Peters James

SEC source: 0001425287-25-000038 · wk-form4_1745282641.xml · derivative · entry 3

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 100 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

SEC source: 0001425287-25-000038 · wk-form4_1745282641.xml · nonDerivative · entry 2

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

SEC source: 0001425287-25-000038 · wk-form4_1745282641.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

SEC source: 0001425287-25-000014 · wk-form4_1740533912.xml · nonDerivative · entry 2

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,873

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-25-000014 · wk-form4_1740533912.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,199

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-25-000049 · wk-form4_1745887126.xml · derivative · entry 3

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock, $0.001 par value per share · 547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

F3 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F3 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

SEC source: 0001425287-25-000049 · wk-form4_1745887126.xml · nonDerivative · entry 2

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted stock units previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-25-000049 · wk-form4_1745887126.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

SEC source: 0001425287-24-000141 · wk-form4_1735339209.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,360

F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes.

SEC source: 0001425287-24-000123 · wk-form4_1727986191.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,593

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split.

SEC source: 0001425287-24-000074 · wk-form4_1712179376.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,772

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-24-000058 · wk-form4_1708994514.xml · nonDerivative · entry 2

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,184

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-24-000081 · wk-form4a_1713911640.xml · nonDerivative · entry 2

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,092

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-24-000058 · wk-form4_1708994514.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,710

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-24-000081 · wk-form4a_1713911640.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,618

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-24-000025 · wk-form4_1708724131.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,318

F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

SEC source: 0001425287-24-000121 · wk-form4a_1727986071.xml · derivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,505

Underlying: Common Stock, $0.001 par value per share · 20,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split.

F1 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F1 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

SEC source: 0001425287-24-000004 · wk-form4_1704316734.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,223

F1 · shares: Reflects shares of restricted stock withheld by the Issuer to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes.

SEC source: 0001628280-23-033489 · wk-form4_1696278218.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,472

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001628280-23-015757 · wf-form4_168323136014972.xml · derivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,743

Underlying: Common Stock, $0.001 par value per share · 25,743 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

SEC source: 0001425287-23-000087 · wf-form4_168064688900367.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,663

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-23-000035 · wf-form4_167752782466523.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,627

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

SEC source: 0001425287-23-000083 · wf-form4_167908749700226.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,855

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

SEC source: 0001425287-23-000009 · wf-form5_167640140396856.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,153

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.