167640140396856.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,153

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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September 15, 2022 Filed Dec 1, 2022 18:43 UTC
Harrington James D.General Counsel
Tax withholdingCommon Stock, $0.001 par value per share 4,891 $3.27 $15,993.57
Disclosure

SEC source: 0001425287-22-000117 · wf-form4_166993818581395.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,678

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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September 01, 2022 Filed Dec 1, 2022 18:31 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 37,566 $3.14 $117,957.24
Disclosure

SEC source: 0001425287-22-000108 · wf-form4_166993748893128.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861,617

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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August 21, 2022 Filed Jan 6, 2023 22:03 UTC
Roraff KerryChief Human Resources Officer
Tax withholdingCommon Stock, $0.001 par value per share 2,340 $3.43 $8,026.20
Disclosure

SEC source: 0001425287-23-000004 · wf-form5_167304258239216.xml · nonDerivative · entry 3

Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,657

F3 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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July 04, 2022 Filed Jan 6, 2023 21:58 UTC
GINNAN ROBERT MChief Financial Officer
Tax withholdingCommon Stock, $0.001 par value per share 4,859 $2.60 $12,633.40
Disclosure

SEC source: 0001425287-23-000002 · wf-form5_167304231624412.xml · nonDerivative · entry 2

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,755

F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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June 27, 2022 Filed Jun 29, 2022 18:14 UTC
Harrington James D.Chief Administrative Officer
Tax withholdingCommon Stock, $0.001 par value per share 1,770 $2.92 $5,168.40
Disclosure

SEC source: 0001425287-22-000078 · wf-form4_165654086301902.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,569

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I, Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on June 27, 2022.

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June 27, 2022 Filed Jun 29, 2022 22:16 UTC Tax withholdingCommon Stock, $0.001 par value per share 427 $2.92 $1,246.84
Disclosure

SEC source: 0001425287-22-000080 · wf-form4_165654098126293.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,436

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I, Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on June 27, 2022.

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May 03, 2022 Filed Jun 6, 2022 22:55 UTC GrantCommon Stock, $0.001 par value per share 23,810 $3.19 $75,953.90
Disclosure

SEC source: 0001425287-22-000076 · wf-form4_165455609123503.xml · nonDerivative · entry 1

Miller Austin Scott · CIK 0001928932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
April 30, 2022 Filed Dec 1, 2022 18:29 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 18,783 $3.01 $56,536.83
Disclosure

SEC source: 0001425287-22-000106 · wf-form4_166993736235887.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899,183

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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April 22, 2022 Filed Apr 26, 2022 22:10 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
Tax withholdingCommon Stock, $0.001 par value per share 1,703 $3.22 $5,483.66
Disclosure

SEC source: 0001425287-22-000067 · wf-form4_165101099272179.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,210

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on April 22, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 18:40 UTC
Anderson Joshua JosephChief Technology Officer
Tax withholdingCommon Stock, $0.001 par value per share 5,228 $3.26 $17,043.28
Disclosure

SEC source: 0001425287-22-000064 · wf-form4_165065280709424.xml · nonDerivative · entry 1

Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,079

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on April 20, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 18:42 UTC
Graber John WesleyPresident, Aerospace
Tax withholdingCommon Stock, $0.001 par value per share 1,757 $3.26 $5,727.82
Disclosure

SEC source: 0001425287-22-000065 · wf-form4_165065295568112.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,066

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on April 20, 2022.

Read SEC document
March 15, 2022 Filed Mar 28, 2022 16:47 UTC
Harrington James D.Chief Administrative Officer
Tax withholdingCommon Stock, $0.001 par value per share 4,808 $3.23 $15,529.84
Disclosure

SEC source: 0001425287-22-000039 · wf-form4_164850021543894.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,339

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 29, 2022 18:18 UTC PurchaseCommon Stock, $0.001 par value per share 12,600 $3.18 $40,050.36
Disclosure

SEC source: 0001425287-22-000054 · wf-form4_164857792293215.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

Read SEC document
March 14, 2022 Filed Mar 15, 2022 19:38 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 15,000 $3.18 $47,700.00
Disclosure

SEC source: 0001896024-22-000002 · wf-form4_164738752309465.xml · nonDerivative · entry 4

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 42,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.05 to $3.25, inclusive.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 19:38 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 2,000 $3.10 $6,200.00
Disclosure

SEC source: 0001896024-22-000002 · wf-form4_164738752309465.xml · nonDerivative · entry 3

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,266

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:22 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
PurchaseCommon Stock, $0.001 par value per share 50,000 $3.10 $155,000.00
Disclosure

SEC source: 0001425287-22-000037 · wf-form4_164746210312876.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,115

Read SEC document
March 11, 2022 Filed Mar 15, 2022 19:38 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 27,000 $3.47 $93,690.00
Disclosure

SEC source: 0001896024-22-000002 · wf-form4_164738752309465.xml · nonDerivative · entry 2

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 27,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.36 to $3.54, inclusive.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 19:38 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 6,000 $3.51 $21,060.00
Disclosure

SEC source: 0001896024-22-000002 · wf-form4_164738752309465.xml · nonDerivative · entry 1

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,266

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.50 to $3.52, inclusive. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

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March 01, 2022 Filed Mar 28, 2022 16:53 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 37,149 $3.74 $138,937.26
Disclosure

SEC source: 0001425287-22-000041 · wf-form4_164850074086463.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917,966

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on March 1, 2022.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 20:04 UTC Tax withholdingCommon Stock, $0.001 par value per share 1,128 $3.04 $3,429.12
Disclosure

SEC source: 0001425287-22-000035 · wf-form4_164616505364326.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,863

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 25, 2022.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 20:02 UTC
Furey Anthony DalyVice President-Finance
Tax withholdingCommon Stock, $0.001 par value per share 1,773 $3.04 $5,389.92
Disclosure

SEC source: 0001425287-22-000033 · wf-form4_164616492227389.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,703

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 25, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:10 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
GrantPerformance Share Units · Derivative 247,524.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000028 · wf-form4_164583059198345.xml · derivative · entry 2

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,524.5

Underlying: Common Stock, $0.001 par value per share · 247,524.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:10 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
GrantCommon Stock, $0.001 par value per share 1,155,115 $3.03 $3,499,998.45
Disclosure

SEC source: 0001425287-22-000028 · wf-form4_164583059198345.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905,115

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:44 UTC
March Stanley RaymondVP, Business Development
GrantPerformance Share Units · Derivative 12,871.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000011 · wf-form4_164582901959893.xml · derivative · entry 2

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871.5

Underlying: Common Stock, $0.001 par value per share · 12,871.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:44 UTC
March Stanley RaymondVP, Business Development
GrantCommon Stock, $0.001 par value per share 60,066 $3.03 $181,999.98
Disclosure

SEC source: 0001425287-22-000011 · wf-form4_164582901959893.xml · nonDerivative · entry 1

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,266

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:11 UTC
Anderson Joshua JosephChief Technology Officer
GrantPerformance Share Units · Derivative 14,851.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000029 · wf-form4_164583067152581.xml · derivative · entry 2

Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,851.5

Underlying: Common Stock, $0.001 par value per share · 14,851.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:11 UTC
Anderson Joshua JosephChief Technology Officer
GrantCommon Stock, $0.001 par value per share 69,307 $3.03 $210,000.21
Disclosure

SEC source: 0001425287-22-000029 · wf-form4_164583067152581.xml · nonDerivative · entry 1

Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,307

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:55 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000019 · wf-form4_164582973127292.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,908

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:51 UTC
DeMott HarryDirector
GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000016 · wf-form4_164582947515402.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,874

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:46 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000013 · wf-form4_164582918149026.xml · nonDerivative · entry 1

CLARK MICHAEL L. · CIK 0001683605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,324

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:57 UTC
Harrington James D.Chief Administrative Officer
GrantPerformance Share Units · Derivative 27,846.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000020 · wf-form4_164582980446674.xml · derivative · entry 2

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,043.5

Underlying: Common Stock, $0.001 par value per share · 27,846.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:57 UTC
Harrington James D.Chief Administrative Officer
GrantCommon Stock, $0.001 par value per share 129,950 $3.03 $393,748.50
Disclosure

SEC source: 0001425287-22-000020 · wf-form4_164582980446674.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,147

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:06 UTC
GINNAN ROBERT MChief Financial Officer
GrantPerformance Share Units · Derivative 29,703 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000025 · wf-form4_164583034015992.xml · derivative · entry 2

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,703

Underlying: Common Stock, $0.001 par value per share · 29,703 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 23:06 UTC
GINNAN ROBERT MChief Financial Officer
GrantCommon Stock, $0.001 par value per share 138,614 $3.03 $420,000.42
Disclosure

SEC source: 0001425287-22-000025 · wf-form4_164583034015992.xml · nonDerivative · entry 1

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,614

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:07 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000026 · wf-form4_164583041306808.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,324

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:04 UTC GrantCommon Stock, $0.001 par value per share 41,254 $3.03 $124,999.62
Disclosure

SEC source: 0001425287-22-000024 · wf-form4_164583027009108.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,282

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:03 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000023 · wf-form4_164583020760783.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,672

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:02 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
GrantPerformance Share Units · Derivative 24,752.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000022 · wf-form4_164583010745457.xml · derivative · entry 2

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,752.5

Underlying: Common Stock, $0.001 par value per share · 24,752.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 23:02 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
GrantCommon Stock, $0.001 par value per share 115,511 $3.03 $349,998.33
Disclosure

SEC source: 0001425287-22-000022 · wf-form4_164583010745457.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,913

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 23:00 UTC
Graber John WesleyPresident, Aerospace
GrantPerformance Share Units · Derivative 22,277 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000021 · wf-form4_164582998478217.xml · derivative · entry 2

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277

Underlying: Common Stock, $0.001 par value per share · 22,277 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 23:00 UTC
Graber John WesleyPresident, Aerospace
GrantCommon Stock, $0.001 par value per share 103,960 $3.03 $314,998.80
Disclosure

SEC source: 0001425287-22-000021 · wf-form4_164582998478217.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,823

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 22:54 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000018 · wf-form4_164582965374209.xml · nonDerivative · entry 1

DEDO JACQUELINE A · CIK 0001279383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,908

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 22:53 UTC GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000017 · wf-form4_164582956949385.xml · nonDerivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,003

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 22:50 UTC GrantPerformance Share Units · Derivative 14,851.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000015 · wf-form4_164582939725119.xml · derivative · entry 2

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,851.5

Underlying: Common Stock, $0.001 par value per share · 14,851.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 22:50 UTC GrantCommon Stock, $0.001 par value per share 69,307 $3.03 $210,000.21
Disclosure

SEC source: 0001425287-22-000015 · wf-form4_164582939725119.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,991

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Feb 25, 2022 22:48 UTC
Furey Anthony DalyVice President-Finance
GrantPerformance Share Units · Derivative 11,138.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000014 · wf-form4_164582925928413.xml · derivative · entry 3

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,138.5

Underlying: Common Stock, $0.001 par value per share · 11,138.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 22:48 UTC
Furey Anthony DalyVice President-Finance
GrantCommon Stock, $0.001 par value per share 51,980 $3.03 $157,499.40
Disclosure

SEC source: 0001425287-22-000014 · wf-form4_164582925928413.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,476

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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February 23, 2022 Filed Mar 29, 2022 18:19 UTC Amendment GrantCommon Stock, $0.001 par value per share 33,003 $3.03 $99,999.09
Disclosure

SEC source: 0001425287-22-000055 · wf-form4a_164857793909489.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,908

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on August 23, 2022. The original Form 4 reported an incorrect vesting date. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.