Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Chief Human Resources Officer | February 22, 2024 | February 27, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date February 22, 2024 · Filed February 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 642,654 |
Ending reported balance
After 2024-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-22 · Tax withholding · Disposed 9,733 · Balance 650,224 F1: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Row 2 · 2024-02-23 · Tax withholding · Disposed 7,570 · Balance 642,654 F1: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 7,570 | $0.29 | $2,170.32 |
DisclosureSEC source: 0001425287-24-000051 · wk-form4_1708994390.xml · nonDerivative · entry 2 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,654 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 9,733 | $0.29 | $2,775.85 |
DisclosureSEC source: 0001425287-24-000051 · wk-form4_1708994390.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,224 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,825 | $0.32 | $895.53 |
DisclosureSEC source: 0001425287-24-000036 · wk-form4_1708724384.xml · nonDerivative · entry 2 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,957 F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 474,763 | $0.32 | $150,499.87 |
DisclosureSEC source: 0001425287-24-000036 · wk-form4_1708724384.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 662,782 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:12 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,383 | $0.80 | $1,899.97 |
DisclosureSEC source: 0001628280-23-030424 · wk-form4_1692825110.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,019 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:15 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 28,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015754 · wf-form4_168323130327240.xml · derivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,713 Underlying: Common Stock, $0.001 par value per share · 28,713 shares Expires 2024-12-31 F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 7,570 | $1.99 | $15,064.30 |
DisclosureSEC source: 0001425287-23-000037 · wf-form4_167752813667234.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,263 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:12 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 86,139 | $2.02 | $174,000.78 |
DisclosureSEC source: 0001425287-23-000084 · wf-form4_167908751474713.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,402 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,824 | $2.02 | $5,704.48 |
DisclosureSEC source: 0001425287-23-000011 · wf-form4_167719308668442.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,833 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| August 21, 2022 Filed Jan 6, 2023 22:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,340 | $3.43 | $8,026.20 |
DisclosureSEC source: 0001425287-23-000004 · wf-form5_167304258239216.xml · nonDerivative · entry 3 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,657 F3 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2022 Filed Jan 6, 2023 22:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 14,356.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-23-000004 · wf-form5_167304258239216.xml · derivative · entry 4 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,356.5 Underlying: Common Stock, $0.001 par value per share · 14,356.5 shares Expires 2024-12-31 F4 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. F4 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| February 23, 2022 Filed Jan 6, 2023 22:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 66,997 | $3.03 | $203,000.91 |
DisclosureSEC source: 0001425287-23-000004 · wf-form5_167304258239216.xml · nonDerivative · entry 2 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,997 F2 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| February 21, 2022 Filed Jan 6, 2023 22:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 50,000 | $3.15 | $157,500.00 |
DisclosureSEC source: 0001425287-23-000004 · wf-form5_167304258239216.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under an Employment Agreement vesting in equal amounts over a three year period in six month intervals beginning on August 21, 2022, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.