Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | President, Aerospace | April 20, 2024 | April 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date April 20, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 705,736 |
Reported balance
After 2024-04-20 transaction · row 1
1 source rowRow 1 · 2024-04-20 · Tax withholding · Disposed 2,136 · Balance 705,736 F1: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2024 Filed Apr 23, 2024 22:36 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,136 | $0.16 | $344.54 |
DisclosureSEC source: 0001425287-24-000086 · wk-form4_1713911786.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 705,736 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $0.29 | $3,472.22 |
DisclosureSEC source: 0001425287-24-000055 · wk-form4_1708994448.xml · nonDerivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,986 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Apr 23, 2024 22:34 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $0.29 | $3,472.22 |
DisclosureSEC source: 0001425287-24-000083 · wk-form4a_1713911665.xml · nonDerivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,872 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,323 | $0.29 | $3,514.52 |
DisclosureSEC source: 0001425287-24-000055 · wk-form4_1708994448.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,097 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Apr 23, 2024 22:34 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,437 | $0.29 | $695.03 |
DisclosureSEC source: 0001425287-24-000083 · wk-form4a_1713911665.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 719,983 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:37 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 473,186 | $0.32 | $149,999.96 |
DisclosureSEC source: 0001425287-24-000029 · wk-form4_1708724223.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,420 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:20 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 11,969 | $0.36 | $4,308.84 |
DisclosureSEC source: 0001425287-24-000006 · wk-form4_1704316798.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,234 F1 · shares: Reflects shares of restricted stock withheld by the Issuer to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 00:35 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,812 | $0.40 | $732.05 |
DisclosureSEC source: 0001628280-23-034944 · wk-form4_1698107717.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,203 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 23:38 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,812 | $1.00 | $1,812.00 |
DisclosureSEC source: 0001628280-23-012625 · wf-form4_168237949636756.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,015 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $1.99 | $24,100.89 |
DisclosureSEC source: 0001425287-23-000041 · wf-form4_167752844970298.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,827 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 47,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · derivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,228 Underlying: Common Stock, $0.001 par value per share · 47,228 shares Expires 2025-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 141,684 | $2.02 | $286,201.68 |
DisclosureSEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,938 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| October 20, 2022 Filed Dec 1, 2022 23:41 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,812 | $2.32 | $4,203.84 |
DisclosureSEC source: 0001425287-22-000116 · wf-form4_166993806162632.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,254 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 18:42 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,757 | $3.26 | $5,727.82 |
DisclosureSEC source: 0001425287-22-000065 · wf-form4_165065295568112.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,066 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on April 20, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 22,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-22-000021 · wf-form4_164582998478217.xml · derivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,277 Underlying: Common Stock, $0.001 par value per share · 22,277 shares Expires 2024-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 103,960 | $3.03 | $314,998.80 |
DisclosureSEC source: 0001425287-22-000021 · wf-form4_164582998478217.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,823 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| October 20, 2021 Filed Nov 23, 2021 19:53 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,812 | $6.59 | $11,941.08 |
DisclosureSEC source: 0001628280-21-024043 · wf-form4_163769721033504.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,863 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on October 19, 2021. Read SEC document |
| April 20, 2021 Filed Sep 23, 2021 13:48 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 36,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019093 · wf-form4_163240488628799.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,675 F1 · date: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in six equal increments every six months beginning on the six month anniversary of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.