Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPHK · Entity 6921 | Director | May 14, 2018 | May 16, 2018 |
| Workhorse Group Inc.WKHS · Entity 7322 | Director | May 02, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date May 14, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,992 |
Reported balance
After 2018-05-14 transaction · row 1
1 source rowRow 1 · 2018-05-14 · Grant · Acquired 33,743 · Balance 76,992 F1: The restricted stock grant vests in one installment on November 14, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock grant vests in one installment on November 14, 2018.
Workhorse Group Inc.
Report date May 02, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 116,254 |
Reported balance
After 2023-05-02 transaction · row 1
1 source rowRow 1 · 2023-05-02 · Disposition to issuer · Disposed 24,752 · Balance 116,254 F1: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 16:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Disposition to issuerCommon Stock, $0.001 par value per share | 24,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015739 · wf-form4_168323117124934.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,254 F1 · shares: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 18:56 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000025 · wf-form4_167728299103721.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,006 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 15:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 39,823 | $1.85 | $73,672.55 |
DisclosureSEC source: 0001425287-22-000125 · wf-form4_167104916796597.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,501 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.90. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:46 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 33,003 | $3.03 | $99,999.09 |
DisclosureSEC source: 0001425287-22-000013 · wf-form4_164582918149026.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,324 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| February 23, 2022 Filed Mar 29, 2022 14:21 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 33,003 | $3.03 | $99,999.09 |
DisclosureSEC source: 0001425287-22-000062 · wf-form4a_164857808127102.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,324 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on August 23, 2022. The original Form 4 reported an incorrect vesting date. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:37 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 3,966 | $15.13 | $60,005.58 |
DisclosureSEC source: 0001628280-21-003648 · wf-form4_161463463889259.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,321 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:27 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 22,642 | $2.65 | $60,001.30 |
DisclosureSEC source: 0001628280-20-008425 · wf-form4_159052840250417.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,355 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant. Read SEC document |
| November 06, 2019 Filed Nov 12, 2019 17:23 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 71,713 | $2.51 | $179,999.63 |
DisclosureSEC source: 0001213900-19-023000 · ownership.xml · nonDerivative · entry 1 CLARK MICHAEL LAURENCE · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,713 Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:44 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 33,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030637 · doc4.xml · nonDerivative · entry 1 CLARK MICHAEL LAURENCE · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,992 F1 · price: The restricted stock grant vests in one installment on November 14, 2018. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:27 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030655 · doc4.xml · nonDerivative · entry 1 CLARK MICHAEL LAURENCE · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,249 Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 19:27 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 17,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142341 · doc4.xml · nonDerivative · entry 1 CLARK MICHAEL LAURENCE · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,264 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.